2024-326R Application Package - 508 FINAL.docx
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- ED-GRANTS-032124-001
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Department of Education
About this file
This document is a Notice Inviting Applications for a federal grant opportunity under the Technical Assistance and Dissemination to Improve Services and Results for Children with Disabilities program (ALN 84.326), specifically for the National Center for Systemic Improvement (ALN 84.326R).
The purpose of this grant is to fund a cooperative agreement to establish and operate the National Center for Systemic Improvement, which will provide sustained technical assistance to State Educational Agencies (SEAs) to support them in effectively implementing the Individuals with Disabilities Education Act (IDEA), building SEA capacity to meet IDEA requirements, advancing educational equity, mitigating SEA turnover, and improving academic and functional outcomes for children with disabilities. Key expected outcomes include increasing SEA capacity to support evidence-based practices, strengthen general supervision systems, implement general supervision effectively, use data for continuous improvement, and meaningfully engage diverse stakeholders.
The application deadline is May 20, 2024, with an estimated $6,250,000 maximum award amount available for a project period of up to 60 months. The Department of Education is the federal agency administering this grant opportunity.
2024-326R Application Package - 508 FINAL
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U.S. Department of Education
OFFICE OF SPECIAL EDUCATION & REHABILITATIVE SERVICES
OFFICE OF SPECIAL EDUCATION PROGRAMS
WASHINGTON, DC 20202
FISCAL YEAR 2024
APPLICATION FOR NEW GRANTS UNDER THE
INDIVIDUALS WITH DISABILITIES EDUCATION ACT (IDEA)
Technical Assistance and Dissemination to Improve Services and Results for Children with Disabilities Program
(ALN 84.326)
APPLICATIONS FOR NEW AWARDS;
The National Center for Systemic Improvement
(ALN 84.326R)
DATED MATERIAL: OPEN IMMEDIATELY
CLOSING DATE: MAY 20, 2024
FORM APPROVED — OMB No. 1820-0028, EXP. DATE: 07/31/2025
B-1 A-2
Contents
| Applicant Letter | A1 |
| Notice Inviting Applications | A6 |
| Federal Register Notice | A7 |
| Grants.gov Submission Procedures and Tips for Applicants | A52 |
| Priority Description and Selection Criteria | B1 |
| The National Center for Systemic Improvement | B2 |
| Selection Criteria and Format for the Applications for New Awards— The National Center for Systemic Improvement (CFDA 84.326R) Competition | B27 |
| General Information on Completing an Application | C1 |
| Application Transmittal Instructions and Requirements for Intergovernmental Review | D1 |
| Appendix | D10 |
| Intergovernmental Review of Federal Programs | D11 |
| State Single Points of Contact (SPOCs) | D12 |
| Notice to All Applicants Ensuring Equitable Access and Application Forms and Instructions | E1 |
| Part I: Application for Federal Assistance (SF-424) | E6 |
| Part II: Budget Information (ED Form 524) | E29 |
| Part III: Application Narrative | E35 |
| Part IV: Assurances and Certifications | E36 |
| ED General Education Provisions Act (GEPA) 427 Form | E37 |
| Certification Regarding Lobbying….. | E39 |
| Grant Application Receipt Acknowledgement | E43 |
| Grant and Contract Funding Information | E43 |
Paperwork Burden Statement According to the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless such collection displays a valid OMB control number. The valid OMB control number for this information collection is 1820-0028. The time required to complete this information collection is estimated to average 45 hours and 40 minutes per response, including the time to review instructions, search existing data resources, gather the data needed, and complete and review the information collection. If you have any comments concerning the accuracy of the time estimate(s) or suggestions for improving this form, please write to:
U.S. Department of Education Washington, DC 20202-4651 If you have comments or concerns regarding the status of your individual submission of this form, write directly to:
Office of Special Education Programs U.S. Department of Education 400 Maryland Ave. SW Washington, DC 20202
Applicant Letter
A-4 Dear Applicant, This application packet contains information and the required forms for you to use in submitting a new application for funding under one program authorized by the Individuals with Disabilities Education Act (IDEA). This packet covers one competition under the Technical Assistance and Dissemination to Improve Services and Results for Children with Disabilities (Assistance Listing Number 84.326) program—Applications for New Awards; Technical Assistance and Dissemination to Improve Services and Results for Children with Disabilities--The National Center for Systemic Improvement (Assistance Listing Number 84.326R).
Please take the time to review all of the applicable requirements, definitions, selection criteria, and application instructions thoroughly. An application will not be evaluated for funding if the applicant does not comply with all of the procedural rules that govern the submission of the application or if the application does not contain the information required. (EDGAR §75.216 (b) and (c)).
Please note the following:
· Grants.gov Application Submission and SAM Registration.
Applications for grants under this competition must be submitted electronically using the Grants.gov Apply site (www.Grants.gov). Please read carefully the Grants.gov Submission Procedures and Tips for Applicants document included on page A-52, which includes helpful tips about submitting electronically using the Grants.gov Apply site. Grants.gov registration involves many steps including registration on SAM (www.sam.gov) which may take approximately one week to complete but could take as many as several weeks to complete. You may begin working on your application while completing the registration process, but you cannot submit an application until all of the Registration steps are complete. Please note that once your SAM registration is active, it will take 24-48 hours for the information to be available in Grants.gov. You cannot submit an application through Grants.gov until Grants.gov has received your SAM registration information. We strongly encourage you to familiarize yourself with SAM and Grants.gov, and strongly recommend that you register and submit early.
