2022-14692.pdf
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- FY 2022 Competitive Funding Opportunity: Passenger Ferry Grant Program Federal grant opportunity
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- FTA-2022-006-TPM-FERRY
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41168 Federal Register / Vol. 87, No. 131 / Monday, July 11, 2022 / Notices
3 The average time per response will be remain at 3 minutes per response since the modification made under BIL requirement is de minimis.
4 The current inventory exhibits a total burden of 250 hours while the total burden of this notice is 1,033 hours. The increase in burden hours is due to an anticipated increase in the number of responses.
5 For the value of the public’s time, FRA used an hourly rate of $27 per hour from the Department of Labor, Bureau of Labor Statistics (BLS). For law enforcement and first responder respondents, FRA used an hourly wage rate of $49.74 per hour that includes an average benefit rate of $20.87 from BLS’ Occupational Employment Statistics (OES) 33– 3000, classified within NAICS 999200, State Government—excluding schools and hospitals. See https://www.bls.gov/oes/current/naics4_
999200.htm. For railroad respondents, FRA used an hourly wage rate of $77.44 that includes a 75-percent overhead charge from the Surface Transportation Board’s 2020 Full Year Wage A&B data series for railroad workers.
6 FRA adds this row in response to AAR’s comments that FRA should account for railroads’ estimated paperwork burdens in responding to FRA’s follow-up inquiries on blocked crossings.
train may occupy a highway-rail grade crossing. Users are also notified that information submitted will not be forwarded to a railroad, State, or local agency, and will only being used for data collection purposes to determine the locations, times, and impacts of blocked crossings.
On November 15, 2021, the BIL was enacted. In addition to mandating that FRA establish an online portal and corresponding database to receive information regarding blocked highway-rail grade crossings, section 22404 of BIL ‘‘encourages each complainant to report the blocked crossing to the relevant railroad.’’ Therefore, in preparation for this new statutory mandate, FRA proposes to modify the existing web-based forms by adding one question, ‘‘have you contacted the railroad?’’ Otherwise, the rest of the questions on the web-based forms will remain the same.3
Currently, there are no Federal laws or regulations that specifically address how long a train may occupy a crossing, whether stationary or operating at slow speeds. Some States and local municipalities have laws that vary in how long trains are permitted to occupy crossings. However, there are legitimate operational reasons why trains may block grade crossings, including trains stopping for compliance with Federal regulatory requirements (such as required safety tests and inspections).
Therefore, some courts have found that State laws and regulations that address how long trains may occupy grade crossings have the effect of regulating aspects of railroad operations currently regulated by FRA and are thus preempted by the Federal railroad safety statutes and regulations. (See CSX Transp., Inc. v. City of Plymouth, 283 F.3d 812 (6th Cir. 2002)). In addition, some courts have found State laws and regulations attempting to limit the time trains are permitted to occupy grade crossings to be preempted by the Interstate Commerce Commission Termination Act, which provides the Surface Transportation Board with broad jurisdiction over railroad operations. (See Elam v. Kansas City So., 635 F.3d 796 (5th Cir. 2011)).
There are potential safety concerns with crossings that are blocked by trains. For instance, pedestrians may crawl under or through stationary trains.
Also, emergency response vehicles and first responders may be delayed when responding to an incident or transporting persons to a hospital. In addition, drivers may take more risks, such as driving around lowered gates at a crossing or attempting to beat a train through a crossing without gates, in order to avoid a lengthy delay if they are aware that trains routinely block a crossing for extended periods of time.
There are also potential economic impacts that affect businesses, such as stores or restaurants not being accessible to their customer base for an extended time period. Finally, highway-rail grade crossings that are blocked for extended time periods may create societal nuisances, such as roadway congestion, delayed mail service and deliveries, disrupted school and work arrival and dismissal, or missed appointments.
Type of Request: Revision of a currently approved collection.
Affected Public: Public individuals, law enforcement personnel, and first responders.
Form(s): FRA F 6180.175.
