5-ANGETL_24-02.pdf
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- Solicitation number
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This document is an Air National Guard (ANG) Engineering Technical Letter (ETL) dated 05 April 2024, issued by the National Guard Bureau, which provides comprehensive design objectives and procedures for ANG facility construction and renovation projects. The ETL establishes standardized requirements for architectural and engineering design processes, covering multiple project phases from preliminary design through final design and construction, including both Design-Bid-Build (DBB) and Design-Build (DB) contract methodologies. The document provides detailed guidance for design professionals on submittal requirements, drawing standards, specifications, cost estimates, sustainability considerations, and quality control processes across various design stages, with specific instructions for each design phase from conceptual proposal (15%) through final design (100%).
The ETL outlines specific technical and administrative requirements for ANG facility design projects, emphasizing compliance with Unified Facilities Criteria (UFC), sustainability standards, and cybersecurity protocols. It includes extensive guidelines for cost estimation, with requirements for developing detailed construction cost estimates using specific software (MII/MCACES), and mandates for incorporating sustainable design principles, third-party certifications, and comprehensive design documentation. The document provides a structured approach to project design that ensures consistency, quality, and alignment with DoD and ANG technical standards, with particular attention to environmental considerations, antiterrorism design provisions, and comprehensive design review processes across multiple project submission stages.
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05 April 2024
AIR NATIONAL GUARD
DESIGN OBJECTIVES AND PROCEDURES
ANG ETL 24-02
05 APR 2024
ENGINEERING TECHNICAL LETTER (ETL)
AIR NATIONAL GUARD DESIGN OBJECTIVES AND PROCEDURES
Record of Changes (changes are indicated by \1\ ... /1/)
Change No. Date Location
This ANG ETL supersedes ANG ETL 10-03, dated 16 April 2010
This Page Intentionally Left Blank
FOREWORD
In accordance with Air Force Instruction 32-1023, the Chiefs of the National Guard Bureau (NGB) and Air Force Reserve develop supplementary instructions and or guidance unique to the Air National Guard (ANG) and Air Force Reserve Component (AFRC) construction programs and oversee management of their respective programs. In accordance with Title 10, U.S.C. Chapter 133 Service, Supply, Procurement, the ANG and the AFRC facilities programs are executed under Title 10. U.S.C., Chapter 1803. As such they may coordinate with Air Force Installation Mission Support Center (AFIMSC) and portions of Air Force Civil Engineer Center (AFCEC), but execute under Title 10, U.S.C., Chapter 1803.
Air National Guard Engineering Technical Letters (ANG ETLs) provide requirements (i.e., defined by users and operational needs) and are intended for use with unified technical requirements published in DoD Unified Facilities Criteria (UFC). ANG ETLs are applicable only to the Air National Guard, and do not represent unified DoD requirements. Differences in requirements between DoD Components as well as local and state agencies may exist due to differences in policies and operational needs.
The UFC system is prescribed by MIL-STD 3007G Standard Practice Unified Facilities Criteria, Facilities Criteria and Unified Facilities Guide Specifications and provides planning, design, construction, sustainment, restoration, and modernization criteria, and applicable to the Military Departments, Defense Agencies, and the DoD Field Activities. The UFC System also includes technical and functional requirements for specific facility types. Headquarters, U.S. Army Corps of Engineers (HQUSACE), Naval Facilities Engineering Systems Command (NAVFAC), and Air Force Civil Engineer Center (AFCEC) are responsible for administration of the UFC system. Technical content of UFC is the responsibility of the cognizant DoD working group.
ANG ETLs are living documents and will be periodically reviewed, updated, and made available to users as part of the Military Department’s responsibility for providing technical criteria for military construction.
ANG ETLs are effective upon issuance and are distributed only in electronic media from the following source:
• Whole Building Design Guide web site https://www.wbdg.org/ffc/ang/engineering-technical-letters-angetl
Refer to UFC 1-200-01, General Building Requirements, for implementation of new issuances on projects.
POINT OF CONTACT: The point of contact for this ANGETL is Ms. Mindy Leach, Architect Subject Matter Expert, mindy.leach.2@us.af.mil
CHAD R. CALLAN, GS-15, DAF, P.E.
Associate Director, Engineering National Guard Bureau https://www.wbdg.org/ffc/ang/engineering-technical-letters-angetl https://www.wbdg.org/ffc/ang/engineering-technical-letters-angetl mailto:mindy.leach.2@us.af.mil
AIR NATIONAL GUARD ETL
REVISION SUMMARY SHEET
Document: ANG ETL 24-02, Air National Guard Design Objectives and Procedures
Superseding: ANG ETL 10-03, Air National Guard Design Objectives and Procedures, 16 April 2010
Description: This ETL provides specific guidance on how and when to provide a project design deliverable for the ANG. This document is organized into design deliverables and design phases. Requirements for design deliverables, beyond or in more detail of what is already required by a Core UFC, are provided for ANG-only. The requirements for when or to what extent these deliverables are provided are in the Phase chapters.
Reasons for Document: Update procedures to coordinate with current commercial and government standards, procedures, and governing UFC’s.
Impact: Improve efficiency and consistency of design procedures across ANG.
Unification Issues: Design and Submittal procedures contained herein are pertinent to standards, software, and templates used, required, and unified within the ANG, and centered around the ANG organization and operation. ANG activities may be located on active-duty air force bases, air reserve bases, naval air stations/joint reserve bases, or ANG bases and stations which are either independent military facilities or collocated as tenants on civilian-controlled joint civil-military airports. Therefore, design procedures for ANG activities may differ from NAVFAC, USACE, and Air Force operations due to organizational and operational differences.