Applicants are required to upload any narrative sections and all other attachments to your application as files in either Portable Document Format (PDF) or Microsoft Word. However, it is recommended that applicants upload files as read-only flattened PDFs.
Information on computer and operating system compatibility with Adobe and links to download the latest version of Adobe are available on Grants.gov. Please note that you must follow the Application Procedures as described in the Federal Register notice announcing this grant competition. Information (including dates and times) about how to submit your application electronically can also be found in section D of this application package, Application Transmittal Instructions and Requirements for Intergovernmental Review. Additional instructions for sending applications electronically are provided on page E-4, Application Forms and Instructions for Grants.gov Applications.
· MAXIMUM AWARD AMOUNT.
The competition included in this package has maximum award amounts. Please refer to the specific information for the priority/competition to which you are submitting an application (i.e., Section D of this package) for detailed budget information for the total grant period requested. Please be advised that for the priority in this package, the maximum award amount covers all project costs including indirect costs.
· RECOMMENDED PAGE LIMITS AND LINE SPACING OF APPLICATION NARRATIVE.
The competition included in this package limits the Application Narrative to a recommended number of double-spaced pages. This recommended page limit and double-line spacing applies to all material presented in the application narrative. This recommended double-line spacing applies to all titles, headings, footnotes, quotations, reference citations, and captions, as well as all text in charts, tables, figures, graphs, screen shots, and logic models included in the application narrative. (Please refer to the specific recommendations on page limits for the priority/competition to which you are submitting an application, Section B of this package).
· FORMAT FOR OTHER SECTIONS OF THE APPLICATION.
Additional information regarding formatting applications has been included on page C-1 of the “General Information on Completing an Application” section of this package.
Appendix A: Reviewers will be instructed to review the content of Appendix A as they do the application narrative. Reviewers will not be required to review any other appendices.
Charts, tables, figures, graphs, screen shots and logic models that provide information directly relating to the application requirements for the narrative should be the only items included in Appendix A. Appendix A should not be used for supplementary information. Please note that charts, tables, figures, graphs, screen shots, and logic models can be single-spaced when placed in Appendix A.
Abstract: For the application Abstract, applicants should use the template located at:
https://www2.ed.gov/fund/grant/apply/osep/new-osep-grants.html.
ABSOLUTE PRIORITY AND COMPETITIVE PREFERENCE PRIORITIES.
This competition includes one absolute priority. The Department will use peer reviewers to review and score applications on the selection criteria.
Prior to the peer review, Department staff will determine if an application has met the qualifications of the absolute priority and is eligible for peer review. An application that has not met the absolute priority will not be considered for funding and may not be reviewed.
PROTECTION OF HUMAN SUBJECTS IN RESEARCH.
The discretionary grant Application Form SF-424 requires applicants to indicate whether they plan to conduct research involving human subjects at any time during the proposed project period. The Protection of Human Subjects in Research Attachment is an integral part of the SF-424 form. It includes information that applicants need to complete the protection of human subjects item and, as appropriate, to provide additional information to the Department regarding human subjects research projects. Additional information on completing the protection of human subjects item is also available and can be accessed on the internet at:
http://www.ed.gov/about/offices/list/ocfo/humansub.html
RESPONSE TO GPRA.
As required by the Government Performance and Results Act (GPRA) Modernization Act of 2010, the Office of Special Education Programs (OSEP) has developed a strategic plan for measuring GPRA performance. The program included in this announcement is authorized under Part D - National Activities to Improve Education of Children with Disabilities of the Individuals with Disabilities Education Act. Projects funded under this competition are required to submit data on GPRA performance measures as directed by OSEP. See Performance Measures included in the Priority Description section of this application package. Applicants are encouraged to consider this information when preparing their applications.
COPIES OF THE APPLICATION.
Unless you qualify for an exception in accordance with the instructions found in the Notice inviting applications, you must submit your application electronically. Therefore, you do not need to submit paper copies of the application. If you are granted an exception, current Government-wide policy requires that an original and two paper copies need to be submitted. Please note: If an application is recommended for funding and a grant award is issued, we will contact the applicant to request an electronic copy of the application in MS Word or a PDF file. The Department is moving toward an electronic grant filing system and an electronic copy of all applications that are being funded will facilitate this effort.
ADDITIONAL INFORMATION
OSEP also provides information on developing performance measures and logic models at https://www.osepideasthatwork.org/logicModel to assist you in preparing a quality application. For information about other U.S. Department of Education grant and contract opportunities, we encourage you to use the Department's grant information web page which can be accessed on the internet at http://www.ed.gov/about/offices/list/ocfo/grants/grants.html.
We appreciate your efforts to improve the provision of services for individuals with disabilities.