Respondent Universe: Public individuals, law enforcement personnel, and first responders.
Frequency of Submission: On occasion. Reporting Burden:
Section 4 Total annual responses
Average time per response
Total annual burden hours Total cost equivalent
(A) (B) (C) = A * B (D) = C * wage rate 5
General public via the unrestricted form on the FRA website ..................................... 15,500 responses ... 3 minutes ........ 775 $20,925 Law enforcement personnel (including first responders) via the limited access form on the FRA website.
350 responses ........ 3 minutes ........ 17.5 895
Monthly meeting between FRA and Class I railroads on blocked crossings—Review of blocked crossings data from FRA’s blocked crossings portal 6.
12 meetings and re-views.
20 hours .......... 240 18,586
Total ....................................................................................................................... 15,862 responses ... N/A .................. 1,033 40,406
Total Estimated Annual Responses:
15,862.
Total Estimated Annual Burden:
1,033 hours.
Total Estimated Annual Burden Hour Dollar Cost Equivalent: $40,406.
FRA informs all interested parties that it may not conduct or sponsor, and a respondent is not required to respond to, a collection of information that does not display a currently valid OMB control number.
Authority: 44 U.S.C. 3501–3520.
Allison Ishihara Fultz, Chief Counsel.
[FR Doc. 2022–14710 Filed 7–8–22; 8:45 am]
BILLING CODE 4910–06–P
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
FY 2022 Competitive Funding Opportunity: Passenger Ferry Grant Program, Electric or Low-Emitting Ferry Pilot Program, and Ferry Service for Rural Communities Program
AGENCY: Federal Transit Administration (FTA), U.S. Department of Transportation (DOT).
ACTION: Notice of Funding Opportunity
(NOFO).
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41169 Federal Register / Vol. 87, No. 131 / Monday, July 11, 2022 / Notices
SUMMARY: The Federal Transit Administration (FTA) announces the opportunity to apply for $294.5 million in competitive grants under the Fiscal Year (FY) 2022 Passenger Ferry Grant Program (Passenger Ferry Program), Electric or Low-Emitting Ferry Pilot Program (Low-No Ferry Program), and Ferry Service for Rural Communities Program (Rural Ferry Program). Of the amount being made available, $36.5 million is for the Passenger Ferry Program, $49 million is for the Low-No Ferry Program, and approximately $209 million is for the Rural Ferry Program.
While applicants can choose to apply for only one grant program, this combined solicitation will allow applicants to submit one application to multiple programs. FTA may award additional funding made available to the program prior to the announcement of project selections.
DATES: Complete proposals must be submitted electronically through the GRANTS.GOV ‘‘APPLY’’ function by 11:59 p.m. Eastern time, September 6, 2022. Prospective applicants should initiate the process by promptly registering on the GRANTS.GOV website to ensure completion of the application process before the submission deadline. Instructions for applying can be found on FTA’s website at https://www.transit.dot.gov/funding/ grants/applying/applying-fta-funding and in the ‘‘FIND’’ module of GRANTS.GOV. The funding opportunity ID for the Passenger Ferry Program is FTA–2022–006–TPM– FERRY, the funding opportunity ID for the Electric or Low-Emitting Ferry Pilot Program is FTA–2022–007–TPM– FERRYPILOT, and the funding opportunity ID for the Rural Ferry Program is FTA–2022–008–TPM– FERRYRURAL. Mail and fax submissions will not be accepted.
FOR FURTHER INFORMATION CONTACT:
FTAFerryPrograms@dot.gov or Vanessa Williams, FTA Office of Program Management, (202) 366–4818, or Sarah Clements, FTA Office of Program Management, (202) 366–3062.
Table of Contents
A. Program Description B. Federal Award Information C. Eligibility Information D. Application and Submission Information E. Application Review Information F. Federal Award Administration
Information G. Federal Awarding Agency Contacts H. Other Information
A. Program Description This is a joint NOFO and announces the availability of FY 2022 funding for the Passenger Ferry Grant Program (Passenger Ferry Program), Electric or Low-Emitting Ferry Pilot Program (Low- No Ferry Program), and Ferry Service for Rural Communities Program (Rural Ferry Program). All programs can be found in Federal Assistance Listing:
20.532.