vi
FOREWORD
AIR NATIONAL GUARD ETL REVISION SUMMARY SHEET
CHAPTER 1 INTRODUCTION
1-1 PURPOSE AND SCOPE
1-1.1 Organization of Document
1-2 APPLICABILITY
1-3 GENERAL BUILDING REQUIREMENTS
1-4 CYBERSECURITY
1-5 DEVIATIONS, EXCLUSIONS, OR MODIFICATIONS
1-6 REFERENCES
1-7 GLOSSARY
1-8 ATTACHMENTS
CHAPTER 2 POLICY
2-1 CRITERIA
2-2 METRIC POLICY
2-2.1 SI Definitions
2-2.2 General Policy
2-3 OWNERSHIP OF PROJECT DOCUMENTS AND DATA
2-4 OPERATION SECURITY (OPSEC)
2-4.1 OPSEC Review
2-4.2 Mission Information
2-4.3 Information Compilation
2-4.4 Sensitive or Critical Information
2-5 REGISTRATION
2-5.1 Certification
2-6 PROHIBITION OF POSTING CUI DESIGN DELIVERABLES ON UNSECURED
SERVERS
CHAPTER 3 ROLES AND RESPONSIBILITES
3-1 CONTRACTING
3-2 PROGRAM MANAGEMENT
3-3 DESIGN MANAGEMENT
3-3.1 Operations Division (NGB/A4I) vii
3-3.2 Civil Engineer Technical Services Center (CETB)
3-3.3 Base Civil Engineer (BCE)
3-3.4 Base Using Activity (User)
3-3.5 Design Working Group (DWG)
3-3.6 Base Environmental Manager (BEM)
3-3.7 Site Security Manager (SSM)
3-4 DESIGNER OF RECORD
3-4.1 Coordination with Air National Guard Bureau and Design Working Group. .. 30
3-4.2 Response to Review Comments
3-4.3 Final Approval
CHAPTER 4 OVERVIEW OF THE DESIGN PROCESS
CHAPTER 5 DELIVERABLE: FIELD INVESTIGATION
5-1 PURPOSE AND SCOPE
5-2 RESPONSIBILITIES
5-3 COORDINATION
5-4 TOPOGRAPHIC SURVEY
5-5 GEOTECHNICAL INVESTIGATION REPORT
5-5.1 Existing Information
5-5.2 Foundations and Soils Investigation
5-5.3 Geotechnical Report
5-5.4 Boring Logs
5-5.5 Foundation and Site Preparation
5-5.6 Airfield Pavements Evaluations
5-6 FIRE PROTECTION INVESTIGATIONS AND SURVEY
5-6.1 Utilities and Infrastructure
5-6.2 Site and Building Surveys
5-6.3 Building Additions
5-7 ENVIRONMENTAL REQUIREMENTS
5-7.1 Permits
5-7.2 Regulatory Notifications
5-7.3 Field Investigations
5-7.4 Asbestos-Containing Materials (ACM) viii
5-7.5 Paint
5-7.6 Beryllium
5-7.7 Radon
5-7.8 Polychlorinated Biphenyls
5-7.9 Low-Level Radioactive Components
5-7.10 Animal Droppings
5-7.11 Mold and Spores
5-7.12 Storage Tanks
5-7.13 Contaminated Soil or Groundwater
5-7.14 Control and Management of Solid and Hazardous Waste
5-7.15 Other Environmental Requirements
5-7.16 Chlordane
5-8 COMMUNICATION REQUIREMENTS
CHAPTER 6 DELIVERABLE: BASIS OF DESIGN
6-1 GENERAL REQUIREMENTS
6-2 FORMAT
6-3 PART I – DESIGN INTENT
6-3.1 Cover Sheet
6-3.2 Tab A
6-3.3 Tab B
6-3.4 Tab C
6-3.5 Tab D
6-3.6 Tab E
6-3.7 Tab F
6-4 PART II – DESIGN NARRATIVE
6-4.1 SUSTAINABILITY
6-4.2 ANTITERRORISM (AT)
6-4.3 GEOTECHNICAL
6-4.4 CIVIL
6-4.5 STRUCTURAL
6-4.6 FIRE PROTECTION
6-4.7 CYBERSECURITY
ix
6-4.8 TELECOMMUNICATIONS
6-4.9 ARCHITECTURE
6-4.10 ELECTRICAL
6-4.11 MECHANICAL
CHAPTER 7 DELIVERABLE: CALCULATIONS
7-1 GENERAL REQUIREMENTS
7-2 COMPUTER GENERATED CALCULATIONS
7-3 FORMAT
7-4 SUSTAINABILITY
7-5 GEOTECHNICAL REQUIREMENTS
7-6 CIVIL
7-6.1 Low Impact Development (LID)
7-7 STRUCTURAL REQUIREMENTS
7-7.1 Calculations and Test Reports for Antiterrorism
7-7.2 Design for Lateral Forces
7-7.3 Computer Generated Calculations
7-8 FIRE PROTECTION CALCULATIONS
7-8.1 Hydraulic Demand Analysis
7-8.2. Fire Pumps
7-8.3. Fire Alarm/Detection and Reporting Systems
7-9 ARCHITECTURE
7-10 ELECTRICAL
7-11 MECHANICAL
CHAPTER 8 DELIVERABLE: DRAWINGS
8-1 GENERAL REQUIREMENTS
8-2 PRESENTATION
8-3 PROPER USE OF NOTES ON DRAWINGS
8-4 CODE COMPLIANCE SUMMARY SHEET(S)
8-4.1 Building Code Site Plan
8-4.2 Building Code Summary
8-4.3 Life Safety Code Summary
8-4.4 Life Safety Plans x
8-5 CIVIL DRAWINGS
8-5.1 Cover Sheet, Drawing Index, Vicinity Map, Location Plan, Abbreviations, Legend, and Notes, or First Civil Sheet
8-5.2 Demolition Plan
8-5.3 Site Plan
8-5.4 Water and Sanitary Sewer Plan
8-5.5 Water, Storm, and Sanitary Sewer Profiles
8-5.6 Grading and Drainage Plan
8-5.7 Site / Utility Details
8-6 LANDSCAPE ARCHITECTURAL DRAWINGS
8-6.1 Landscape Demolition Plan
8-6.2 Landscape Site Plan
8-6.3 Landscape Construction Details
8-6.4 Landscape Planting Plan
8-6.5 Plant Material Schedule Details
8-6.6 Landscape Irrigation Plan
8-6.7 Irrigation Equipment Schedule and Detail
8-7 GEOTECHNICAL DRAWINGS
8-8 STRUCTURAL DRAWINGS AND NOTES
8-9 FIRE PROTECTION
8-9.1 Fire Sprinkler System
8-9.2 Fire Suppression Detail Sheets
8-9.3 Fire Alarm / Mass Notification System Plans
8-9.4 Fire Alarm / Mass Notification Detail Sheets
CHAPTER 9 DELIVERABLE: SPECIFICATIONS
9-1 GENERAL REQUIREMENTS
9-2 GUIDE SPECIFICATIONS
9-2.1 Unified Facilities Guide Specifications (UFGS)
9-2.2 Other Guide Specifications
9-2.3 UFGS Selection Order of Precedence
9-2.4 Design-Build Performance Technical Specifications
9-3 PROJECT PREPARATIONS POLICIES AND GUIDANCE
xi
9-3.1 UFGS Version Date
9-3.2 Editing of Specifications for Project
9-3.3 Standard Plates, Sketches, and Details
9-3.4 Salient Characteristics
9-3.5 Contract Parties
9-4 COORDINATION OF SPECIFICATIONS AND DRAWINGS