Sincerely, /s/ David J. Cantrell, OSEP Deputy Director and Acting Research to Practice Division Director
A-2
Notice Inviting Applications
A-5 Federal Register Notice 4000-01-U
DEPARTMENT OF EDUCATION
Applications for New Awards; Technical Assistance and Dissemination to Improve Services and Results for Children with Disabilities--The National Center for Systemic Improvement AGENCY: Office of Special Education and Rehabilitative Services, Department of Education.
ACTION: Notice.
Summary:
The Department of Education (Department) is issuing a notice inviting applications for new awards for fiscal year (FY) 2024 for the National Center for Systemic Improvement, Assistance Listing Number 84.326R. This notice relates to the approved information collection under OMB control number 1820-0028.
Dates:
Applications Available: March 21, 2024 Deadline for Transmittal of Applications: May 20, 2024 Deadline for Intergovernmental Review: July 19, 2024 Pre-Application Webinar Information: No later than March 26, 2024, the Office of Special Education Programs and Rehabilitative Services will post pre-recorded informational webinars designed to provide technical assistance (TA) to interested applicants. The webinars may be found at https://www2.ed.gov/fund/grant/apply/osep/new-osep-grants.html.
Addresses:
For the addresses for obtaining and submitting an application, please refer to our Common Instructions for Applicants to Department of Education Discretionary Grant Programs, published in the Federal Register on December 7, 2022 (87 FR 75045) and available at www.federalregister.gov/d/2022-26554.
For Further Information Contact:
Perry Williams Telephone: (202) 987-0138.
Email: perry.williams@ed.gov If you are deaf, hard of hearing, or have a speech disability and wish to access telecommunications relay services, please dial 7-1-1.
SUPPLEMENTARY INFORMATION
Full Text of Announcement I. Funding Opportunity Description Purpose of Program:
The purpose of the Technical Assistance and Dissemination to Improve Services and Results for Children with Disabilities program is to promote academic achievement and to improve results for children with disabilities by providing TA, supporting model demonstration projects, disseminating useful information, and implementing activities that are supported by scientifically based research.
Priority:
This competition includes one absolute priority. In accordance with 34 CFR 75.105(b)(2)(v), this priority is from allowable activities specified in the statute (see sections 663 and 681(d) of the Individuals with Disabilities Education Act (IDEA); 20 U.S.C. 1463 and 1481(d)).
Absolute Priority:
For FY 2024 and any subsequent year in which we make awards from the list of unfunded applications from this competition, this priority is an absolute priority. Under 34 CFR 75.105(c)(3), we consider only applications that meet this priority.
This priority is:
The National Center for Systemic Improvement.
Background:
| The cornerstone of IDEA is to ensure that all children, regardless of the nature or severity of their disability, have access to a free appropriate public education (FAPE) in the least restrictive environment (LRE). While States and local educational agencies (LEAs) are primarily responsible for providing FAPE in the LRE for all eligible children with disabilities (CWD), it is in the interest for the Department to ensure States and LEAs are in compliance with the IDEA and effectively serving CWD. 20 U.S.C. 1400(c)(6). Therefore, the Department proposes to fund the National Center for Systemic Improvement to provide State educational agencies (SEAs) with an array of tools, resources, and assistance to improve the educational results and functional outcomes for CWD. |
| IDEA places the responsibility for ensuring access to FAPE in the LRE on the SEA. 34 CFR 300.101(b). As such, the SEA must monitor IDEA implementation by LEAs to ensure that LEAs meet IDEA requirements with particular emphasis on those requirements that are most closely related to improving educational results and functional outcomes for CWD. 20 U.S.C. 1416(a)(2)(A). |
| The National Assessment of Educational Progress (NAEP) scores for CWD have lagged behind those of their peers without disabilities for the past two decades. Although average NAEP score gaps narrowed between students with and without disabilities since 2019, results of the 2022 NAEP show that CWD, including those with 504 plans, performed 40 points below children without disabilities in fourth grade reading, with average scores of 183 and 223, respectively and 28 points below their peers in math for the same grade with average scores of 212 and 240, respectively (U.S. Department of Education, 2022). Also, the National Center for Education Statistics (2023) recent data from the 2019-2020 school year show that the high school graduation rate for all children was 86.5 percent while the graduation rate for CWD was 70.6 percent. |
| As stated in IDEA, research and experience has demonstrated CWD are more effectively educated when there are high expectations and there is access to the general curriculum in the regular classroom, to the maximum extent possible. 20 U.S.C. 1400(c)(5)(A). One method SEAs use to ensure high expectations and access to the general curriculum in the regular classroom, to the maximum extent possible, is through implementing reasonably designed general supervision systems.[footnoteRef:1] Through a reasonably designed general supervision system, an SEA monitors IDEA implementation by LEAs to ensure that LEAs meet IDEA requirements with particular emphasis on those requirements that are most closely related to improving educational results and functional outcomes for CWD, like increased assessment proficiency and graduation rates. 20 U.S.C. 1416(a)(2)(A). [1: A reasonably designed State general supervision system should include eight integrated components. These components include the following: Integrated monitoring activities; data on processes and results; the State Performance Plan/Annual Performance Report; fiscal management; effective dispute resolution; targeted TA and professional development; policies, procedures, and practices resulting in effective implementation; and improvement, correction, incentives, and sanctions.] |
The Office of Special Education Programs’ (OSEP’s) most recent Part B findings from its Differentiated Monitoring and Supports (DMS) 2.0[footnoteRef:2] visits highlight ongoing concerns that States’ general supervision systems are not designed to identify and correct noncompliance in LEAs related to monitoring and improvement, fiscal monitoring, dispute resolution, early childhood transition, and significant disproportionality as well as other general supervision requirements. Further, IDEA section 616(d) determinations[footnoteRef:3] show that between 2014 and 2023, only seven Part B States consistently received the “meets requirements” determination in accordance with 20 U.S.C. 1416(d)(2)(A). [2: https://sites.ed.gov/idea/files/DMS-2.0-Overview.pdf.] [3: Consistent with IDEA section 616(d), the Department must make an annual determination as to the extent to which each State’s IDEA Part B program is meeting IDEA requirements. The Department can determine that a State meets the requirements and purposes of IDEA Part B, needs assistance in implementing Part B requirements, needs intervention in implementing Part B requirements, or needs substantial intervention in implementing Part B requirements. 20 U.S.C. 1416(d)(2)(A).]