Federal public transportation law (49 U.S.C. 5307(h)) authorizes FTA to award grants for passenger ferries through a competitive process. The Passenger Ferry Program provides funding to designated recipients and direct recipients under FTA’s Urbanized Area Formula Program, as well as public entities engaged in providing public transportation passenger ferry service in urban areas that are eligible to be direct recipients. Projects funded under the program will improve the condition and quality of existing passenger ferry services, support the establishment of new passenger ferry services, and repair and modernize ferry boats, terminals, and related facilities and equipment.
Section 71102 of the Bipartisan Infrastructure Law (BIL) (enacted as the Infrastructure Investment and Jobs Act, Pub. L. 117–58) authorizes FTA to award grants for electric or low-emitting ferries through a competitive process, as described in this notice. The Low-No Ferry Program is available to any eligible designated or direct recipient of FTA’s Urbanized Area Formula Program or Formula Grants for Rural Areas funding, including States (including territories and Washington, DC), local governmental authorities, and tribal governments. Grants will be awarded under this program for the purchase of electric or low-emitting ferries, the electrification of or other reduction of emissions from existing ferries, and related charging or other fueling infrastructure (for which the applicants will maintain satisfactory continuing control) to reduce emissions or produce zero onboard emissions under normal operation.
Section 71103 of the BIL authorizes FTA to award grants for the Rural Ferry Program through a competitive process, as described in this notice. The Rural Ferry Program provides funding for capital, operating, and planning expenses to States and territories for ferry service to rural areas. Projects funded under this program will support ferry transportation service that operated a regular schedule at any time during the five-year period from March 1, 2015, to March 1, 2020, and includes at least one route segment of at least 50 sailing (nautical) miles between two rural areas. The Consolidated Appropriations Act, 2022 (Pub. L. 117–
103) provided an additional $12,965,000 for ferry service that serves at least two rural areas with a single route segment over 20 miles between the two rural areas and is not otherwise eligible under the Passenger Ferry Program, meaning it does not serve an urbanized area.
FTA recognizes that passenger ferries provide critical and cost-effective transportation links throughout the United States but face a critical backlog of state of good repair and safety investments. These programs support FTA’s priorities and objectives through investments that (1) renew our transit systems, (2) reduce greenhouse gas emissions from public transportation,
(3) advance racial equity, (4) maintain and create good-paying jobs with a free and fair choice to join a union, and (5) connect communities. These programs will be implemented, as appropriate and consistent with law, in alignment with the priorities in Executive Order 14052, Implementation of the Infrastructure Investment and Jobs Act (86 FR 64355).
In addition, this NOFO will advance the goals of the President’s January 20, 2021, Executive Order 14008, Tackling the Climate Crisis at Home and Abroad and Executive Order 13985, Advancing Racial Equity and Support for Underserved Communities Through the Federal Government.
B. Federal Award Information
Federal public transportation law (49 U.S.C. 5307(h)) authorizes $30 million in FY 2022 contract authority funds for competitive grants under the Passenger Ferry Program. Additionally, the Consolidated Appropriations Act of 2022 appropriated an additional $6.5 million. Of that latter amount, $3.25 million is available only for low or zero-emission ferries or ferries using electric battery or fuel cell components and the infrastructure to support such ferries.
FTA may award additional funding made available to the program prior to the announcement of project selections.
In FY 2021, FTA received 24 project proposals to the Passenger Ferry Program from 11 States and territories requesting $114 million in Federal funds. Eleven projects were funded at a total of $45.2 million, using a combination of funding from FY 2021 and funding remaining from prior year appropriations.
Division J of the BIL provides an advance appropriation of $50 million in FY 2022 funds for competitive grants under the Low-No Ferry Program. Of that amount $995,000 is for FTA oversight, $5,000 is transferred to the DOT Office of the Inspector General (OIG), and $49 million is available for award.