9-4.1 DBB Contract Order of Precedence
9-4.2 DB Contract Order of Precedence
9-4.3 Coordination
9-5 USE OF UFGS AND SPECSINTACT
9-6 SPECIFICATIONS PACKAGE ORGANIZING STRUCTURE
9-6.1 Coversheet
9-6.2 Contract Documents
9-6.3 Format
9-6.4 General Requirements (Division 00 and 01) Specifications
9-6.5 Design-Build RFP
9-6.6 Project Reports
9-6.7 Combining Multiple Projects into One Solicitation Package
CHAPTER 10 COST ESTIMATES, RISK ANALYSIS, CONSTRUCTION SCHEDULES,
AND VALUE ENGINEERING
10-1 GENERAL REQUIREMENTS
10-2 ESTIMATE CLASS STANDARDS AND REQUIREMENTS
10-3 ESTIMATE DEVELOPMENT AND SUBMITTAL REQUIREMENTS
10-3.1 User Generated Items
10-3.2 Level of Detail
10-3.3 Basis of Estimate
10-4 COST AND SCHEDULE RISK ANALYSIS (CSRA)
10-5 CONSTRUCTION SCHEDULE
10-6 VALUE ENGINEERING STUDIES (VES)
10-6.1 VE/VA Team Requirements
10-6.2 VES Kick Off Meeting
10-6.3 Value Engineering Workshop (VEW) xii
10-6.4 VEW Preparations
10-6.5 VEW Process
10-6.6 VES Report
CHAPTER 11 DELIVERABLE: DESIGN-BUILD REQUEST FOR PROPOSAL
11-1 GENERAL REQUIREMENTS
11-2 DESIGN-BUILD REQUEST FOR PROPOSAL INTRODUCTION
11-3 DESIGN-BUILD REQUEST FOR PRPOSAL FORMAT AND DOCUMENTS
11-3.1 RFP Format
11-4 DESIGN-BUILD REQUEST FOR PROPOSAL DOCUMENT PREPARATION. .. 114
11-4.1 Combining Multiple RFPs into One Bid Package
11-5 RFP ELECTRONIC DELIVERABLES
11-6 DB DESIGN SUBMITTALS
11-7 DESIGN AND CONSTRUCTION SUBMITTAL REQUIREMENTS
11-7.1 Locations of DB Submittal Requirements
11-7.2 Government Approval and Surveillance of DB Submittals
CHAPTER 12 ELECTRONIC DESIGN DELIVERABLES (EDD) FORMAT
12-1 SUMMARY
12-2 ELECTRONIC DESIGN DELIVERABLES (EDD)
12-3 EDD FORMAT REQUIRMENTS
12-3.1 Specifications
12-3.2 Drawings
12-3.3 Drawing Support Files
12-3.4 Cost Estimates
12-3.5 Preliminary Design Documents
12-3.6 Final Design Documents
12-3.7 Record Documents
12-4 EDD MEDIA AND ORGANIZATION
12-4.1 General
12-4.2 Minimum Final Submittal Requirements
12-4.3 Minimum Record Drawing Submittal Requirements
CHAPTER 13 PHASE: PRELIMINARY DESIGN (TYPE A-1, 15%, CONCEPT PROPOSAL)
SUBMITTALS
xiii
13-1 GENERAL REQUIREMENTS
13-2 DESIGN-BUILD CONCEPT PROPOSAL SUBMITTAL
13-3 BASIS OF DESIGN
13-3.1 Geotechnical
13-3.2 Sustainability
13-3.3 Cybersecurity
13-4 Type A-1 CONCEPT PROPOSAL MEETING and DEVELOPMENT
13-4.1 DRAWINGS
13-5 CALCULATIONS
13-6 SUSTAINABILITY
13-6.1 ANG Sustainability Requirements Score Sheet HPSB
Building Compliance
13-6.2 Third Party Certification (TPC)
13-7 CONSTRUCTION COST ESTIMATE
13-8 CONCEPT PROPOSAL (Type A-1, 15%) CERTIFICATION FORM
13-9 CONCEPT PROPOSAL (Type A-1, 15%) CONCEPT DEVELOPMENT
MEETING CHECKLIST
CHAPTER 14 PHASE: SCHEMATIC DESIGN (TYPE A-2, 35%) SUBMITTALS
14-1 GENERAL REQUIREMENTS
14-2 CONCEPT DEVELOPMENT (Type A-2, 35%) MEETING
14-3 BASIS OF DESIGN
14-3.1 Sustainability
14-4 DRAWINGS
14-4.1 Architectural
14-4.2 Interior Design
14-4.3 Landscape Architecture
14-4.4 Geotechnical
14-4.5 Civil
14-4.6 Structural
14-4.7 Mechanical
14-4.8 Electrical
14-4.9 Fire Protection xiv
14-5 OUTLINE SPECIFICATIONS
14-6 CALCULATIONS
14-6.1 Structural and Geotechnical
14-6.2 Civil
14-6.3 Architectural
14-6.4 Mechanical
14-6.5 Electrical
14-6.6 Fire Protection
14-7 REPORTS
14-7.1 Report – Asbestos Containing Materials
14-7.2 Report – Paint
14-7.3 Report – Beryllium
14-7.4 Report – Radon
14-7.5 Report – Polychlorinated Biphenyls
14-7.6 Report – Low-Level Radioactive Components
14-7.7 Report – Animal Droppings
14-7.8 Report – Mold and Spores
14-7.9 Report – Tanks
14-7.10 Report – Contaminated Soil or Groundwater
14-7.11 Report – Waste Characterization
14-7.12 Report – Chlordane
14-8 QUALITY CONTROL (QC) REVIEW AND DOCUMENTATION
14-8.1 Review
14-8.2 Documentation
14-9 DESIGN ANALYSIS OF ANTITERRORISM PROVISIONS
14-10 PERMIT APPLICATIONS
14-11 CONSTRUCTION COST ESTIMATE
14-12 HPSB CHECKLIST(S) AND TPC CHECKLIST(S)
14-12.1 ANG Sustainability Requirements Score Sheet HPSB Compliance
14-12.2 TPC Checklist
14-13 PROJECT DESIGN SCHEDULE
14-14 CONCEPT DEVELOPMENT (Type A-2, 35%) CERTIFICATION FORM xv
14-15 CONCEPT DEVELOPMENT (Type A-2, 35%) SUBMITTAL CHECKLIST
14-16 CONCEPT DEVELOPMENT (Type A-2, 35%) PRESENTATION
CHAPTER 15 PHASE: TYPE B-1 (65% DESIGN) SUBMITTALS
15-1 GENERAL REQUIREMENTS
15-2 TYPE B-1 (65% DESIGN) CONTRACT DOCUMENTS DEVELOPMENT
MEETING (CDDM)
15-3 BASIS OF DESIGN
15-3.1 Sustainability
15-4 DRAWINGS
15-4.1 Architectural
15-4.2 Interior Design
15-4.3 Landscape Architecture
15-4.4 Civil
15-4.5 Structural
15-4.6 Mechanical
15-4.7 Electrical
15-4.8 Fire Protection
15-5 SPECIFICATIONS
15-6 CALCULATIONS
15-6.1 Structural and Geotechnical
15-6.2 Civil
15-6.3 Architectural
15-6.4 Mechanical
15-6.5 Electrical
15-7 QUALITY CONTROL (QC) REVIEW AND DOCUMENTATION
15-7.1 Review
15-7.2 Documentation
15-8 PERMIT APPLICATIONS
15-9 CONSTRUCTION COST ESTIMATE
15-10 HPSB CHECKLIST(S) AND TPC CHECKLIST(S)
15-10.1 ANG Sustainability Requirements Score Sheet HPSB Compliance
