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Request for Proposal - Community Strengthening Project (CSP)
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SOLICITATION, OFFER AND AWARD 1. THIS CONTRACT IS A RATED ORDER
UNDER DPAS (15 CFR 7900)
RATING PAGE OF PAGES
2. CONTRACT NUMBER 3. SOLICITATION NUMBER 4. TYPE OF SOLICITATION 5. DATE ISSUED 6. REQUISITION/PURCHASE NUMBER
CODE7. ISSUED BY 8. ADDRESS OFFER TO (If other than item 7)
NOTE: In sealed bid solicitations "offer" and "offeror" mean "bid" and "bidder".
SOLICITATION
9. Sealed offers in original and copies for furnishings the supplies or services in the Schedule will be received at the place specified in item 8, or if hand carried, in the depository located in until local time
CAUTION - LATE Submissions, Modifications, and Withdrawals: See Section L, Provision No. 52.214-7 or 52.215-1. All offers are subject to all terms and conditions contained in this solicitation.
10. FOR
INFORMATION
CALL:
A. NAME B. TELEPHONE (NO COLLECT CALLS)
AREA CODE NUMBER EXT.
C. E-MAIL ADDRESS
11. TABLE OF CONTENTS
(X) SEC. DESCRIPTION PAGE(S) (X) SEC. PAGE(S)DESCRIPTION
A
B
C
D
E
F
G
H
I
J
K
L
M EVALUATION FACTORS FOR AWARD
INSTRS., CONDS., AND NOTICES TO OFFERORS
REPRESENTATIONS, CERTIFICATIONS AND OTHER
STATEMENTS OF OFFERORS
PART IV - REPRESENTATIONS AND INSTRUCTIONS
LIST OF ATTACHMENTS
PART III - LIST OF DOCUMENTS, EXHIBITS AND OTHER ATTACH.
CONTRACT CLAUSESSOLICITATION/CONTRACT FORM
SUPPLIES OR SERVICES AND PRICES/COSTS
DESCRIPTION/SPECS./WORK STATEMENT
PACKAGING AND MARKING
INSPECTION AND ACCEPTANCE
DELIVERIES OR PERFORMANCE
CONTRACT ADMINISTRATION DATA
SPECIAL CONTRACT REQUIREMENTS
NOTE: Item 12 does not apply if the solicitation includes the provisions at 52.214-16, Minimum Bid Acceptance Period.
OFFER (Must be fully completed by offeror)
12. In compliance with the above, the undersigned agrees, if this offer is accepted within calendar days (60 calendar days unless a different period is inserted by the offeror) from the date for receipt of offers specified above, to furnish any or all items upon which prices are offered at the set opposite each item, delivered at the designated point(s), within the time specified in the schedule.
13. DISCOUNT FOR PROMPT PAYMENT
(See Section I, Clause No. 52.232-8)
14. ACKNOWLEDGMENT OF AMENDMENTS
(The offeror acknowledges receipt of amendments to the SOLICITATION for offerors and related documents numbered and dated):
10 CALENDAR DAYS (%) 20 CALENDAR DAYS (%) 30 CALENDAR DAYS (%) CALENDAR DAYS(%)
DATEAMENDMENT NO.AMENDMENT NO. DATE
15A. NAME AND
ADDRESS
OF OFFER-
OR
CODE FACILITY 16. NAME AND THE TITLE OF PERSON AUTHORIZED TO SIGN OFFER
(Type or print)
15B. TELEPHONE NUMBER
AREA CODE NUMBER EXT.
15C. CHECK IF REMITTANCE ADDRESS IS
DIFFERENT FROM ABOVE - ENTER SUCH
ADDRESS IN SCHEDULE.
17. SIGNATURE 18. OFFER DATE
AWARD (To be completed by Government)
19. ACCEPTED AS TO ITEMS 20. AMOUNT 21. ACCOUNTING AND APPROPRIATION
22. AUTHORITY FOR USING OTHER THAN FULL OPEN COMPETITION:
10 U.S.C. 2304 (c) 41 U.S.C. 253 (c)
24. ADMINISTERED BY (If other than Item 7)
26. NAME OF CONTRACTING OFFICER (Type or print)
IMPORTANT - Award will be made on this Form, or on Standard Form 26, or by other authorized official written notice.