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41170 Federal Register / Vol. 87, No. 131 / Monday, July 11, 2022 / Notices
Division J of the BIL provides an advance appropriation of $200 million in FY 2022 funds for the Rural Ferry Program. Of that amount $3,980,000 is for FTA oversight, $20,000 is transferred to the OIG, and $196 million is available for award. Additionally, the FY 2022 Consolidated Appropriations Act appropriated an additional $12,965,000 that may be allocated to passenger ferry service that serves at least two rural areas with a single segment over 20 miles between the two rural areas and that is not otherwise eligible for funding under the Passenger Ferry Program.
FTA will grant pre-award authority to incur costs for selected projects beginning on the date the FY 2022 project selections are announced on FTA’s website. Funds are available for obligation for five years after the fiscal year in which the awards are announced. Funds are available only for projects that have not already incurred costs prior to the announcement of project selections.
C. Eligibility Information
1. Eligible Applicants
SUMMARY TABLE
Program Eligible applicants
Passenger Ferry Program .............. 1. Designated Recipients of Section 5307 Funding.
2. Direct Recipients of Section 5307 Funding.
3. Public Entities engaged in providing public transportation passenger ferry service in urban areas that are eligible to be a Direct Recipient.
Low-No Ferry Program ................... 1. Designated Recipients of Section 5307 Funding.
2. Direct Recipients of Section 5307 Funding.
3. Public Entities engaged in providing public transportation passenger ferry service in urban areas that are eligible to be a Direct Recipient.
4. States and Territories.
5. Tribal Governments.
Rural Ferry Program ....................... 1. States and Territories.
Eligible applicants for the Passenger Ferry Program are: (1) designated recipients as defined in FTA Circular ‘‘Urbanized Area Formula Program:
Program Guidance and Application Instructions’’ (FTA.C.9030.1E) and (2) direct recipients of FTA’s Urbanized Area Formula Grants, as well as public entities engaged in providing public transportation passenger ferry service in urban areas that are eligible to be direct recipients.
Eligible applicants for the Low-No Ferry Program are any eligible recipient of Section 5307 or Section 5311 funding. Eligible Section 5307 recipients are the same as for the Passenger Ferry Program: (1) designated recipients as defined in FTA Circular ‘‘Urbanized Area Formula Program:
Program Guidance and Application Instructions’’ (FTA.C.9030.1E) and (2) direct recipients of FTA’s Urbanized Area Formula Grants, as well as public entities engaged in providing public transportation passenger ferry service in urban areas that are eligible to be direct recipients. Eligible Section 5311 recipients are States or Territories or Tribal governments. In addition, as required by statute, before the conclusion of the grant competition that utilizes FY 2026 funds, FTA must select: (1) at least one project from a ferry service that serves the State with the largest number of Marine Highway System miles, and (2) at least one project for a bi-State ferry service with an aging fleet and whose development of zero- and low-emission power source ferries will propose to advance the state of the technology toward increasing the range and capacity of zero-emission power source ferries. If an applicant’s ferry service operates in the State with the largest number of Marine Highway System miles or is a bi-State ferry service (a ferry service that serves two states) with an aging fleet and whose development of zero- and low-emission power source ferries will propose to advance the state of the technology toward increasing the range and capacity of zero-emission power source ferries, the applicant must identify themselves as such and submit documentation demonstrating those operating characteristics.
Eligible applicants for the Rural Ferry Program are States and Territories in which eligible service is operated. For the $196 million made available under Division J of the BIL, eligible service includes passenger ferry service that operated a regular schedule at any time between March 1, 2015, and March 1, 2020, and operated at least one segment between two rural areas located more than 50 sailing (nautical) miles apart.