In response to these ongoing findings, in July 2023, OSEP released to the field, Guidance on State General Supervision Responsibilities under Parts B and C of the IDEA.[footnoteRef:4] This guidance is intended to support States as they implement, monitor progress, and continuously update, with fidelity, reasonably designed general supervision systems to ensure statewide accountability to identify and correct noncompliance in a timely manner; increase accountability through the collection of timely and accurate data; and ensure the full implementation of IDEA for CWD and their families. [4: https://sites.ed.gov/idea/files/Guidance_on_State_General_Supervision_Responsibilities_under_Parts_B_and_C_of_IDEA-07-24-2023.pdf. ]
| There are several challenges that affect States’ abilities to effectively meet the requirements of IDEA and lead successful systemic improvement efforts. Recently, the pandemic and its impact exacerbated the educational disparities between CWD and their peers without disabilities and also highlighted existing gaps in State infrastructures (Pier et al., 2021). Specifically, SEAs suffer from a “capacity gap” that undermines their ability to monitor and enforce policy mandates, provide TA, and deliver professional development (PD) to LEAs that support continuous improvement efforts to ensure CWD achieve equitable outcomes. A major contributor to this “capacity gap” is the turnover rate of SEA administrators and leaders, which has created a lack of continuity in institutional knowledge and leadership. For example, States filled positions for 10 new directors of special education (17 percent) in 2021; 16 (27 percent) in 2022; and 12 (21 percent) in 2023. |
| In addition, a National Center for Learning Disabilities (NCLD) report, Assessing ESSA: Missed Opportunities for Children with Disabilities and a review of State Systemic Improvement Plans (SSIPs) submitted by States in 2023, continue to expose States’ capacity challenges, including (1) promotion of Universal Design for Learning as a natural connection for general and special education collaboration; (2) meaningful engagement of diverse perspectives to recognize that student and family voices are inherently important sources of data; (3) integration of State general supervision systems to allow components to connect, interact, and inform one another, avoiding silos across the system; (4) the ability to strategically allocate resources where there are weaknesses in meeting IDEA and their fiscal requirements; (5) robust mapping of systems of support to align with State priorities and initiatives, guidance to the field, and resources to support evidence-based practices (EBPs) selection, adoption, use, and scaling; (6) SSIP implementation and measuring State Identified Measurable Result impact; (7) effective systems alignment with general education efforts; and (8) conditions for continuous improvement to advance educational equity (NCLD, 2018). |
| Successfully addressing these challenges and improving State complex systems involves changing actions and behaviors as well as the “hearts and minds” of each partner (e.g., educators, administrators, community members, and families) in an ongoing way (Blase et al., 2014). This continuous improvement approach requires a level of capacity that SEAs may not have, as it goes well beyond compliance monitoring and into sustained TA and support, and developing leadership and staff capacity to solve their unique challenges (Heifetz et al., 2009). In response to these internal capacity limitations, SEAs tend to rely on an array of external support and assistance from consultants, coaches, and statewide TA providers. |
| This Center will serve as a critical support to States working to address these and other capacity challenges and to improve the educational results and functional outcomes for CWD. This Center will advance the Secretary’s priorities in promoting equity in student access to educational resources and opportunities. The Center will support States to use data to evaluate, analyze, refine, strengthen, and, if applicable, redesign their general supervision systems for effectiveness in improving educational results and functional outcomes for CWD as well as to address systemic inequities. |
Priority:
The purpose of this priority is to fund a cooperative agreement to establish and operate the National Center for Systemic Improvement (project). This project will provide sustained TA to SEAs to support them to effectively implement IDEA, build the capacity of State directors and State-level staff to meet the requirements of IDEA and build statewide systems to advance educational equity, mitigate SEA turnover, and improve academic and functional outcomes for children and youth with disabilities.