AUTHORIZED FOR LOCAL REPRODUCTION
Previous edition is unusable
23. SUBMIT INVOICES TO ADDRESS SHOWN IN
(4 copies unless otherwise specified)
25. PAYMENT WILL BE MADE BY
27. UNITED STATES OF AMERICA
(Signature of Contracting Officer)
28. AWARD DATE
CODE
ITEM
STANDARD FORM 33 (REV,. 9-97)
Prescribed by GSA - Far (48 CFR) 53.214 (c)
SEALED BID (IFB)
NEGOTIATED (RFP)
(Hour) (Date)
PART I - THE SCHEDULE PART II - CONTRACT CLAUSES
01 136
REQ-482-18-000012
BURMAOAA@USAID.GOV
OFFICE OF ACQUISITION &ASSISTANCE
USAID/BURMA
72048218R00005
8:00 AM
FREDERIQUE RAKOTOARIVELO BURMAOAA@USAID.GOV
49 121
04/23/2018
03/15/2018
USAID/Burma 72048218R00005
Table of Contents
Contents
| PART I – THE SCHEDULE | ................................................................................................................................ | 5 |
| SECTION B - SERVICES AND PRICE/COSTS | ............................................................................................ | 5 |
| B.1 PURPOSE | .................................................................................................................................................. | 5 |
| B.2 CONTRACT TYPE AND CONTRACT SERVICES | ....................................................................... | 5 |
| B.3 ESTIMATED COST, FIXED FEE, AND OBLIGATED AMOUNT | ............................................ | 5 |
| B.4 CONTRACT BUDGET | ........................................................................................................................... | 5 |
| B.5 PAYMENT OF FIXED FEE | .................................................................................................................. | 6 |
| B.6 INDIRECT COSTS | .................................................................................................................................. | 6 |
| B.7 CEILING ON INDIRECT COSTS | ....................................................................................................... | 6 |
| B.8 REIMBURSABLE COSTS | ..................................................................................................................... | 7 |
| SECTION C - SPECIFICATIONS | ..................................................................................................................... | 8 |
| SECTION D – PACKAGING AND MARKING | ........................................................................................... | 28 |
| D.1 BRANDING & MARKING | .................................................................................................................. | 28 |
| D.2 AIDAR 752.7009 MARKING. (JAN 1993) | ........................................................................................ | 28 |
| D.3 BRANDING STRATEGY | .................................................................................................................... | 28 |
D.4 APPROVAL OF CONTRACTOR BRANDING IMPLEMENTATION AND MARKING PLAN
| ................................................................................................................................................................... | 29 | |
| SECTION E – INSPECTION AND ACCEPTANCE | ................................................................................... | 30 |
| E.1 NOTICE LISTING CONTRACT CLAUSES INCORPORATED BY REFERENCE | ............ | 30 |
| E.2 INSPECTION AND ACCEPTANCE | ................................................................................................. | 30 |
| E.3 PERFORMANCE STANDARDS | ....................................................................................................... | 30 |
| E.4 MONITORING, EVALUATION, AND LEARNING PLAN | ........................................................ | 30 |
| SECTION F– DELIVERIES OR PERFORMANCE | .................................................................................... | 31 |
| F.1 NOTICE LISTING CONTRACT CLAUSES INCORPORATED BY REFERENCE | ............ | 31 |
| F.2 PERIOD OF PERFORMANCE | .......................................................................................................... | 31 |
| F.3 PLACE OF PERFORMANCE | ............................................................................................................ | 31 |
| F.4 PERFORMANCE STANDARDS | ....................................................................................................... | 31 |
| F.5 AUTHORIZED WORK DAY/WEEK | ............................................................................................... | 31 |
| F.6 REPORTS AND DELIVERABLES | ................................................................................................... | 32 |
| F.7 KEY PERSONNEL | ................................................................................................................................ | 41 |
| F.8 TECHNICAL PROFESSIONAL LEVEL OF EFFORT | ............................................................... | 44 |
| F.9 PROJECT EVALUATION | .................................................................................................................. | 44 |
| SECTION G– CONTRACT ADMINISTRATION DATA | .......................................................................... | 45 |
| G.1 CONTRACTING OFFICER'S AUTHORITY................................................................................. | 45 | |
| G.2 PAYING OFFICE AND ACCOUNTING AND APPROPRIATION DATA | ............................. | 45 |
| G.3 CONTRACTING OFFICER’S REPRESENTATIVE. | .................................................................. | 46 |
| G.4 TECHNICAL DIRECTIONS/RELATIONSHIP WITH USAID | ................................................. | 46 |
| G.5 752.7003 DOCUMENTATION FOR PAYMENT (NOV 1998) | .................................................... | 47 |
| SECTION H– SPECIAL CONTRACT REQUIREMENTS | ....................................................................... | 49 |
| H.1 NOTICE LISTING CONTRACT CLAUSES INCORPORATED BY REFERENCE | ............ | 49 |
| H.2 AUTHORIZED GEOGRAPHIC CODE | ........................................................................................... | 49 |
| H.3 752.225-70 SOURCE AND NATIONALITY REQUIREMENTS (FEB 2012) | .......................... | 49 |
H.4 NONEXPENDABLE PROPERTY PURCHASES AND INFORMATION TECHNOLOGY
RESOURCES