FTA defines a regular schedule as a published schedule for either seasonal or annual ferry service. For the $12,965,000 appropriated in the Consolidated Appropriations Act, 2022, eligible service also includes any passenger ferry service that operated a regular schedule at any time between March 1, 2015, and March 1, 2020, and operated at least one segment more than 20 sailing (nautical) miles between two rural areas. Applicants must document their eligibility for the Rural Ferry Program by providing the following:
(A) Documentation such as dated and published sailing schedules to demonstrate the operation of regular scheduled service at any time during the five-year period ending March 1, 2020.
(B) Documentation such as route maps to demonstrate provision of service for at least one direct segment between two rural areas that meet the distance requirements described above (either at least 50 or 20 nautical sailing miles) during the five-year period ending March 1, 2020.
FTA will confirm the segment length based upon data reported to the National Census of Ferry Operators maintained by the Bureau of Transportation Statistics.
An eligible applicant that does not currently have an active grant with FTA will, upon selection, be required to work with an FTA regional office to establish its organization as an active grant recipient. This process may require additional documentation to support the organization’s technical, financial, and legal capacity to receive and administer Federal funds under this program.
2. Cost Sharing or Matching
a. The maximum Federal share for capital projects selected under each program is 80 percent of the net project cost, with the exceptions described in paragraphs b and c below, per 49 U.S.C.
5323. The maximum Federal share for operating projects selected under the Rural Ferry Program is 50 percent. The maximum Federal share for planning projects selected under the Rural Ferry Program is 80 percent.
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41171 Federal Register / Vol. 87, No. 131 / Monday, July 11, 2022 / Notices
b. The maximum Federal share is 85 percent of the net project cost of acquiring vehicles (including clean-fuel or alternative fuel vehicles) for purposes of complying with or maintaining compliance with the Clean Air Act (CAA) or the Americans with Disabilities Act (ADA) of 1990.
c. The maximum Federal share is 90 percent of the net project cost of acquiring, installing, or constructing vehicle-related equipment or facilities (including clean fuel or alternative-fuel vehicle-related equipment or facilities) for purposes of complying with or maintaining compliance with the ADA or CAA. The award recipient must itemize the cost of specific, discrete, vehicle-related equipment associated with compliance with the ADA or CAA to be eligible for the maximum 90 percent Federal share for these costs.
Eligible sources of non-Federal matching funds include:
i. Cash from non-governmental sources other than revenues from providing the ferry services (such as fare revenues, vehicle, or cargo charges, etc.);
ii. Non-farebox revenues from the operation of public transportation service, such as the sale of advertising and concession revenues;
iii. Monies received under a service agreement with a State or local social service agency or private social service organization;
iv. Undistributed cash surpluses, replacement or depreciation cash funds, reserves available in cash, or new capital;
v. Amounts appropriated or otherwise made available to a department or agency of the Government (other than the U.S. Department of Transportation), that are eligible to be expended for public transportation;
vi. In-kind contributions integral to the project;
vii. Revenue bond proceeds for a capital project, with prior FTA approval; and
viii. Transportation Development Credits (formerly referred to as Toll Revenue Credits).
If an applicant proposes a Federal share greater than 80 percent, the applicant must clearly explain why the project is eligible for the proposed Federal share.
3. Eligible Projects
SUMMARY TABLE
Program Eligible projects
Passenger Ferry Program .............. 1. Capital Projects—purchase, construction, replacement, or rehabilitation of ferries, terminals, related in-frastructure and related equipment (including electric or low-emitting ferry vessels and related infrastruc-ture).
Low-No Ferry Program ................... 1. Capital Projects—purchase of electric or low-emitting ferry vessels and related infrastructure.
Rural Ferry Program ....................... 1. Capital Projects—purchase, construction, replacement, or rehabilitation of ferries, terminals, related in-frastructure and related equipment (including electric or low-emitting ferry vessels and related infrastruc-ture).
2. Planning Projects—for rural ferry service only.
3. Operating Projects—for rural ferry service only.
3A. Passenger Ferry Program—Eligible Projects
Under the Passenger Ferry Program, eligible projects are capital projects for the purchase, construction, replacement, or rehabilitation of ferries, terminals, related infrastructure, and related equipment (including fare equipment and communication devices). Projects are required to support a passenger ferry service that serves an urbanized area, and may include services that operate between an urbanized area and non-urbanized areas.