The project must achieve, at a minimum, the following expected outcomes:
(a) Increased capacity of SEAs to support LEAs and schools in selecting and implementing evidence-based[footnoteRef:5] practices (EBPs) and high-leverage practices (HLPs)[footnoteRef:6] within frameworks supported by evidence that drive effective learning experiences, instruction, interventions, and services and supports to improve educational results and functional outcomes for CWD; [5: For the purposes of this priority, “evidence-based” means, at a minimum, evidence that demonstrates a rationale (as defined in 34 CFR 77.1), where a key project component included in the project’s logic model is informed by research or evaluation findings that suggest the project component is likely to improve relevant outcomes.] [6: For the purposes of this priority, “high-leverage practices” refers to a set of practices in special education that are essential to improving student learning and behavior and can be learned through coursework, deliberately practiced in clinical practice, and generalized in future field experiences. For more detailed information on high-leverage practices, see High-Leverage Practices in Special Education at https://highleveragepractices.org/.]
| (b) Increased capacity of SEAs to use data to evaluate, analyze, refine, strengthen, and if applicable, redesign their general supervision systems to ensure all components are reasonably designed and inform continuous improvement efforts; |
| (c) Increased capacity of SEAs to implement their general supervision systems to support LEAs and schools to effectively implement IDEA and deliver equitable and effective IDEA services; |
| (d) Increased capacity of SEAs to use data to engage in continuous improvement that builds more equitable, effective, and sustainable State systems to improve educational results and functional outcomes for children and youth with disabilities and their families; and |
| (e) Increased capacity of SEAs to meaningfully engage diverse State and local administrators, educators, community members, and families, including those historically marginalized by the education system in decision making processes. |
| In addition to these programmatic requirements, to be considered for funding under this priority, applicants must meet the application and administrative requirements in this priority, which are: |
| (a) Demonstrate, in the narrative section of the application under “Significance,” how the proposed project will-- |
| (1) Address the current and emerging capacity needs (especially post-pandemic) of SEAs to ensure the effective redesign, if applicable, implementation and evaluation of their general supervision systems to support both results focused implementation of the IDEA and compliance with IDEA requirements. To meet this requirement, the applicant must-- |
| (i) Demonstrate knowledge of current educational issues and policy initiatives relating to SEAs’ effective systems alignment with general education and IDEA efforts that target and support LEA improvement; |
(ii) Present information and data about the current capacity of SEAs to support continuous improvement, and how the project will enhance SEA capacity to support LEAs and schools to implement, scale-up, and sustain the use of EBPs and HLPs with fidelity; and
| (iii) Demonstrate knowledge of the current capacity of SEAs to implement and equitably apply policies and practices that support equitable outcomes for children and youth with disabilities and their families; |
| (2) Increase SEA implementation of policies and practices that can improve SEA retention rates of special education leaders; |
| (3) Use effective approaches to disseminate Department guidance, knowledge, tools, and resources to SEAs, LEAs, diverse recipients, and other Department-funded TA centers; |
| (4) Implement effective TA strategies and deliver evidence-based PD; and |
| (5) Result in improvements to SEA capacity to use data to evaluate, analyze, refine, strengthen, and, if applicable, redesign their general supervision systems. To meet this requirement, the applicant must describe the results that the project is expected to make and the likely magnitude or importance of these results. |
| (b) Demonstrate, in the narrative section of the application under “Quality of project services,” how the proposed project will-- |
| (1) Ensure equal access and treatment for members of groups that have traditionally been underrepresented based on race, color, national origin, gender, age, or disability. To meet this requirement, the applicant must describe how it will-- |
| (i) Identify the needs of the intended recipients for TA and information; and |
| (ii) Ensure that services and products meet the needs of the intended recipients of the project services; |
| (2) Achieve its goals, objectives, and intended outcomes. To meet this requirement, the applicant must provide-- |
| (i) Measurable intended project outcomes; and |
| (ii) In Appendix A, the logic model (as defined in 34 CFR 77.1) by which the proposed project will achieve its intended outcomes that depicts, at a minimum, the goals, activities, outputs, and intended outcomes of the proposed project; |
| (3) Use a conceptual framework (and provide a copy in Appendix A) to develop project plans and activities, describing any underlying concepts, assumptions, expectations, beliefs, or theories, as well as the presumed relationships or linkages among these variables, and any empirical support for this framework; |
Note: The following websites provide more information on logic models and conceptual frameworks: https://osepideasthatwork.org/sites/default/files/2021-12/ConceptualFramework_Updated.pdf and www.osepideasthatwork.org/resources-grantees/program-areas/ta-ta/tad-project-logic-model-and-conceptual-framework.
