Attachment_2_-_Contractor_Data_Form.pdf

PDF 568 KB Posted

Attached to
Case Tracking and Records Retention System (CTaRRS) Software Federal contract opportunity
Solicitation number
63000-16-0324
Issued by
Securities and Exchange Commission

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Attachment 2 - Contractor Data Form

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Attachment_3_-_Credit_Release_Authorization.pdf PDF
Attachment_4_-_Declaration_of_Federal_Employment__OF-0306.pdf PDF
Attachment_5_-_NDA_-_Contractor.docx DOCX document

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Text version

U.S. SECURITIES AND EXCHANGE COMMISSION

100 F Street, N.E., Washington, DC 20549

REQUEST FOR PERSEC DETERMINATION (Contractors)

Section A: To Be Completed By the Applicant

1. Name (Last/Family) 2. First (Given) 3. Middle (or NMN) 4. Other Names Used 5. Suffix

6. Social Security Number 7. Date of Birth MM/DD/YYYY 8. Place of Birth (City and State) 9. Country 10. Gender

M F

15. Home Street Address 11. E-Mail Address (work) 12. E-Mail Address (personal)

13. Daytime Phone Number 14. Cell Phone Number

16. City 17. State 18. Zip Code 19. Position (Job) Title

20. US Citizen?

YYeses NoNoNo

21. Naturalized Citizen?

Yes No

Non-US Born Citizens Only: Complete 22-24 as applicable

22. Naturalization Certificate Number 23. Alien Registration Number 24. Country of Citizenship

25. Prior Investigation?

Yes No

Prior Federal Investigation Only: Complete 26-28

26. Agency 27. Level of Investigation 28. Date of Completion

Comments (A separate sheet of paper can be included for comments if additional space is needed)

Section B: To Be Completed By SEC Contract Officer Representative (COR)

1. Term of Service

Long Term Temporary less than 6 months

2. Division Supporting

3. Physical Office Location (select one)

ARO BRO CHRO DRO

FWRO LARO MIRO NYRO

PLRO SLRO SFRO HQ/OPC

4. Company Name (Prime)

Name:

5. Company Name (Sub-Contractor, if applicable)

Name:

6. Contract Program Manager

Name:

Phone:

7. Other Contract Point of Contact (if applicable)

Name:

Phone:

8. Contract Number

9. Contract End Date

10. SEC COR

Name:

Phone:

11. Other SEC Point of Contact (if applicable)

Name:

Phone:

Section C: Notes

All documentation must be submitted by the COR to the Personnel Security mailbox at personnelsecurity@sec.gov.

v1. 06/2012

Contractors

Name (Last/Family):
Date of Completion:
First (Given):
Middle (or NMN):
Other Names Used (Maiden):
Suffix:
Social Security Number:
Date of Birth (MM/DD/YYYY):
Place of Birth (City and State):
Country:
Male: Off
Female: Off
Home Street Address:
Cell Phone Number:
City:
State:
Zip Code:
E-Mail Address (work):
E-Mail Address (personal):
Daytime Phone Number:
Position (Job) Title:
US Citizen YES: Off
US Citizen NO: Off
Naturalized Citizen YES: Off
Naturalized Citizen NO: Off
Naturalization Certificate Number:
Alien Registration Number:
Country of Citizenship:
Prior Investigation YES: Off
Prior Investigation NO: Off
Agency:
Level of Investigation:
ARO: Off
BRO: Off
CHRO: Off
DRO: Off
FWRO: Off
LARO: Off
MIRO: Off
NYRO: Off
PLRO: Off
SLRO: Off
SFRO: Off
HQ/OPC: Off
PM Name:
PM Phone:
Other POC:
Other POC Phone:
SEC COR Name:
SEC COR Phone:
Company Name Prime Name:
Contract Number:
Contract End Date:
Company Name SubContractor if applicable Name:
Division Supporting:
Long Term: Off
Temporary (less than 6 months): Off
Notes:
Other SEC POC Phone:
Other SEC POC Name:
Comment:

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