Ferry systems that accommodate cars must also accommodate walk-on passengers to be eligible for funding.
Operating costs and planning projects are not eligible.
Under the Passenger Ferry Program only, recipients are permitted to use up to 0.5 percent of their grant award to pay for not more than 80 percent of the cost for workforce development activities eligible under Federal public transportation law (49 U.S.C 5314(b)) and an additional 0.5 percent for costs associated with training at the National Transit Institute. Applicants must identify the proposed use of funds for these activities in the project proposal and identify them separately in the project budget.
3B. Low-No Ferry Program—Eligible Projects
Under the Low-No Ferry Program, eligible projects are capital projects for the purchase of electric or low-emitting ferry vessels that reduce emissions by using alternative fuels or on-board energy storage systems and related charging infrastructure or other fueling infrastructure to reduce emissions or produce zero onboard emissions under normal operation. Ferry systems that accommodate cars must also accommodate walk-on passengers to be eligible for funding. Operating costs and planning projects are not eligible.
Alternative fuel means:
(A) methanol, denatured ethanol, and other alcohols;
(B) a mixture containing at least 85 percent of methanol, denatured ethanol, and other alcohols by volume with gasoline or other fuels;
(C) natural gas;
(D) liquefied petroleum gas;
(E) hydrogen;
(F) fuels (except alcohol) derived from biological materials; and
(G) electricity (including electricity from solar energy).
3C. Rural Ferry Program—Eligible Projects
Under the Rural Ferry Program, eligible projects are capital, operating, or planning assistance. Eligible capital projects include the purchase, construction, replacement, or rehabilitation of ferries, terminals, related infrastructure, and related equipment (including fare equipment and communication devices). Only net operating expenses are eligible for assistance. Net operating expenses are those expenses that remain after the provider subtracts operating revenues from eligible operating expenses. States may further define what constitutes operating revenues, but, at a minimum, operating revenues must include farebox revenues and other fees generated directly by the ferry service such as vehicle fares, cargo fees, and cabin fees. Farebox revenues are fares paid by riders, including those who are later reimbursed by a human service agency or other user-side subsidy arrangement. For more information please see FTA Circular 9040.1G at https://www.transit.dot.gov/regulations-and-guidance/fta-circulars/formula-grants-rural-areas-program-guidance-and-application. Eligible projects are
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41172 Federal Register / Vol. 87, No. 131 / Monday, July 11, 2022 / Notices not required to be implemented on the same route segments that resulted in applicant eligibility (e.g., the project need not be implemented on a segment of more than 20 or 50 sailing (nautical) miles). Ferry systems that accommodate cars must also accommodate walk-on passengers to be eligible for funding.
D. Application and Submission Information
1. Address To Request Application Package
Applications must be submitted electronically through GRANTS.GOV.
General information for accessing and submitting applications through GRANTS.GOV can be found at www.fta.dot.gov/howtoapply along with specific instructions for the forms and attachments required for submission.
Mail or fax submissions will not be accepted. The required SF–424 Application for Federal Assistance can be downloaded from GRANTS.GOV and the required supplemental form can be downloaded from GRANTS.GOV or the FTA website at: https:// www.transit.dot.gov/grants/fta-ferry-programs.
2. Content and Form of Application Submission
a. Proposal Submission
A complete proposal submission consists of two forms: (1) the SF–424 Application for Federal Assistance; and
(2) the FY 2022 Passenger Ferry Program, Low-No Ferry Program, and Rural Ferry Program supplemental form.
An application eligible under the Low- No Ferry Program may also be eligible under either the Passenger Ferry Program or Rural Ferry Program. If an applicant is applying to multiple programs, they must submit the application materials through the GRANTS.GOV opportunity ID’s listed for each program. If an applicant is submitting different proposals to different programs, the applicant must submit an application for each project to each program separately. The supplemental form and any supporting documents must be attached to the ‘‘Attachments’’ section of the SF–424.