H.5 CONTRACTOR’S STAFF SUPPORT AND ADMINISTRATIVE AND L OGISTICAL
| ARRANGEMENTS............................................................................................................................... | 51 | |
| H.6 ELECTRONIC PAYMENTS SYSTEM | ............................................................................................ | 51 |
H.7 EMPLOYEE COMPENSATION LIMITATIONS UNDER THE CONTRACT AND
SUBCONTRACTS
H.8 SUBMISSION OF DATASETS TO THE DEVELOPMENT DATA LIBRARY (DDL) (OCTOBER
| 2014) | ......................................................................................................................................................... | 52 |
| H.9 GRANTS UNDER CONTRACTS (GUC) | .......................................................................................... | 53 |
H.10 EMPLOYMENT OF THIRD COUNTRY NATIONALS (TCN'S) AND COOPERATING
COUNTRY NATIONALS (CCN'S) (AIDAR722.170)
| H.11 ADDITIONAL REQUIREMENTS FOR PERSONNEL COMPENSATION | ............................ | 55 |
| H.12 EXCHANGE VISITORS AND TRAINING | ...................................................................................... | 56 |
| H.13 GOVERNMENT FURNISHED FACILITIES OR PROPERTY | .................................................. | 56 |
| H.14 LANGUAGE REQUIREMENTS | ........................................................................................................ | 57 |
| H.15 EXECUTIVE ORDER ON TERRORISM FINANCING (FEB 2002) | ......................................... | 57 |
H.16 FOREIGN GOVERNMENT DELEGATIONS TO INTERNATIONAL CONFERENCES (JAN
2002)
H.17 AIDAR 752.7032 INTERNATIONAL TRAVEL APPROVAL AND NOTIFICATION
| REQUIREMENTS (APRIL 2014) | ...................................................................................................... | 57 |
| H.18 AIDAR 752.229-71 REPORTING OF FOREIGN TAXES (JUL 2007) | ....................................... | 57 |
| H.19 SUBCONTRACTING CONSENT | ...................................................................................................... | 58 |
H.20 CONTRACTOR’S USE OF PROJECT VEHICLES AND LIABILITY INSURANCE
| REQUIREMENTS FOR PRIVATELY OWNED VEHICLES | .................................................... | 58 |
| H.21 BUSINESS CLASS TRAVEL | .............................................................................................................. | 59 |
| H.22 CONFLICTS OF INTEREST | .............................................................................................................. | 59 |
| H.23 DISCLOSURE OF INFORMATION | ................................................................................................. | 60 |
| H.24 752.222-70 USAID DISABILITY POLICY - ACQUISITION (DECEMBER 2004) | ................. | 61 |
| H.25 AIDAR 752.7034 ACKNOWLEDGMENT AND DISCLAIMER (DEC 1991)........................... | 61 |
H.26 AIDAR 752.228.3 WORKER’S COMPENSATION INSURANCE (DEFENSE BASE ACT) (DEC
| 1991) | ......................................................................................................................................................... | 62 |
| H.27 752.228-70 MEDICAL EVACUATION (MEDEVAC) SERVICES (JUL 2007) | ........................ | 64 |
| H.28 752.7004 EMERGENCY LOCATOR INFORMATION (JUL 1997) | ........................................... | 64 |
| H.29 HOMELAND SECURITY PRESIDENTIAL DIRECTIVE-12 (HSPD-12) (SEPT 2006) | ...... | 64 |
| H.30 USAID-FINANCED THIRD-PARTY WEB SITES (AUGUST 2013) | ....................................... | 65 |
| H.31 EXECUTIVE ORDER -- CLIMATE-RESILIENT INTERNATIONAL DEVELOPMENT | 66 | |
| H.32 PROHIBITION OF ASSISTANCE TO DRUG TRAFFICKERS | ............................................... | 66 |
| H.33 INHERENTLY GOVERNMENTAL AND CLOSELY ASSOCIATED FUNCTIONS | .......... | 67 |
| H.34 ENVIRONMENTAL COMPLIANCE | ............................................................................................... | 67 |
| H.35 CLOUD COMPUTING (MAY 2016) | ................................................................................................. | 68 |
| H.36 ELECTRONIC AND INFORMATION TECHNOLOGY ACCESSIBILITY (MAY 2016) | .. | 73 |
H.37 SECTION 508 OF THE REHABILITATION ACT OF 1978 AND FAC 97-27 “ELECTRONIC IT
| ACCOUNTABILITY” | ......................................................................................................................... | 73 |
| H.38 BURMA SPECIAL REQUIREMENT | ............................................................................................... | 74 |
| PART II – CONTRACT CLAUSES | ................................................................................................................. | 75 |
| SECTION I – CONTRACT CLAUSES | ........................................................................................................... | 75 |
| PART III - LIST OF DOCUMENTS, EXHIBITS, AND OTHER ATTACHMENTS | .......................... | 94 |
| SECTION J – LIST OF ATTACHMENTS | .................................................................................................... | 94 |
| SECTION K– REPRESENTATIONS, CERTIFICATION, AND OTHER STATEMENTS | .............. | 95 |
| SECTION L– INSTRUCTIONS, CONDITIONS, AND NOTICES TO OFFERORS | ........................ | 104 |
L.1 52.252-1 SOLICITATION PROVISIONS INCORPORATED BY REFERENCE (FEB 1998)104
| L.2 52.216-1 TYPE OF CONTRACT (APR 1984) | ............................................................................... | 104 |
| L.3 52.233-2 SERVICE OF PROTEST. (SEP 2006)............................................................................ | 104 |
L.4 FAR 52.252-1 SOLICITATION PROVISIONS INCORPORATED BY REFERENCE. (FEB 1998)
L.5 AIDAR 752.252-2 AIDAR SOLICITATION PROVISIONS INCORPORATED BY REFERENCE
(MAR 2015)
L.6 FAR 52.215-1 INSTRUCTIONS TO OFFERORS-COMPETITIVE ACQUISITION (JAN 2017)
| ................................................................................................................................................................ | 105 | |
| L.7 GENERAL INSTRUCTIONS | ........................................................................................................... | 108 |
| L.8 DELIVERY INSTRUCTIONS | ......................................................................................................... | 108 |