15-10.2 TPC Checklist xvi
15-11 PROJECT DESIGN SCHEDULE
15-12 TYPE B-1 (65% DESIGN) CERTIFICATION FORM
15-13 TYPE B-1 (65% DESIGN) CDDM CHECKLIST
15-14 CONTRACT DOCUMENT DEVELOPMENT MEETING MINUTES
CHAPTER 16 PHASE: TYPE B-2 (100% PRE-FINAL DESIGN) SUBMITTALS
16-1 GENERAL REQUIREMENTS
16-2 BASIS OF DESIGN
16-2.1 Geotechnical
16-2.2 Sustainability
16-3 DRAWINGS
16-3.1 Civil
16-3.2 Landscape Architecture
16-3.3 Electrical
16-4 SPECIFICATIONS
16-4.1 Sustainability
16-4.2 Environmental
16-5 INTERIOR DESIGN
16-5.1 Structural Interior Design (SID)
16-5.2 FF&E
16-6 CALCULATIONS
16-6.1 Mechanical
16-6.2 Electrical
16-7 STATEMENT OF SPECIAL INSPECTIONS
16-8 DRAFT DD FORM 1354
16-9 DB RFP DEVELOPMENT
16-10 QUALITY CONTROL (QC) REVIEW AND DOCUMENTATION
16-10.1 Review
16-10.2 Documentation
16-11 CONSTRUCTION COST ESTIMATE
16-12 HPSB CHECKLIST(S) AND TPC CHECKLIST(S)
16-12.1 ANG Sustainability Requirements Score Sheet HPSB Compliance
16-12.2 TPC Checklist xvii
16-13 TYPE B-2 (100% PRE-FINAL DESIGN) CERTIFICATION FORM
16-14 TYPE B-2 (100% PRE-FINAL DESIGN) SUBMITTAL CHECKLIST
CHAPTER 17 PHASE: TYPE B-3 (100% FINAL DESIGN) SUBMITTALS
17-1 GENERAL REQUIREMENTS
17-2 BASIS OF DESIGN
17-2.1 Geotechnical
17-2.2 Sustainability
17-3 DRAWINGS
17-3.1 Plotstamp Record
17-3.2 Design-Build Shop Drawings
17-4 SPECIFICATIONS
17-4.1 Sustainability
17-4.2 Environmental
17-4.3 Design-Build Design Submittal Specifications
17-4.4 Report Source File
17-5 CONTRACTING DOCUMENTS
17-6 INTERIOR DESIGN
17-6.1 Structural Interior Design (SID)
17-6.2 FF&E
17-7 CALCULATIONS
17-8 DRAFT FORM DD 1354
17-9 STATEMENT OF SPECIAL INSPECTIONS
17-10 RFP
17-10.1 Report Source File
17-11 FIRE PROTECTION DESIGN COMPLIANCE DOCUMENT
17-12 QUALITY CONTROL (QC) REVIEW AND DOCUMENTATION
17-12.1 Review
17-12.2 Documentation
17-12.3 Design-Build Quality Control
17-13 CONSTRUCTION COST ESTIMATE
17-14 HPSB CHECKLIST(S) AND TPC CHECKLIST(S)
17-14.1 ANG Sustainability Requirements Score Sheet HPSB Compliance xviii
17-14.2 TPC Checklist
17-15 TYPE B-3 (100% FINAL DESIGN) CERTIFICATION FORM
17-16 TYPE B-3 (100% FINAL DESIGN) SUBMITTAL CHECKLIST
CHAPTER 18 PHASE: DESIGNER OF RECORD SUPPORT AND POST CONSTRUCTION
AWARD SERVICES (TYPE C SERVICES)
18-1 GENERAL REQUIREMENTS
18-2 PRE-PROPOSAL/PRE-BID INQUIRES (PPI/PBI)AND POST-AWARD
REQUESTS FOR INFORMATION (RFI)
18-3 CHANGE NUMBERS
18-4 COST ESTIMATE CHANGES
18-5 CHANGE FORMAT
18-5.1 Language Format
18-5.2 Continuation Sheet
18-5.3 Proposed Change Sheet
18-5.4 Drawing Changes and Sketches
18-6 PROJECT CLOSE-OUT
18-6.1 Interim Form DD 1354
18-6.2 Record Drawings
18-6.3 Sustainability
18-7 Cost Estimate
18-8 Code and Criteria Review
APPENDIX A REFERENCES
APPENDIX B GLOSSARY
APPENDIX C ATTACHMENTS
ATTACHMENT 1 BASIS OF DESIGN COVER SHEET
ATTACHMENT 2 PRELIMINARY DESIGN thru DESIGN SCHEDULE
ATTACHMENT 3 CRITERIA REVIEW CONFERENCE
ATTACHMENT 4 PRELIMINARY DESIGN (Type A-1, 15%, Concept Proposal) FSRM Certification
ATTACHMENT 5 PRELIMINARY DESIGN (Type A-1, 15%, Concept Proposal) MILCON Certification
ATTACHMENT 6 PRELIMINARY DESIGN (Type A-1, 15%, Concept Proposal) Checklist xix
ATTACHMENT 7 SCHEMATIC DESIGN (Type A-2, 35%) FSRM Certification
ATTACHMENT 8 SCHEMATIC DESIGN (Type A-2, 35%) MILCON Certification
ATTACHMENT 9 SCHEMATIC DESIGN (Type A-2, 35%) Checklist
ATTACHMENT 10 DESIGN (Type B-1, 65%) FSRM Certification
ATTACHMENT 11 DESIGN (Type B-1, 65%) MILCON Certification
ATTACHMENT 12 DESIGN (Type B-1, 65%) Checklist
ATTACHMENT 13 DESIGN (Type B-2, 100% PREFINAL) FSRM Certification
ATTACHMENT 14 DESIGN (Type B-2, 100% PREFINAL) MILCON Certification
ATTACHMENT 15 DESIGN (Type B-2, 100% PREFINAL) Checklist
ATTACHMENT 16 DESIGN (Type B-3, 100% FINAL) FSRM Certification
ATTACHMENT 17 DESIGN (Type B-3, 100% FINAL) MILCON Certification
ATTACHMENT 18 DESIGN (Type B-3, 100% FINAL) Checklist
ATTACHMENT 19
REVIEW COMMENTS
ATTACHMENT 20
COST ESTIMATE EXECUTIVE SUMMARY
xx
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CHAPTER 1 INTRODUCTION
1-1 PURPOSE AND SCOPE.
The Air National Guard (ANG) Design Objectives and Procedures, developed by the National Guard Bureau (NGB)/A4I, is established to define the overall objectives in accomplishing the ANG facilities design and construction management program and the procedures to be followed in achieving that end.
1-1.1 Organization of Document.
This document is organized into design policy, roles and responsibilities, design deliverables, and design phases. The design deliverables chapters contain general requirements that apply throughout the design process. For the disciplines, additional information is provided only if it is not already in another UFC; thus, a discipline paragraph may not be provided if the Core UFC already provides the requirements for that deliverable, or the level of completion of that deliverable. Core UFCs are defined and listed in UFC 1-200-01, DoD Building Code.