The application must include responses to all sections of the SF–424 Application for Federal Assistance and the supplemental form, unless designated as optional. The information on the supplemental form will be used to determine applicant and project eligibility for the program, and to evaluate the proposal against the selection criteria described in part E of this notice. Failure to submit the information as requested can delay review or disqualify the application.
FTA will accept only one supplemental form per SF–424 submission. FTA encourages States and other applicants to consider submitting a single supplemental form that includes multiple activities as one project to be evaluated as a consolidated proposal. If a State or other applicant chooses to submit separate proposals for individual consideration by FTA, each proposal must be submitted using a separate SF–424 and supplemental form.
Applicants may attach additional supporting information to the SF–424 submission, including but not limited to documentation supporting the applicant’s eligibility for the grant programs, letters of support, project budgets, fleet status reports, or excerpts from relevant planning documents.
Supporting documentation should be described and referenced by file name in the appropriate response section of the supplemental form, or it may not be reviewed.
Information such as applicant name, Federal amount requested, local match amount, and description of areas served may be requested in varying degrees of detail on both the SF–424 and supplemental form. Applicants must fill in all fields unless otherwise stated on the forms. Applicants should not place N/A or ‘‘refer to attachment’’ in lieu of typing in responses in the field sections.
If information is copied into the supplemental form from another source, applicants should verify that pasted text is fully captured on the supplemental form and has not been truncated by the character limits built into the form.
Applicants should use both the ‘‘Check Package for Errors’’ and the ‘‘Validate Form’’ validation buttons on both forms to check all required fields on the forms, and ensure that the Federal and local amounts specified are consistent.
b. Application Content
The SF–424 Application for Federal Assistance and the supplemental form will prompt applicants for the required information:
a. Applicant name
b. Unique entity identifier (generated by
SAM.GOV)
c. Key contact information (including contact name, address, email address, and phone)
d. Congressional district(s) in which project is located
e. Project information (including title, executive summary, and type)
f. A detailed description of the need for the project
g. A detailed description of how the project will support the program objectives
h. Evidence that the project is consistent with local and regional planning objectives
i. Evidence that the applicant can provide the non-Federal cost share
j. A description of the technical, legal, and financial capacity of the applicant
k. A detailed project budget
l. An explanation of the scalability of the project
m. Details on the non-Federal matching funds
n. A detailed project timeline
3. Unique Entity Identifier and System for Award Management (SAM)
Each applicant is required to: (1) be registered in SAM before submitting an application; (2) provide a valid unique entity identifier in its application; and
(3) continue to maintain an active SAM registration with current information at all times during which the applicant has an active Federal award or an application or plan under consideration by FTA. FTA may not make an award until the applicant has complied with all applicable unique entity identifier and SAM requirements. If an applicant has not fully complied with the requirements by the time FTA is ready to make an award, FTA may determine that the applicant is not qualified to receive an award and use that determination as a basis for making a Federal award to another applicant.
These requirements do not apply if the applicant has an exception approved by FTA or the U.S. Office of Management and Budget under 2 CFR 25.110(c) or (d).
All applicants must provide a unique entity identifier provided by SAM.
Registration in SAM may take as little as 3–5 business days, but since there could be unexpected steps or delays (for example, if there is a need to obtain an Employer Identification Number), FTA recommends allowing ample time, up to several weeks, for completion of all steps. For additional information on obtaining a unique entity identifier, please visit http://www.sam.gov.
4. Submission Dates and Times
Project proposals must be submitted electronically through GRANTS.GOV by 11:59 p.m. Eastern Time on September 6, 2022. GRANTS.GOV attaches a time stamp to each application at the time of submission. Mail and fax submissions will not be accepted.