| L.9 INSTRUCTIONS FOR PREPARATION OF TECHNICAL PROPOSAL | ............................ | 109 |
L.10 INSTRUCTIONS FOR PREPARATION OF BRANDING IMPLEMENTATION AND MARKING
| PLAN | .................................................................................................................................................... | 112 |
| L.11 INSTRUCTIONS FOR THE PREPARATION OF THE COST/BUSINESS PROPOSAL | 112 | |
| L.12 52.252-3 ALTERATIONS IN SOLICITATION (APR 1984) | ..................................................... | 120 |
| L.13 UNNECESSARILY ELABORATE PROPOSALS | ...................................................................... | 120 |
| L.14 QUESTIONS AND CLARIFICATIONS | ....................................................................................... | 120 |
SECTION M– EVALUATION FACTORS FOR AWARD
M.1 52.252-1 SOLICITATION PROVISIONS INCORPORATED BY REFERENCE (FEB 1998)121
| M.2 GENERAL INFORMATION | ........................................................................................................... | 121 |
| M.3 EVALUATION CRITERIA | .............................................................................................................. | 121 |
| M.3.1 TECHNICAL EVALUATION CRITERIA | ...................................................................................... | 121 |
| M.3.2 COST EVALUATION CRITERIA | ................................................................................................. | 124 |
| M.4 DETERMINATION OF THE COMPETITIVE RANGE AND CONTRACT AWARD | ..... | 124 |
| M.5 SOURCE SELECTION...................................................................................................................... | 124 | |
| M.6 CONTRACTING WITH SMALL BUSINESS CONCERNS | ........................................................ | 125 |
TABLE OF ACRONYMS
AAC Activity Advisory Council ADS Automated Directives System CO Contracting Officer COP Chief of Party COR Contracting Officer’s Representative CSP Community Strengthening Program CLA Continuous Learning and Adaptation DDL Development Data Library DCOP Deputy Chief of Party DDGS Direct Distribution of Goods and Services EID Electronic Intervention Database EMMP Environmental Mitigation and Monitoring Plan FAA Fixed Amount Agreement GBV Gender Based Violence GIS Geographic Information System GOM / GOB Government of Myanmar/Burma GUC Grants Under Contract ICS Integrated Country Strategy IDP Internally Displaced Person IEE Initial Environmental Examination LGBTI Lesbian, Gay, Bisexual, Transgender and Intersex M&E / MEL Monitoring and Evaluation (and Learning) NGO Non-governmental Organization nRS northern Rakhine State OSAC Overseas Security Advisory Council PAD Project Appraisal Document PAF Project Activity Fund PVO Private Voluntary Organization STTA Short Term Technical Assistance TIP Trafficking in Persons UN United Nations UXO Unexploded Ordinance USG United States Government
PART I – THE SCHEDULE
SECTION B - SERVICES AND PRICE/COSTS
B.1 PURPOSE
The purpose of this contract is to procure the services of a Contractor to implement the USAID/Burma Community Strengthening Project as described in Section C.
B.2 CONTRACT TYPE AND CONTRACT SERVICES
This is a Cost-Plus-Fixed-Fee (CPFF) term Contract. For the consideration set forth below, the Contractor must perform the services and provide the deliverables or outputs described in Sections C and F and the level of effort described in Section F.
B.3 ESTIMATED COST, FIXED FEE, AND OBLIGATED AMOUNT
(a) For the base contract period (first 3 years), the estimated cost for the performance of the work required hereunder, exclusive of fixed fee, is [TBD]. The fixed fee, if any, for the base contract period (first 3 years) is [TBD]. The total estimated cost plus fixed fee for the base period is [TBD].
The estimated cost for Option 1 period (if exercised) exclusive of fixed fee, is [TBD]. The fixed fee, if any, for the Option 1 period is [TBD]. The total estimated cost plus fixed fee for the Option 1 period is [TBD].
The estimated cost for Option 2 period (if exercised), exclusive of fixed fee, is [TBD]. The fixed fee, if any, for the Option 2 period is [TBD]. The total estimated cost plus fixed fee for the Option 2 period is [TBD].
The estimated cost plus fixed fee, if any, for the base and Option period is [TBD].
(b) The Option(s) may be exercised at any time during implementation of the Base Contract and the level of effort associated with the option(s) will be added to the level of effort associated with the base level of effort.
(c) Within the total estimated cost plus fixed fee (if any) specified in paragraph (a) above, the amount currently obligated and available for reimbursement of allowable costs incurred by the Contractor (and payment of fee, if any) for performance hereunder is [$TBD. ]
(d) Funds obligated hereunder are anticipated to be sufficient through [TBD. ]
(e) The Contractor must not exceed the aforesaid obligated amount unless authorized by the Contracting Officer pursuant to the clause of this contract entitled "Limitation of Funds" (FAR 52.232-22).
B.4 CONTRACT BUDGET
The total cost (including fixed fee) stated below may not be adjusted without a written modification signed by the Contracting Officer. No amounts in excess of the amounts specified for each line item below shall be billed against the Contract.
Description Years 1through 3 ($) (Base)
Option 1 Year 4
Option 2 Year 5
Total ($)
Direct Costs Indirect Costs Program Activity Fund
Fixed Fee
TOTAL
B.5 PAYMENT OF FIXED FEE
Payment of fixed fee, subject to FAR 52.216-8, may be made upon receipt of a proper invoice. Subject to FAR 52.216-8, Fixed Fee shall be allocated based upon the proportion of the labor provided over the period covered by the invoice. In the event that the contractor does not provide the total Level of Effort stipulated in the Contract budget, the total amount of fixed fee shall be reduced in similar proportion. For example, if the Contractor has expended 85% of the total level of effort, then the Contractor is entitled to 85% of the fixed fee amount, provided that the performance has been satisfactory. The total amount of Fixed Fee is payable upon receipt of the Contractor‘s statement that the level of effort specified in the contract has been expended in performing the contract work.