1-2 APPLICABILITY.
This document is applicable to both Design-Bid-Build (DBB) and Design-Build (DB) projects. Regardless of the execution method (i.e., offload to USACE, NAVFAC, etc.;
Appendix 1031; Facility, Sustainment, Restoration, and Modernization Cooperative Agreement (FSRMCA); or Military Construction Cooperative Agreement (MCCA), this document must be referenced and incorporated into all A-E contracts for the development of pre-design; design; post design/pre-construction award; and post construction award oversight for ANG projects.
1-3 GENERAL BUILDING REQUIREMENTS.
Comply with UFC 1-200-01, DoD Building Code, and UFC 1-200-02, High Performance and Sustainable Building Requirements. Use UFC 1-200-02 in conjunction with UFC 1- 200-01 and the UFC and government criteria referenced therein. UFC 1- 200-01 provides applicability of model building codes and government-unique criteria for typical design disciplines and building systems, as well as for accessibility, antiterrorism, physical security, cybersecurity, high performance and sustainability requirements, and safety. UFC 1-200-02 provides minimum unified requirements and coordinating guidance for planning, designing, constructing, renovating, and maintaining high performance and sustainable facilities that will enhance DoD mission capability by reducing total ownership costs. Use this document in addition to UFC 1-200-01, UFC 1- 200-02, and the UFC and government criteria referenced therein.
Note: Paragraph 1-5.2 of UFC 1-200-01, DoD Building Code states the Building Official/Authority Having Jurisdiction represents the DoD design and construction agent responsible for accomplishing the project. The Design Working Group should incorporate other agencies (e.g., Airport authority, active-duty host, etc.), as applicable to the project.
1-4 CYBERSECURITY.
Plan, design, acquire, execute and maintain all facility-related control systems (including systems separate from a utility monitoring and control system) in accordance with UFC 4-010-06, Cybersecurity of Facility-Related Control Systems.
Cybersecurity is implemented to mitigate vulnerabilities to all DoD real property facility-related control systems to a level that is acceptable to the System Owner and Authorizing Official. UFC 4-010-06 provides requirements for integrating cybersecurity into the design and construction of control systems.
1-5 DEVIATIONS, EXCLUSIONS, OR MODIFICATIONS.
Any deviations, exclusions, or modifications to the ANG Design Objectives and Procedures requirements in A-E contracts requires pre-approval of the NGB A4I Division Chief.
1-6 REFERENCES.
Appendix A contains a list of references used in this document. The publication date of the code or standard is not included in this document. In general, the latest available issuance of the reference is used.
1-7 GLOSSARY.
Appendix B contains abbreviations.
1-8 ATTACHMENTS.
Appendix C contains the attachments referenced in this document.
CHAPTER 2 POLICY
2-1 CRITERIA.
Design Air National Guard (ANG) facilities in accordance with all ANG and Department of Defense (DoD) Criteria. DoD Design Criteria are available from the Whole Building Design Guide web site (https://www.wbdg.org). Design criteria include general criteria, as well as specific criteria on particular elements of the work and facility types. Design requirements are typically in the form of Unified Facilities Criteria (UFC). The contract will reference the specific requirements applicable to a particular project.
2-2 METRIC POLICY.
Comply with MIL-STD-3007 for the use of SI in projects and criteria documents.
2-2.1 SI Definitions.
Hard Metric measurement: The actual size, capacity, or other measurement characteristic of a product is changed to a rational metric value. This measurement is used in the manufacturing process.
Soft Metric measurement: A simple arithmetical change from inch/pound to SI units, using a conversion factor, so that actual measurable characteristics remain virtually unchanged, or at least within the former tolerance limits.
2-2.2 General Policy.
In accordance with Public Law 94-168, design and construction of new or renovated facilities must use the metric system of measurement, unless its use is impractical or is likely to cause significant inefficiencies or loss of markets to United States firms. Specify hard metric products unless such products are unavailable or uneconomical. Do not use dual units on drawings on any type of project. The design agent project manager is responsible for making the determination on whether or not to use the metric system of measurement on a project-by-project basis. Decisions to not use the metric system must be justifiable and documented in permanent project files.
2-3 OWNERSHIP OF PROJECT DOCUMENTS AND DATA.
The clauses set forth in DFAR 252.227-7023, Drawings and Other Data to Become Property of Government, DFAR 227.71, Rights in Technical Data, and DFAR 227.72 Rights in Computer Software and Computer Software Documentation, apply to all project documents and data.
2-4 OPERATION SECURITY (OPSEC).
The OPSEC process provides a means of screening information prior to public release in order to prevent aggregation with other information, ultimately revealing DoD intentions or capabilities. Publicly released documents such as field investigations, reports, studies, Basis of Design, calculations, drawings, specifications, or Design-Build https://www.wbdg.org/
Request for Proposals (RFP) must not reveal sensitive or critical information.
2-4.1 OPSEC Review.
Include an OPSEC review by the Base’s OPSEC Manager as part of the normal review process; prior to public release to identify any information that may require protection.
Where applicable, modify details and identifying information in order to eliminate information the Base OPSEC Manager has identified as sensitive or critical.
2-4.2 Mission Information.
DoD installations support units and missions that may be considered sensitive, critical or even classified. In addition, every DoD command performs a core, unclassified mission.
Although unclassified, individual tasks required for a command to accomplish its mission may contain information that when pieced together with other information, reveal sensitive, critical, or even classified information.
2-4.3 Information Compilation.
The compilation of information that is individually unclassified may be classified as a result of the compilation. Classification requires a classification decision by an Original Classification Authority (OCA).
2-4.4 Sensitive or Critical Information.
Sensitive or critical information is unclassified or controlled unclassified information (CUI) concerning the DoD activities, intentions, capabilities, limitations, or vulnerabilities. The following is provided to help avoid the disclosure of sensitive or critical information that must not be included in any publicly releasable material (e.g., BOD, drawings, specifications, etc.).
• Do not identify a command if their mission or portion of their mission is considered critical or classified
• Do not identify a command’s mission or the mission supported by a facility if the mission is considered critical or classified
• Do not identify the capabilities or vulnerabilities of physical security or antiterrorism protective measures.
• Do not identify the location of a Sensitive Compartmented Information
Facility (SCIF)
• Do not identify location of a Special Access Program Facility (SAPF)
• Do not identify Defense Critical Infrastructure
• Do not identify the location of Communications Security (COMSEC)
Equipment.
• Do not identify Take Charge and Move Out (TACAMO) systems or mission.
• Do not identify Nuclear Command, Control and Communications (NC3) systems or mission
• Do not identify Military Strategic and Tactical Relay (MILSTAR) systems or mission
• Do not identify Advanced Extremely High Frequency (AEHF) systems or mission
• Do not identify purpose or frequency range of antennas or communication systems
• Do not identify Low Frequency (LF) or Very Low Frequency (VLF) transmission systems, missions, or specific location or site of the LF or VLF system.