| (4) Be based on current research and make use of EBPs. To meet this requirement, the applicant must describe-- |
| (i) The current research on capacity building, systems change, family engagement, IDEA general supervision systems, and continuous improvement in SEAs; |
| (ii) The current research on racial and educational equity and how it will inform the TA; |
| (iii) Best practices to build SEA leadership capacity and strategies to mitigate turnover; |
| (iv) The current research about adult learning principles and implementation science that will inform the proposed TA; and |
| (v) How the proposed project will incorporate current research and practices in the development and delivery of its products and services; |
| (5) Develop products and provide services that are of high quality and sufficient intensity and duration to achieve the intended outcomes of the proposed project. To address this requirement, the applicant must describe-- |
| (i) How it proposes to identify or develop the knowledge base SEA leaders need to-- |
| (A) Review current systems to identify the conditions to support continuous improvement, build SEA capacity to implement general supervision systems, which are reasonably designed to effectively support the implementation of IDEA requirements, and assist SEAs to engage in OSEP’s DMS processes; |
| (B) Ensure integrated monitoring activities are part of the SEAs’ general supervision system and support the ability to review and evaluate an LEA’s implementation of IDEA with a particular emphasis on improved educational results and functional outcomes, and compliance with IDEA requirements; and |
| (C) Support advancing educational equity within State general supervision systems to include analyzing disaggregated data and examining policies and practices in the system to identify disparities and develop and implement an action plan to address identified disparities; |
| (ii) The proposed approach to universal, general TA,[footnoteRef:7] which must describe-- [7: “Universal, general TA” means TA and information provided to independent users through their own initiative, resulting in minimal interaction with TA project staff and including one-time, invited or offered conference presentations by TA project staff. This category of TA also includes information or products, such as newsletters, guidebooks, or research syntheses, downloaded from the TA project's website by independent users. Brief communications by TA project staff with recipients, either by telephone or email, are also considered universal, general TA.] |
| (A) The intended recipients, including the type and number of recipients, that will receive the products and services; the products and services that the project proposes to make available; |
| (B) The development and maintenance of a high-quality website, with an easy-to-navigate design, that meets or exceeds government- or industry-recognized standards for accessibility; and |
| (C) The expected reach and impact of universal, general TA; |
| (iii) The proposed approach to targeted, specialized TA,[footnoteRef:8] which must describe-- [8: Targeted, specialized TA” means TA services based on needs common to multiple recipients and not extensively individualized. A relationship is established between the TA recipient and one or more TA project staff. This category of TA includes one-time, labor-intensive events, such as facilitating strategic planning or hosting regional or national conferences. It can also include episodic, less labor-intensive events that extend over a period of time, such as facilitating a series of conference calls on single or multiple topics that are designed around the needs of the recipients. Facilitating communities of practice can also be considered targeted, specialized TA.] |
| (A) The intended recipients, including the type and number of recipients, that will receive the products and services; |
| (B) The products and services that the project proposes to make available; |
| (C) The proposed approach to measure the readiness of potential TA recipients to work with the project, including, at a minimum, an assessment of potential recipients’ current infrastructure, available resources, and ability to build capacity at the local level; |
| (D) The project’s proposed approach to assist SEAs with aligning general supervision components to current State initiatives, strategic planning, and priorities for alignment; |
| (E) The project’s proposed approach to establish and convene ad-hoc cohorts of States experiencing similar issues to assist with providing differentiated problem-solving and the sharing of innovative and promising approaches; |
| (F) How to best support SEAs, with the understanding that each State is a unique complex system, with differing infrastructures, State priorities, capacity challenges, and political environments; and |
| (G) The expected impact of targeted, specialized TA; |
| (iv) The proposed approach to intensive, sustained TA,[footnoteRef:9] which must describe-- [9: “Intensive, sustained TA” means TA services often provided on-site and requiring a stable, ongoing relationship between the TA project staff and the TA recipient. “TA services” are defined as negotiated series of activities designed to reach a valued outcome. This category of TA should result in changes to policy, program, practice, or operations that support increased recipient capacity or improved outcomes at one or more systems levels.] |
| (A) The intended recipients, including the type and number of recipients, that will receive the products and services, a description of the products and services that the Center proposes to make available, and the expected impact of those products and services under this approach; |
| (B) The proposed approach to measure the readiness of the SEAs to work with the project, including their commitment, alignment to their needs, current infrastructure, available resources, and ability to build capacity at the LEA level; |
| (C) Its proposed plan to prioritize TA recipients whose most recent annual determination by the Secretary was that the State needs intervention under section 616(d)(2)(A)(iii) of IDEA or needs substantial intervention under section 616(d)(2)(A)(iv) of IDEA in implementing the requirements of Part B of IDEA; |
| (D) Its proposed plan for assisting SEAs to build or enhance PD systems based on adult learning principles and that include sustained coaching; and |
| (E) Its proposed plan for working with appropriate levels of the education system (e.g., SEAs, educational service agencies, LEAs, institutions of higher education (IHEs), educator preparation programs, other TA providers, parents, and families) to ensure that there is communication between each level and that there are systems in place to support implementation of EBPs; |
| (v) How the proposed project will intentionally engage families of children with disabilities and individuals with disabilities--including underserved families[footnoteRef:10] and individuals--in the development, implementation, and evaluation of its products and services across all levels of TA; and [10: For the purposes of this priority, “underserved families” refers to foster, kinship, migrant, technologically unconnected, and military- or veteran-connected families; and families of color, living in poverty, without documentation of immigration status, experiencing homelessness or housing insecurity, or impacted by the justice system, including the juvenile justice system. Underserved families also refers to families that include: members of a federally or State recognized Indian Tribe; English learners; adults who experience a disability; members who are lesbian, gay, bisexual, transgender, queer or questioning, or intersex (LGBTQI+); adults in need of improving their basic skills or with limited literacy; and disconnected adults.] |
| (vi) How the proposed project will use non-project resources to achieve the intended project outcomes; |
| (6) Develop products and implement services that maximize efficiency. To address this requirement, the applicant must describe-- |
| (i) How the proposed project will use technology to achieve the intended project outcomes; |