B.6 INDIRECT COSTS
The contract clause entitled “Allowable Cost and Payment (DEC 2002)”, FAR52.216-7, specifies that the indirect cost rates must be established for each of the Contractor’s accounting periods that apply to this contract. Pending establishment of revised provisional or final indirect cost rates, allowable indirect costs must be reimbursed on the basis of the following negotiated provisional or predetermined rates and the appropriate bases:
Description Rate Base Type Period 1/ 1/ 1/ [To be determined]
B.7 CEILING ON INDIRECT COSTS
(a) Reimbursement for indirect costs will be at the lower of the negotiated final pre-determined/provisional rates or the following ceiling rates:
Description 20XX 20XX 20XX 20XX 20XX
[Rate 1 description to be inserted] ___% ___% ____% ____% _____% [Rate 2 description to be inserted] ___% ___% ____% ____% _____% [Rate 3 description to be inserted] ___% ___% ____% ____% _____%
The government will not be obligated to pay any additional amount on account of indirect costs above the ceiling rates established in the contract. This advance understanding will not change any monetary imitation, or obligation established in the contract.
B.8 REIMBURSABLE COSTS
Allowable costs will be limited to reasonable, allocable and necessary costs determined in accordance with FAR 52.216-7, Allowable Cost and Payment (June 2013), FAR 52.216-8, Fixed Fee (June 2011), if applicable, and AIDAR 752.7003, Documentation for Payment.
[END OF SECTION B]
SECTION C - SPECIFICATIONS
STATEMENT OF WORK
C.1 Goal
The Contractor will design and implement interventions to assist communities in areas affected by or prone to conflict to improve access to essential services, recover from conflict, improve their resilience to future shocks, and empower them to more fully participate in Myanmar’s democratic transition and national reconciliation processes.
C.2 Purpose
The Contractor will achieve the above goal by promoting locally-driven and community-centered approaches that: expand access to essential services such as health, education, livelihoods, water, sanitation, and civil documentation; improve or rehabilitate community infrastructure; support early recovery and enhance resilience to future crises; develop and strengthen community level participatory leadership and governance; and, increase the ability of communities, civil society, and local governance actors to build constructive relationships that support cohesion, advance prospects for peace, and mitigate conflict. The Contractor will also provide analytical services underlying the iterative and adaptive approach to activities.
Vulnerable populations assisted through this activity will include populations affected by conflict and immediate post-conflict situations, including emerging or new conflicts occurring over the life of the contract; populations in an early recovery stage following conflict or significant natural disasters; and populations building resilience to protracted conflict or recurrent natural disasters. It is expected that the Activity will principally focus on needs of communities in Myanmar’s Rakhine State, Kachin State and northern Shan State. However, the Activity may adjust target implementation areas based on the country context and evolving dynamics.
C.3 Relationship to Mission Objectives
This Program contributes to the following Embassy and USAID/Burma Integrated Country Strategy (ICS) goals and objectives:
Goal 2: Myanmar makes meaningful progress toward peace and national reconciliation and begins to construct a shared national identity.
Objective 2.1: Achieve an inclusive national ceasefire and development of an effective political dialogue aimed at achieving a federal union.
Objective 2.2: Reduce religious and communal conflict and build inclusive, tolerant national identity with a particular focus on Rakhine State
Within this framework, USAID’s Office of Democracy & Governance Project Appraisal Document (PAD) includes the following theory of change:
If State institutions’ accountability is increased, non-State actors’ participation is improved, and vulnerable communities are empowered, assuming the elected government maintains constructive engagement with all interested parties with a stake in the reforms, then democratic governance will be strengthened to advance the transition in Myanmar.
Empowerment and involvement of the country’s most vulnerable populations is an important component of supporting an inclusive and robust transition to democratic governance. This Activity will contribute to the following sub-theory of change included in the PAD:
If community vulnerabilities are reduced, community participation is strengthened, and local governance systems are strengthened, then vulnerable communities will be empowered.
C.4 Project Objectives
If vulnerable communities have confidence that their basic needs will be met in a balanced and equitable manner, then they are more likely to participate in decision making processes that affect their families and community, and in turn, more likely to participate in processes that improve relationships with, and conditions for other communities. When communities are actively participating and feel empowered to request greater accountability and quality from decision makers, local governance is strengthened.
This project consists of four interrelated and mutually reinforcing objectives. The Contractor must consult with USAID/Burma to identify priorities, specific interventions, and approaches that will be tailored to the unique needs of target communities to achieve these objectives.
C.4.1 Objective 1: Improve understanding of conflict dynamics, early recovery strategies, and approaches to working in communities affected by conflict
The Contractor will provide high-quality and informed analyses of conflict dynamics, drivers of conflict, key influencers and potential spoilers within communities, developing a thorough and nuanced understanding of political, economic and social systems. The contractor must provide geographic data analysis and mapping as a component of its efforts. The Contractor will use the analyses to underpin its proposed activities under Objectives 2-4, and its associated management and evaluation processes. It is also important for USAID and other local and international actors working in humanitarian, early recovery, development and peacebuilding activities to identify and utilize approaches that mitigate harm, avoid exacerbating drivers of conflict, and promote trust building and reconciliation where possible. The analysis undertaken by the Contractor will further support the identification of best practices and recommendations for more holistic, complementary activities to bridge humanitarian, peace and development objectives and can be adapted to other areas affected by conflict.