Sensitive area locations such as SCIF and SAPF, may be labeled as "Controlled Area," “Secure Area,” or "Restricted Area” and may be shown on public releasable documents with the approval from the Base’s Site Security Manager or Officer.
2-5 REGISTRATION
Develop project documents under the direction of a Registered Architect or a Professional Engineer currently licensed in accordance with FAR 52.236-25 Requirements for Registration of Designers.
Each drawing must only be signed, sealed, and dated by the Registered Architect or the Professional Engineer who is registered to practice in the particular field involved for work depicted on that drawing, serves as the Designer of Record (DOR) for that work, and complies with requirements of FAR 52.236-25. Sign Record Documents in accordance with Chapter 12, Electronic Design Deliverables (EDD) Format.
2-5.1 Certification.
Where special certifications are required for the design, certify in accordance with the contract and local requirements.
2-6 PROHIBITION OF POSTING CUI DESIGN DELIVERABLES ON UNSECURED
SERVERS.
Design deliverables may contain Controlled Unclassified Information (CUI) such as For Official Use Only (FOUO) or Department of Defense Unclassified Controlled Nuclear
Information (DoD UCNI). The release of this type of information into the public domain may compromise an installation or facility’s antiterrorism (AT) or physical security protective measures. Examples include the design analysis where the design basis threat (DBT) is an explosive weight and the location of a Sensitive Compartmented Information Facility (SCIF) or Special Access Program Facility (SAPF). Protect deliverables, such as drawings, specifications, calculations, cost estimates, and other design related information, that contain CUI, in accordance with DoDI 5200.48, Controlled Unclassified Information.
CHAPTER 3 ROLES AND RESPONSIBILITES
3-1 CONTRACTING.
The Contracting Officer (KO) is the only individual who has the authority to obligate federal funds on a contract. The Contracting Officer may designate a Contracting Officer’s Representative (COR), usually the Base Civil Engineer (BCE). The COR is given limited authority, as defined in the appointment letter, to communicate with the A-E and construction contractor. The Contracting Officer (KO) is the only individual who has the authority to negotiate, enter into, or modify the contracts.
The Contracting Officer (KO) incorporates the consolidated submittal review comments in the issuance of the Notice To Proceeds to (Type A-1, 15%, Concept Proposal; Type A-2, 35% Concept Development; and to Type B-1, 65% Design) and submittal acceptance of (Type B-1, 65% Design; Type B-2, 100% Pre-Final Design; and Type B-3, 100% Final Design).
If the A-E proceeds with the design, or any changes to the design, without the express authority of the Contracting Officer, the A-E does so at its own risk.
3-2 PROGRAM MANAGEMENT.
The Asset Management Division (NGB/A4FD) of the Installations and Mission Support Directorate, Air National Guard Readiness Center, located at Joint Base Andrews, MD, plans, budgets, and reviews projects (e.g., Sustainment, Restoration, and Modernization (SRM); Specified Major Military Construction (MILCON); and Unspecified Minor Military Construction (UMMC)).
NGB/A4FD releases MILCON, UMMC, and selected high cost, complex SRM projects, for Advance Planning to finalize programming documentation.
NGB/A4FD release projects for design once all programming documentation is complete and projects have been approved by the appropriate authority.
The NGB/A4FD Programmer reviews projects and provides his/her submittal review comments to the NGB/A4I Project Manager.
NGB/A4FD does not have the authority to direct changes to the contract. If the A-E interprets any direction given by NGB/A4I as a change in contract requirements, the A- E shall immediately notify the Contracting Officer and the NGB/A4I PM before taking any action.
3-3 DESIGN MANAGEMENT.
3-3.1 Operations Division (NGB/A4I).
The Operations Division (NGB/A4I) of the Installations and Mission Support Directorate, Air National Guard Readiness Center, located at Joint Base Andrews, MD, provides management, oversight, and acceptance of construction projects, including criteria, designs, and project funding.
NGB/A4I is the only office with the authority to change or clarify design criteria.
NGB/A4I is the acceptance authority for all submittals that are required to be submitted to NGB/A4F and NGB/A4I. The NGB/A4I PM provides the KO and BCE the submittal acceptance with the attached BCE and A4I review comments.
NGB/A4I does not have the authority to direct changes to the contract. If the A-E interprets any direction given by NGB/A4I as a change in contract requirements, the A-E shall immediately notify the Contracting Officer and the NGB/A4I PM before taking any
3-3.2 Civil Engineer Technical Services Center (CETB).
The Civil Engineer Technical Services Center (CETB), NGB/A4IC, located in Minot, ND.
NGB/A4IC has engineers in all major disciplines and technicians involved in specialty areas, including aircraft arresting systems; petroleum, oils and lubricants (POL) facilities;
airfield pavements; and fire suppression systems.
NGB/A4IC will forward all review comments to the BCE and NGB/A4I PM.
The Contracting Officer (KO) will incorporate the review comments in the issuance of the NTP or acceptance of the submittal, as applicable.
NGB/A4IC does not have the authority to direct changes to the contract. If the A-E interprets any direction given by NGB/A4IC as a change in contract requirements, the A- E shall immediately notify the Contracting Officer and the NGB/A4I PM before taking any
3-3.3 Base Civil Engineer (BCE).
For projects requiring NGB funding and/or approval, the Base Civil Engineer (BCE) develops and submit required programming documents to NGB/A4FD through the Programming, Budgeting and Justification (P, B & J) Tool.
The BCE is the Government’s local engineering management coordinator and usually serves as the COR for the A-E contract.
The BCE is responsible for furnishing the Construction Security Plan (CSP), Mission Assurance Category (MAC), and existing information of on-site conditions, including Environmental Restoration Program (ERP) sites, utility locations, etc., and is the point of contact for the A-E to meet with the Base’s other offices.
The BCE will:
(1) compile and edit all Base level submittal review comments;
(2) complete the respective certification (Reference Attachment 4, Attachment 5, Attachment 7, Attachment 8, Attachment 10, Attachment 11, Attachment 13, Attachment 14, Attachment 16, Attachment 17); and
(3) send the Base Review Comments, completed Certification and Checklist; and all submittal documents identified on the Checklist to the NGB/A4I Project Manager, NGB/A4F Programmer, and NGB/A4IC Civil Engineer Technical Services Center (CETB).
The BCE does not have authority to change design criteria or direct changes to the contract. If the A-E interprets any direction given by the BCE as a change in contract requirements, the A-E shall immediately notify the Contracting Officer before taking any
3-3.4 Base Using Activity (User).
The Base Using Activity (User) will be the occupant of the facility being designed. The User, in coordination with the BCE, is responsible for providing the A-E with information on its operations and on special or unique equipment that will be in the facility.
The User reviews projects and provides his/her submittal review comments to the BCE.
The User does not have the authority to change design criteria or direct any changes to the contract. If the information supplied by the User appears to conflict with criteria provided in the contract, the A-E shall immediately notify the Contracting Officer and BCE before taking any action.
3-3.5 Design Working Group (DWG).