| (ii) How the proposed project will collaborate with other federally funded TA centers, including, at a minimum, the Office of Elementary and Secondary Education (OESE) National and Regional Comprehensive Centers, OSEP Parent Centers and OESE Statewide Family Engagement Centers, the National Center for Supporting School Building and Early Intervention Program Administrators to Effectively Implement IDEA and Improve Systems Serving Children with Disabilities, the Center for IDEA Fiscal Reporting, and national organizations, as appropriate, to develop and implement targeted TA strategies, reduce duplication of effort, and assist with coordination of TA efforts across multiple TA Centers supporting States; and |
| (iii) How the proposed project will use non-project resources to achieve the intended project outcomes; |
| (7) Systematically disseminate information, products, and services to varied intended audiences. To address this requirement the applicant must describe-- |
| (i) The variety of dissemination strategies the project will use throughout the five years of the project to promote awareness and use of its products and services; |
| (ii) How the project will tailor dissemination strategies across all planned levels of TA to ensure that products and services reach intended recipients, and those recipients can access and use those products and services; |
| (iii) How the project’s dissemination plan is connected to the proposed outcomes of the project; and |
| (iv) How the project will evaluate and correct, as needed, all digital products and external communications to ensure they meet or exceed government or industry-recognized standards for accessibility. |
| (c) In the narrative section of the application under “Quality of the project evaluation,” include an evaluation plan for the project as described in the following paragraphs. The evaluation plan must describe measures of progress in implementation, including the criteria for determining the extent to which the project’s products and services have met the goals for reaching its target population; measures of intended outcomes or results of the project’s activities in order to evaluate those activities; and how well the goals or objectives of the proposed project, as described in its logic model, have been met. |
| The applicant must provide an assurance that, in designing the evaluation plan, it will-- |
| (1) Designate, with the approval of the OSEP project officer, a project liaison with sufficient dedicated time, experience in evaluation, and knowledge of the project to work in collaboration with the Center to Improve Program and Project Performance (CIPP),[footnoteRef:11] the project director, and the OSEP project officer on the following tasks: [11: The major tasks of CIPP are to guide, coordinate, and oversee the design of formative evaluations for every large discretionary investment (i.e., those awarded $500,000 or more per year and required to participate in the 3+2 process) in OSEP’s Technical Assistance and Dissemination; Personnel Development; Parent Training and Information Centers; and Educational Technology, Media, and Materials programs. The efforts of CIPP are expected to enhance individual project evaluation plans by providing expert and unbiased TA in designing the evaluations with due consideration of the project’s budget. CIPP does not function as a third-party evaluator.] |
| (i) Revise the logic model submitted in the application, as appropriate, to provide for a more comprehensive measurement of implementation and outcomes and to reflect any changes or clarifications to the model discussed at the kick-off meeting; |
| (ii) Refine the evaluation design and instrumentation proposed in the application, as appropriate, to be consistent with the revised logic model and using the most rigorous design suitable (e.g., prepare evaluation questions about significant program processes and outcomes; develop quantitative or qualitative data collections that permit both the collection of progress data, including fidelity of implementation, as appropriate, and the assessment of project outcomes; and identify analytic strategies); and |
| (iii) Revise the evaluation plan submitted in the application such that it clearly-- |
| (A) Specifies the evaluation questions, measures, and associated instruments or sources for data appropriate to answer these questions, suggests analytic strategies for those data, provides a timeline for conducting the evaluation, and includes staff assignments for completing the evaluation activities; |
| (B) Delineates the data expected to be available by the end of the second project year for use during the project’s evaluation (3+2 review) for continued funding described under the heading Fourth and Fifth Years of the Project; and |
| (C) Can be used to assist the project director and the OSEP project officer, with the assistance of CIPP, as needed, in specifying the project performance measures to be addressed in the project’s annual performance report (APR); |
| (2) Dedicate sufficient staff time and other resources during the first six months of the project to collaborate with CIPP staff, including regular meetings (e.g., weekly, biweekly, or monthly) with CIPP and the OSEP project officer, in order to accomplish the tasks described in paragraph (C)(1) of this section; and |
| (3) Dedicate sufficient funds in each budget year to cover the costs of carrying out the tasks described in paragraphs (C)(1) and (2) of this section and revising and implementing the evaluation plan. Please note in your budget narrative the funds dedicated for this activity. |
| (d) Demonstrate, in the narrative section of the application under “Adequacy of resources and quality of project personnel,” how-- |
| (1) The proposed project will encourage applications for employment from persons who are members of groups that have traditionally been underrepresented based on race, color, national origin, gender, age, or disability, as appropriate; |
| (2) The proposed key project personnel, consultants, and subcontractors have the qualifications and experience to carry out the proposed activities and achieve the project’s intended outcomes; |
| (3) The applicant and any key partners have adequate resources to carry out the proposed activities; |
| (4) The proposed project will have processes, resources, and funds in place to provide equitable access for project staff, contractors, and partners, who require digital accessibility accommodations;[footnoteRef:12] and [12: For information about digital accessibility and accessibility standards from Section 508 of the Rehabilitation Act, visit https://osepideasthatwork.org/resources-grantees/508-resources.] |
| (5) The proposed costs are reasonable in relation to the anticipated results and benefits. |
| (e) Demonstrate, in the narrative section of the application under “Quality of the management plan,” how-- |
| (1) The proposed management plan will ensure that the project’s intended outcomes will be achieved on time and within budget. To address this requirement, the applicant must describe-- |
| (i) Clearly defined responsibilities for key project personnel, consultants, and subcontractors, as applicable; and |
| (ii) Timelines and milestones for accomplishing the project tasks; |
| (2) Key project personnel and any consultants and subcontractors will be allocated and how these allocations are appropriate and adequate to achieve the project’s intended outcomes; |
| (3) The proposed management plan will ensure that the products and services provided are of high quality, relevant, and useful to recipients; and |
| (4) The proposed project will benefit from a diversity of perspectives, including those of families, educators, TA providers, researchers, and policy makers, among others, in its development and operation. |
| (f) Address the following application requirements. The applicant must-- |
| (1) Include, in Appendix A, personnel-loading charts and timelines, as applicable, to illustrate the management plan described in the narrative; |
| (2) Include, in the budget, attendance at the following: |
| (i) A one and one-half day kick-off meeting in Washington, DC, after receipt of the award, and an annual planning meeting in Washington, DC, with the OSEP project officer and other relevant staff during each subsequent year of the project period; |
Note: Within 30 days of receipt of the award, a post-award teleconference must be held between the OSEP project officer and the grantee’s project director or other authorized representative.