Expected outcomes:
● Interventions more appropriately tailored to community needs and context, and more capable of adjusting to changes in local dynamics;
● Availability of high quality localized conflict analyses increased;
● Local and international actors exposure to conflict sensitive principles and resources, including but not limited to Do No Harm approaches, improved;
● Capacity of USAID technical teams to identify and implement conflict sensitive interventions in areas within Myanmar affected by conflict enhanced; and,
● Availability of lessons learned, best practices and recommendations on working in areas affected by conflict for humanitarian, development and peacebuilding practitioners increased.
The specific tasks contemplated by USAID are described in Section C.5.1 and require the Contractor to undertake extensive qualitative and quantitative analysis of the drivers of conflict within Myanmar.
While standard and conventional research methods such as key informant interviews, focus group discussions, and surveys can be used, the Contractor or its partners must be capable of using and appropriately applying more advanced data collection and analytics techniques. This includes mining of existing quantitative and qualitative data available on Myanmar, predictive analytics related to conflict or underlying drivers of conflict, applied geospatial analysis techniques, and crowdsourcing of information on events and activities. The Contractor may, and is encouraged to propose to USAID additional techniques or applications of research applicable to activities contemplated under this contract over the performance period.
C.4.2 Objective 2: Strengthen community participation and local ownership in the provision of essential services, community development initiatives, and peace and reconciliation efforts
The Contractor will design, implement, and oversee interventions that support increased participation and local ownership in community-level development and reconciliation efforts. These interventions, based on research and analysis undertaken under Objective 1 and strategic guidance from USAID, will increase community members’ voice in the decisions that impact their lives by providing more meaningful opportunities for participation, feedback and leadership. The Contractor will support communities to organize community governance institutions that are responsive, transparent and well-equipped to address threats and vulnerabilities, seize opportunities for recovery and growth, and build resilience to crises. The Contractor must work under the principle that people are not only beneficiaries, but actors, participants, and change agents. The Contractor’s activities must maximize community involvement in the provision of essential services, community development initiatives, and peace and reconciliation efforts to empower communities, provide them with influence and agency over decisions that affect their future, and hold service providers, duty bearers and decision makers accountable for delivering results.
Expected outcomes:
● Community participation, dialogue, and leadership skills improved;
● Youth, women and especially vulnerable groups’ participation in decision making increased;
● Local organizations and civil society involved in service delivery, community development, and peace and reconciliation activities empowered;
● Community input and involvement in peace and reconciliation processes increased; and,
● Community satisfaction with early recovery and reconciliation activities improved.
C.4.3 Objective 3: Reduce community vulnerabilities, enhance resilience to protracted crises and future shocks, support early recovery, and promote durable solutions for communities affected by conflict and displacement
The Contractor, based on research and analysis provided under Objective 1 and strategic guidance from USAID, will undertake interventions that improve access to essential services including, but not limited to, health, education and civil documentation; restore or improve community infrastructure; and support the re-establishment of livelihoods and economic activity that contributes to early recovery and improved resilience. Access to essential services is a driver of conflict across Myanmar. In many areas, basic health and education services are often not available to marginalized groups, not provided in a language they understand, and are viewed as a way to expand the influence of the government. Chronic lack of investment in development, and economic and livelihood opportunities in areas affected by conflict exacerbates community vulnerabilities and undermines resilience to protracted crises and unanticipated shocks. The Contractor must integrate or link its activities in Objective 3 with the principles of community participation in Objective 2.
Expected outcomes:
● Essential services are more responsive to community needs;
● Basic small-scale community infrastructure improved, established or rehabilitated;
● Sustainable livelihoods promoted;
● Access to finance for micro enterprises, community-managed funds and other economic recovery options improved;
● Capacity for preparedness, mitigation and response to disasters increased;
● Access to physical and psychosocial services for victims of violence increased and improved;
● Self-sustaining, locally driven and resilient approaches to post crisis recovery are increased; and,
● Conditions for sustainable IDP or refugee returns or resettlement enhanced.
C.4.4 Objective 4: Enhance trust and reconciliation between communities and between communities and local governance actors
In areas affected by conflict, social bonds between communities and among key decision makers have eroded. The Contractor will design and manage activities that support mutually beneficial interactions and linkages among communities, such as building economic ties and cooperation on issues that affect multiple communities, and expand engagement and build trust among different religious and ethnic groups. Building relationships between communities and local government officials, and between state and non-state actors, is also important to ensure essential service provision and community development does not exacerbate tensions or conflict. Under this Objective, the Contractor will improve skills and capacity for constructive dialogue, engagement and conflict resolution to create an environment conducive to solving long-standing problems and tensions between groups. The Contractor must be prepared to support opportunities to enhance trust and reconciliation between communities that may emerge unexpectedly or over time, including support to individuals or organizations that are positioned to serve as trusted partners and interlocutors.
Expected outcomes:
● Cooperation between state and non-state actors enhanced;
● Conflict mitigation, negotiation and dispute resolution skills improved;
● Trust and collaboration between communities and local governance actors or other key decision makers improved; and
● Dialogue and cooperation between communities of different ethnic or religious backgrounds increased.