The Design Working Group (DWG) is established for each project through written appointment by the Facilities Board chairperson. The DWG is the Base’s team that is responsible for providing functional area requirements to the design team and ensures these requirements are incorporated throughout the design process. The BCE usually serves as the DWG’s chairperson. Other members normally include, but are not limited to, representatives from the using activity, the fire department, safety, security, communications, and environmental management. Representatives of the User shall be assigned to the DWG for the duration of the project and should be available for all meetings, reviews, and other design activities. Representatives of the User must have delegated authority to speak for the User activity for all requirements. The same DWG should be retained and delegated to work with the A-E’s design team and provide information and guidance throughout the development of the Basis of Design (BOD) and project design process. The DWG will meet with the A-E’s design team as needed.
Each DWG member reviews projects and provides his/her submittal review comments to the BCE.
The DWG does not have the authority to change design criteria or to direct changes to the contract. If the A-E interprets any direction given by the DWG as a change in contract requirements, the A-E shall immediately notify the Contracting Officer before taking any action.
3-3.6 Base Environmental Manager (BEM).
Section 106 of the National Historic Preservation Act requires Federal agencies to take into account the effects of their undertakings on historic properties that are eligible for listing in the National Register of Historic Places (NRHP). Historic properties may include archaeological sites, individual buildings, historic districts, landscapes, structures, objects, and traditional cultural properties. In accordance with established procedures at each Installation (e.g., Base), the Base Civil Engineer files a National Environmental Policy Act (NEPA) Compliance Checklist plus a copy of the Work Request or Project Description with the Base’s Environmental Manager. The Base Environmental Manager then reviews the Project Description and determines whether the project has the potential to affect historic properties or whether it is exempt from Section 106 compliance. The Base Environmental Manager will then either record that the undertaking is exempt or engage in consultation for Section 106 Compliance as required by 36 CFR 800.
3-3.7 Site Security Manager (SSM).
Special coordination is required for projects associated with a Sensitive Compartmented Information Facility (SCIF) or Special Access Program Facility (SAPF). A designated, Government Site Security Manager (SSM) is assigned to the project. The SSM is responsible for the project’s security requirements and will prepare a Construction Security Plan (CSP), Fixed Facility Checklist (FFC) and the TEMPEST addendum to the FFC (referred to as the TEMPEST Form A) for the project. The SSM will submit these documents to the Accrediting Official (AO) for approval. The Designer of Record assigned to the project must assist the SSM in documenting the facility and site requirements necessary for the preparation of these documents. The AO-approved CSP, FFC and TEMPEST Countermeasure Review contains project requirements that must be incorporated into the project for the facility to be accredited. Refer to UFC 4- 010-05, Sensitive Compartmented Information Facilities Planning, Design, and Construction, for additional information.
3-4 DESIGNER OF RECORD.
3-4.1 Coordination with Air National Guard Bureau and Design Working Group.
Engage in and provide liaison with the Air National Guard Bureau, and appropriate Design Working Group (DWG) personnel, as required by the contract, during the early design-development or Request for Proposal (RFP) development.
The DOR is responsible for architectural and engineering aspects of the project to ensure reasonable facility cost appropriate for the functions to be performed through design and RFP development.
3-4.2 Response to Review Comments.
Respond to comments in accordance with this document. The DOR or DB Contractor is responsible for the resolution and incorporation of government comments into the project design. At each submittal, return and address previous review comments. Provide responses to review comments that clearly indicate what action is being taken to resolve the comment. If the comment was incorporated into the design, a response must so indicate; otherwise, provide acceptable technical justification for comments not being incorporated. Prior to the next submittal, contact the Government reviewer to discuss and resolve any comment that will not be incorporated.
The DOR is responsible for using professional judgment and technically evaluating user comments that suggest technical changes to design.
3-4.3 Final Approval.
The DOR reviews and gives final approval for contract project documents prepared under their direction. The DOR must be registered in the discipline for the documents they approve as described in Chapter 2 in paragraph “Registration”.
CHAPTER 4 OVERVIEW OF THE DESIGN PROCESS
NGB/A4I initiates the design project by authorizing the BCE to procure A-E services through the Contracting Officer. The NGB/A4I PM will issue a Design Instruction (DI) establishing the cost and scope and outlined the required A-E services for the project.
Once an A-E has been selected, the NGB/A4I PM will conduct the Criteria Review Conference (CRC) in conjunction with the BCE and Contracting Officer. Attachment 3 provides a CRC Addendum sheet to be used to track any changes to this document (i.e., ANG Design Objectives and Procedures), as applicable, that were defined during the CRC. This should be used along with the Checklist of A-E Services Requirements (provided to the Base with the DI) to establish the scope of the A-E services to be provided. At the CRC, the Government will review the project scope and budget. The Government will define the level of services required from the A-E. The A-E will also be presented with any available Government project information. Further, the Government will review in detail procedures to follow in the contract as well as all submittal requirements from the A-E. The A4I PM, BCE, and Contracting Officer shall develop a tentative design schedule during the CRC. At the close of the CRC, the A-E will be presented a Request for Price Proposal (RFPP) for A-E services. Following A-E fee negotiations, legal review of the contract documents, and award of the signed contract, the design shall proceed as follows:
Step 1. KO issues A-E Notice to Proceed (NTP) to Preliminary Design (Type A-1, 15%).
Step 2. A-E facilitates kickoff/Preliminary Design Charrette.
Step 3. A-E prepares Part I (Design Intent) of the Basis of Design (BOD) and submits to BCE for acceptance. (see Chapter 6 and Attachment 1)
Step 4. Upon BCE acceptance of BOD, A-E conducts Concept Proposal Meeting.
Step 5. A-E prepares Type A-1 (15%, Concept Proposal) Certification (see
Attachment 4 or Attachment 5) and referenced Type A-1 (15%, Concept Proposal) Checklist (see Attachment 6) for BCE review and completion.
Step 6. BCE, User, and DWG review submittal and complete the Type A-1 (15%
Concept Proposal) Certification and Checklist.
Step 7. BCE sends the following via DoD SAFE to the NGB/A4I/PM, NGB/A4F
Programmer, and NGB/A4IC:
• BCE Review Comments (i.e., The consolidated BCE, User, and DWG comments).
• Completed Type A-1 (15%, Concept Proposal) Certification.
• Completed Type A-1 (15%, Concept Proposal) Checklist.
• All documents identified on the Type A-1 (15%, Concept Proposal)
Checklist.
PRELIMINARY DESIGN STOP
Step 8. NGB/A4I PM, NGB A4FD Programmer, and NGB/A4IC review the BCE comments and the complete Type A-1 (15% Concept Proposal) Submittal provided by BCE.
Note: The review time is 21 calendar days after receipt of the complete submittal.
Step 9. NGB/A4I PM provides the KO and BCE the Type A-1 (15%, Concept
Proposal) acceptance and attaches the BCE and NGB/A4 review comments.