| (ii) A three-day project directors’ conference in Washington, DC, during each year of the project period. The project must reallocate funds for travel to the project directors’ conference no later than the end of the third quarter of each budget period if the meeting is conducted virtually; |
| (iii) Two annual two-day trips to attend Department briefings, Department-sponsored conferences, and other meetings, as requested by OSEP; and |
| (iv) A one-day intensive 3+2 review meeting in Washington, DC, during the second year of the project period; |
| (3) Include, in the budget, a line item for an annual set-aside of 5 percent of the grant amount to support emerging needs that are consistent with the proposed project’s intended outcomes, as those needs are identified in consultation with, and approved by, the OSEP project officer. With approval from the OSEP project officer, the project must reallocate any remaining funds from this annual set-aside no later than the end of the third quarter of each budget period; |
| (4) Engage a racially, ethnically, and culturally diverse group of doctoral students or post-doctoral fellows, including those with disabilities and those who are multilingual, in the project to increase the number of future leaders in the field who are knowledgeable about effective State systems designed to support equitable outcomes for children and youth with disabilities and their families at the local level; |
| (5) Maintain a high-quality and language and disability accessible website; |
| (6) Ensure that annual project progress toward meeting project goals is posted on the project website; and |
| (7) Include, in Appendix A, an assurance to assist OSEP with the transfer of pertinent resources and products and to maintain the continuity of services to States during the transition to a new award at the end of this award period, as appropriate. |
Fourth and Fifth Years of the Project:
| In deciding whether to continue funding the project for the fourth and fifth years, the Secretary will consider the requirements of 34 CFR 75.253(a), including-- |
| (a) The recommendations of a 3+2 review team consisting of experts with knowledge and experience in TA and dissemination, systems change to support SEAs, family engagement, and research and evaluation. This review will be conducted during a one-day intensive meeting that will be held during the last half of the second year of the project period; |
| (b) The timeliness with which, and how well, the requirements of the negotiated cooperative agreement have been or are being met by the project; and |
| (c) The quality, relevance, and usefulness of the project’s products and services and the extent to which the project’s products and services are aligned with the project’s objectives and likely to result in the project achieving its intended outcomes. |
| Under 34 CFR 75.253, the Secretary may reduce continuation awards or discontinue awards in any year of the project period for excessive carryover balances, a failure to make substantial progress, or has not maintained financial and administrative management systems that meet requirements in 2 CFR §200.302, Financial management, and §200.303, Internal controls. The Department intends to closely monitor unobligated balances and substantial progress under this program and may reduce or discontinue funding accordingly. |
References:
Blase, K., Fixsen, D., Sims, B., & Ward, C. (2014). Implementation science: Changing hearts, minds, behavior, and systems to improve educational outcomes. National Implementation Research Network, University of North Carolina at Chapel Hill. https://fpg.unc.edu/sites/fpg.unc.edu/files/resource-files/2014%20Wing%20Summit%20KB.pdf.
Heifetz, R. A., Linsky, M., & Grashow, A. (2009). The practice of adaptive leadership: Tools and tactics for changing your organization and the world. Harvard Business Press.
National Center for Education Statistics. (2023). Public high school graduation rates. Condition of education. U.S. Department of Education, Institute of Education Sciences. https://nces.ed.gov/programs/coe/indicator/coi.
National Center for Learning Disabilities (NCLD). (2018). Accessing ESSA: Missed opportunities for children with disabilities. https://hecse.net/wp-content/uploads/2020/09/18.-AssessingESSA_2018.pdf.
Pier, L., Hough, H., Christian, M., Bookman, N., Wilkenfeld, B., & Miller, R. (2021, January).
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