C.5 Objective Related Tasks
C.5.1 Objective 1 Tasks
(a) Monthly Contextual Report: The Contractor will provide a monthly contextual report covering developments in Rakhine, Kachin, and northern Shan states. The report, not to exceed 15 pages, must include information on the security environment, governance, essential services, and the economy.
Illustrative topics include, but are not limited to: incidents of armed conflict occurring in the program area; critical changes in leadership at the village, township, district, or state level or within ethnic organization; surpluses, shortages, or supply interruptions in staple commodities and labor; reported criminal activity impacting the political or economic environment; the creation, progress on, or destruction of water, electrical, health, or education infrastructure. The monthly report will be analytical in nature, including data analytics and visualization products, to demonstrate potential impact or opportunities for USAID, and must include recommendations for adjustments to existing programs or new activities. The scope or specific focus of the monthly report may be adjusted by the COR based on emerging events and circumstances.
(b) In-depth Analysis: The Contractor will provide three (3) in-depth analyses in each contract year on a topic to be determined by USAID and relevant to the scope and activities contemplated by this contract. The report, not to exceed 30 pages, must be analytical in nature, include maps or other graphics, and must include recommendations for adjustments to existing programs or new activities. The scope and specific focus of the each in-depth analysis will be provided to the Contractor by the COR at the commencement of each “trimester” of the contract. Illustrative examples of the topics to be covered include, but are not limited to: political economy of a specific geographic area; political and economic impacts of planned infrastructure on conflict dynamics; the role of women and youth in conflict mitigation in a geographic area; or, an assessment of property rights and land tenure as a driver of conflict in a geographic area. Upon acceptance of the report by the COR, the Contractor must be prepared to provide briefings and presentations as directed to internal or external audiences including but not limited, to the Embassy, USAID, international donors, the Government of Myanmar, local partners, or community leadership.
(c) Community Level Conflict Analyses: The Contractor is required to provide a written conflict analysis when a community or other defined geographic area is subject to a single activity equal to or exceeding $50,000, or in which the cumulative value of activities over a one-year period in a community meets or exceeds $100,000. The conflict analysis of the geographic area will be between five (5) and ten
(10) pages, dependent upon the complexity of the conflicts and factors identified and detail the geographic area covered. The conflict analysis must contain an assessment of the drivers of conflict in the covered geographic area, including political, economic, social, and environmental factors, and individuals or institutions that could inhibit, constrain, or facilitate USAID’s activities. These analyses will integrate information obtained from the monthly contextual reporting, in-depth analyses, USAID strategic guidance, the Activity Advisory Council, and local partners. The COR may waive or defer the conflict analysis requirement, in order to ensure the responsiveness of the activity, or for activities that are primarily focused on training or analytical work. Once a conflict analysis has been conducted for a specific community, it must be updated for any future activity that meets or exceeds the individual or annual activity threshold value. Updates to conflict analyses must include a specific assessment of the impact of past CSP activities on the drivers of conflict within the community, and may include other known donor activities that have taken place since the initial conflict analysis. For activities under $50,000, the Contractor must include a statement on the potential impact on community level conflict in its activity description, grant or sub-grant documents, or other documentation designated by the COR in order to obtain final approval of the activity.
(d) Ad hoc Analytical Reporting: The Contractor must be prepared to provide substantive reporting and analysis on emerging or unforeseen events impacting the implementation of the contract.
Ad hoc reports may also include data analytics and visualization product requests. Ad hoc reporting requests will be submitted by the COR to the Contractor and require a five (5) to seven (7) page response, and be submitted on a timeline to be determined jointly by the Contractor and COR dependent upon the complexity and urgency of the request. The Contractor should anticipate submission within seven to ten days of the request. USAID anticipates approximately three (3) ad hoc requests per month.
The report must be analytical in nature and include recommendations or potential implications related to USAID activities, completed, ongoing, or future. Ad hoc reports will draw from all resources available under the contract including USAID, local partners, sub-contractors, and other local and international development contacts developed over the course of contract implementation. Ad hoc reports will generally take the form of a specific and focused research question, including but not limited to: the economic impact of fighting between two groups in a specific geographic area; the political impact of reported supply shortages of a staple in a specific community; the implications of a negotiated ceasefire between two ethnic groups in a district; or the impact of a new donor or government investment in a specific area.
(e) Analytical Database: The Contractor must develop and maintain a database of analytical information. This database will contain all information created and obtained by the Contractor under Objective 1, providing a centralized location for data mining and other analyses. This database may be independent of, or integrated with, the Electronic Intervention Database contemplated for oversight and management of the Project Activity Fund (PAF). The analytical database must be capable of multiple levels of access, including complete access for the Contractor and USAID, ranging to partial read-only access for local partners or the public, as directed by the COR. The analytical database must also be able to run customized contractor and customer generated reports integrating open source, GIS, and contractor generated information, including basic activity data from the electronic intervention database, contemplated under this contract. The analytical data base will be one source for data analytics and visualization product requests USAID anticipates a base level of functionality upon award and the ability to customize and expand functionality over the life of the contract. Pursuant ADS 579: USAID Development Data, datasets must be submitted to the Development Data Library (DDL) in open and machine-readable formats
(f) Consultations and Training: The Contractor must be prepared to provide consultations and recommendations to USAID, and other internal and external audiences as directed by the COR, on the research and analysis products contemplated under Objective 1. This includes but is not limited to formal presentations to internal and external audiences, and the development of training for international and local partners based on the findings and recommendations of the Contractor’s reports and analyses.