Step 10. KO incorporates the BCE and NGB/A4 Type A-1 (15%, Concept Proposal) review comments into the NTP to Type A-2 (35%, Concept Development).
Step 11. A-E conducts Type A-2 Concept Development Meeting.
Step 12. A-E develops concept to 35%.
Step 13. A-E prepares Type A-2 (35% Concept Development) Certification (see
Attachment 7 or Attachment 8) and referenced Type A-2 (35% Concept Development) Checklist (see Attachment 9) for BCE review and completion.
Step 14. BCE reviews submittal and completes the Type A-2 (35% Concept
Development) Certification and Checklist.
Step 15. BCE sends the following via DoD SAFE to the NGB/A4I PM and
NGB/A4IC:
• BCE Review Comments (i.e., The consolidated BCE, User, and DWG comments).
• Completed Type A-2 (35%, Concept Development) Certification.
• Completed Type A-2 (35%, Concept Development) Checklist.
• All documents identified on the Type A-2 (35%, Concept Development)
PRELIMINARY DESIGN STOP
Step 16. NGB/A4I PM and NGB/A4IC review the BCE comments and the complete
Type A-2 (35%, Concept Development) Submittal provided by the BCE.
Step 17. NGB/A4I PM provides KO and the BCE the Type A-2 (35%, Concept
Development) acceptance with the attached BCE and A4I review comments.
Step 18. KO incorporates the BCE and NGB/A4 Type A-2 (35%, Concept Development) review comments into the NTP to Design (Type B) Services.
Step 19. A-E develops Contract Documents to 65% design (Type B-1) and conducts Contract Document Development Meeting.
Step 20. A-E prepares Type B-1 (65% Design) Certification (see Attachment 10 or
Attachment 11) and referenced Type B-1 (65% Design) Checklist (see Attachment 12) for BCE review and completion.
Step 21. BCE reviews submittal and completes the Type B-1 (65% Design)
Certification and Checklist.
Step 22. BCE sends the following via DoD SAFE to the NGB/A4I/PM and
NGB/A4IC:
• BCE Review Comments (i.e., The consolidated BCE, User, and DWG comments).
• Completed Type B-1 (65%, Design), Certification.
• Completed Type B-1 (65%, Design) Checklist.
• All documents identified on the Type B-1 (65%, Design) Checklist.
DESIGN STOP
Step 23. NGB/A4I PM and NGB/A4IC review the BCE comments and the complete
Type B-1 (65%, Design) Submittal provided by the BCE.
Step 24. NGB/A4I PM provides KO and the BCE the Type B-1 (65% Design) acceptance with the attached BCE and A4I review comments.
Step 25. KO incorporates the BCE and NGB/A4I Type B-1 (65% Design) review comments into the Type B-1 (65% Design) acceptance.
Step 26. A-E develops Contract Documents to Type B-2 (100%, Pre-Final Design).
Note: The level of effort for the Type B-2 Prefinal Submittal shall be “100% - Not For Construction”. The Type B-3 submittal shall only require minor modifications.
Step 27. A-E prepares Type B-2 (100%, Pre-Final Design) Certification (see
Attachment 13 or Attachment 14 ) and referenced Type B-2 (100% Pre- Final Design) Checklist (see Attachment 15 ) for BCE review and completion.
Step 28. BCE reviews submittal and completes Type B-2 (100%, Pre-Final Design)
Step 29. BCE sends the following via DoD SAFE to the NGB/A4I/PM and
NGB/A4IC:
• BCE Review Comments (i.e., The consolidated BCE, User, and DWG comments).
• Completed Type B-2 (100%, Pre-Final Design) Certification.
• Completed Type B-2 (100%, Pre-Final Design) Checklist.
• All documents identified on the Type B-2 (100%, Pre-Final Design)
DESIGN STOP
Step 30. NGB/A4I PM and NGB/A4IC review the BCE comments and the complete
Type B-2 (100%, Pre-Final Design) Submittal provided by the BCE.
Step 31. NGB A4I/PM provides KO and BCE the Type B-2 (100%, Pre-Final
Design) acceptance with the attached BCE and A4I review comments.
Step 32. KO incorporates the BCE and NGB/A4I Type B-2 (100%, Pre-Final
Design) review comments in issuance of Type B-2 (100%, Pre-Final Design) acceptance.
Step 33. A-E develops Contract Documents to 100% Final Design (Type B-3).
Step 34. A-E prepares Type B-3 (100%, Final Design) Certification (see Attachment
16 or Attachment 17) and referenced Type B-3 (100% Final Design) Checklist (see Attachment 18) for BCE review and completion.
Step 35. BCE reviews submittal and completes Type B-3 (100% Final Design)
Step 36. BCE sends the following via DoD SAFE to the NGB/A4I PM and NGB/
A4IC:
• BCE Review Comments (i.e., The consolidated BCE, User, and DWG comments).
• Completed Type B-3 (100%, Final Design) Certification.
• Completed Type B-3 (100%, Final Design) Checklist.
• All documents identified on the Type B-3 (100%, Final Design)
Step 37. NGB/A4I PM and NGB/A4IC review BCE comments and the complete Type B-3 (100%, Final Design) submittal provided by BCE.
Step 38. NGB/A4I PM provides KO and BCE with Type B-3 (100%, Final Design) acceptance.
Step 39. KO issues A-E Type B-3 (100%, Final Design) acceptance.
DESIGN COMPLETE
FOLLOW-ON CONTRACTS, as required.
Step 40. Designer of Record (DOR) Support and Post Construction Award
Services.
• Update Cost Estimate.
• Code and Criteria Review.
• Procurement Support Services (i.e., response to offerors questions preparation of addenda to solicitation documents; evaluation of offerors, etc.).
• Type C Services (i.e., Contract Administrations + Construction, Defects + Post-Construction).
CHAPTER 5 DELIVERABLE: FIELD INVESTIGATION
5-1 PURPOSE AND SCOPE.
The site approval process includes field investigation and verification. This early effort provides more defined project scope and cost; and it can rule out a site. Many of the functions identified under this heading are also essential during the DD Form 1391 validation process to assure the project has the appropriate funding based on the scope of work. This section is not applicable for post-award design services of design-build contracts unless specifically addressed in the RFP.
5-2 RESPONSIBILITIES.
The DOR must obtain all site and building data and investigate existing site conditions, utilities, and facilities as necessary to properly integrate the design of the project with existing conditions. Except as otherwise contracted, field investigations must include complete and accurate site investigation, topographic survey, and verification of location, ownership, and availability of utility and drainage systems. When available, research existing record drawings for information. Field verify Record drawings information and other site features that may influence project design.
In a Design-Build contract, the DOR is responsible to verify all site information furnished in the Government issued RFP. In addition, the DOR must provide additional field investigations and verification of existing site conditions as may be required to support the development of the design and construction of the project.
5-3 COORDINATION.
Coordinate all site work, including topographic and soil surveys, with the Base Civil Engineer. During execution of field investigation work, the DOR is responsible for obtaining necessary permits, and complying with applicable laws, codes, and regulations, including OSHA regulations.
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