Consultations and analyses may be conducted directly by the Contractor’s staff, or through other means including STTA, sub-contract, or grant(s) under contract, as mutually agreed by USAID and the Contractor. USAID anticipates that the Contractor will provide up to four training sessions per month, exclusive of other consultations and briefings of research findings.
C.5.2 Objective 2 Tasks
The Contractor must design, implement, monitor, and assess an ongoing series of activities in support of Objective 2. All activities must be designed and implemented in a manner consistent with the principles and requirements described in Section C. The Contractor will use the specific implementation tools described in the Program Activity Fund to carry out its activities. All activities undertaken by the Contractor under Objective 2 are subject to USAID approval. Illustrative activities include, but are not limited to:
Establishing and supporting Village Development Committees or other inclusive and representative decision-making bodies at the village level;
Supporting participatory community needs assessments and identification of community development priorities;
Establishing and/or building the capacity of women’s groups to address gender-based violence or other protection concerns;
Facilitating dialogue sessions or townhall meetings to discuss issues or events related to the peace process and national reconciliation;
Providing capacity building support and technical skill building for local civil society organizations or community groups involved in service delivery, community development, and peace and reconciliation activities; or
Organizing training for community leaders in public speaking, leadership skills, and consensus building.
C.5.3 Objective 3 Tasks
The Contractor must design, implement, monitor, and assess an ongoing series of activities in support of Objective 3. All activities must be designed and implemented in a manner consistent with the principles and requirements described in Section C. The Contractor will use the specific implementation tools described in the Program Activity Fund to carry out its activities. All activities undertaken by the Contractor under Objective 3 are subject to USAID approval unless expressly authorized by a separate provision of this contract. Illustrative activities include, but are not limited to:
Support local organizations - such as ethnic service providers - to provide health, education, and improve food security for vulnerable populations;
Work with local governance actors to assist community members in obtaining civil documents such as birth registrations and identification documents;
Rehabilitation of schools, roads or other community infrastructure;
Vocational training or support for alternative livelihood opportunities;
Establish or support Village Development Funds, self-reliance revolving funds, or other small-scale finance options; and
Build resilience of local communities through disaster risk reduction strategies.
C.5.4 Objective 4 Tasks
The Contractor must design, implement, monitor, and assess a series of activities in support of Objective
4. All activities must be designed and implemented in a manner consistent with the principles and requirements described in Section C. The Contractor will use the specific implementation tools described under the Program Activity Fund to carry out its activities. All activities undertaken by the Contractor under Objective 4 are subject to USAID approval unless expressly authorized by a separate provision of this contract. Illustrative activities include, but are not limited to:
Townhall meetings or dialogue sessions between community members and local governance actors or community leaders;
Support for joint trainings, workshops or projects between non-state service providers - such as ethnic health or education organizations - and government service providers;
Training in dispute resolution and conflict mitigation skills for community leaders and/or local governance actors; or
Joint projects or skills training that include participants from diverse religious or ethnic backgrounds.
C.6 Technical Approach and Contract Tools
The dynamic operating environment and nature of activity objectives requires that the Contractor be prepared to expand, diminish, or change operations with little notice. The focus of the Contractor must be to understand the drivers of instability and conflict, identify partners, deliver activities or interventions that are contextually appropriate, and identify ways those interventions can be leveraged to generate further stability and mitigate the potential for conflict. The Contractor must also be capable of adjusting to changes in the drivers of conflict and instability and adapt to such changes at the micro-level (i.e., village). USAID envisions a substantial number of activities – 75 to 100 - taking place on an annual basis, with most activities short-term in nature – 3 to 9 months – allowing for frequent adjustments and supporting the overall goal of an iterative process. The primary focus of the activities envisioned under this contract is to increase participation (Objective 2), build resilience (Objective 3), and enhance trust (Objective 4). The Contractor must be able to assure adequate flexibility to award and implement interventions in areas of opportunity and to provide funds on short notice for operations and activities.
C.6.1 Intervention Design and Management
The Contractor, in conjunction with USAID, must establish and follow a process for activity design, implementation, monitoring, and assessment. USAID anticipates that the activity design cycle and associated processes will be the single most critical factor in the success of the overall contract. The Contractor must incorporate an Integrated Team Approach; Activity Design, Management and Oversight, and Activity Documentation described immediately below, and the seven principles and directions in the subsequent section.
(1) Integrated “One Team” Approach: The Contractor will work with USAID to function as an integrated, operational team with shared program vision and commitment to success of the activity. The Contractor will be responsible for implementation of the program strategy that is set and adjusted as necessary in consultation with USAID/Burma.
(2) Activity Design, Management and Oversight: The Contractor will be responsible for identifying and proposing intervention ideas for USAID/Burma approval. The Contractor will be responsible for designing the intervention, securing USAID/Burma approval for the fully developed intervention prior to implementation, overseeing implementation, monitoring, evaluating and closing out each intervention.
For grants under contract, the Contractor will provide assistance to potential grantees to help them with grant design and development, as needed. The Contractor, in coordination with USAID/Burma, must be prepared to involve other stakeholders including but not limited to civil society actors, community leaders, private sector and government representatives, in the process of identification, development and implementation of interventions. The Contractor must design activities in accordance with U.S.
Government policy.
The Contractor must design, implement, manage, and oversee activities covering a broad range of technical areas and geographic space.
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