FTA urges applicants to submit applications at least 72 hours prior to the deadline to allow time to correct any problems that may have caused either
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41173 Federal Register / Vol. 87, No. 131 / Monday, July 11, 2022 / Notices
GRANTS.GOV or FTA systems to reject the submission. Proposals submitted after the deadline will be considered only if lateness was due to extraordinary circumstances not under the applicant’s control. Deadlines will not be extended due to scheduled website maintenance.
GRANTS.GOV scheduled maintenance and outage times are announced on the GRANTS.GOV website.
Within 48 hours after submitting an electronic application, the applicant should receive an email message from GRANTS.GOV with confirmation of successful transmission to GRANTS.GOV. If a notice of failed validation or incomplete materials is received, the applicant must address the reason for the failed validation, as described in the email notice, and resubmit before the submission deadline. If making a resubmission for any reason, include all original attachments regardless of which attachments were updated and check the box on the supplemental form indicating this is a resubmission.
Applicants are encouraged to begin the process of registration on the GRANTS.GOV site well in advance of the submission deadline. Registration is a multi-step process, which may take several weeks to complete before an application can be submitted. Registered applicants may still be required to take steps to keep their registration up to date before submissions can be made successfully: (1) registration in SAM is renewed annually; and (2) persons making submissions on behalf of the Authorized Organization Representative (AOR) must be authorized in GRANTS.GOV by the AOR to make submissions.
5. Funding Restrictions Funds made available under the
Passenger Ferry Program and Low-No Ferry Programs may not be used to fund operating expenses, planning, or preventive maintenance. Any project under those programs that does not include the purchase, construction, replacement, or rehabilitation of ferries, terminals, related infrastructure, or related equipment is not eligible.
Applicants to the Rural Ferry Program may apply for capital, operating, or planning assistance.
Funds made available under this NOFO cannot be used to reimburse applicants for otherwise eligible expenses incurred prior to the posting of project selections on FTA’s website and the corresponding issuance of pre-award authority. Allowable direct and indirect expenses must be consistent with the Government-wide Uniform Administrative Requirements, Cost
Principles, and Audit Requirements for Federal Awards (2 CFR part 200) and FTA Circular 5010.1E. Additionally, as required by statute for the Low-No Ferry Program, prior to the conclusion of the grant competition using FY 2026 funds, FTA must select at least one project from a ferry service that serves the State with the largest number of Marine Highway System miles and at least one project from a bi-State ferry service with an aging fleet and whose development of zero- and low-emission power source ferries will propose to advance the state of the technology toward increasing the range and capacity of zero-emission power source ferries.
As required by statute, an eligible ferry service that receives funds from a state under the Rural Ferry Program shall not be attributed to an urbanized area for purposes of apportioning funds under chapter 53 of Title 49, U.S. Code.
In addition, an eligible service that receives funds from a State under the Rural Ferry Program shall not receive funds apportioned under Section 5336 or 5337 of Title 49, United States Code, in the same fiscal year.
6. Other Submission Requirements
Applicants are encouraged to identify scaled funding options in case insufficient funding is available to fund a project at the full requested amount.
If an applicant advises that a project is scalable, the applicant must provide an appropriate minimum funding amount that will fund an eligible project that achieves the objectives of the program and meets all relevant program requirements. The applicant must provide a clear explanation of how the project budget would be affected by a reduced award. FTA may award a lesser amount whether or not a scalable option is provided.
E. Application Review Information
1. Criteria
Projects will be evaluated primarily on the responses provided in the supplemental form. Additional information may be provided to support the responses; however, any additional documentation must be directly referenced on the supplemental form, including the file name where the additional information can be found.
FTA will evaluate project proposals based on the criteria described in this notice.
a. Demonstration of Need
Applications for capital expenses to the Passenger Ferry Program, Low-No Ferry Program, or Rural Ferry Program will be evaluated based on the quality and extent to which they demonstrate how the proposed project will address an unmet need for capital investment in passenger ferry vehicles, equipment, or facilities. FTA also will evaluate the project’s impact on service delivery and whether the project represents a one-time or periodic need that cannot reasonably be funded from FTA formula program allocations or State or local resources. In evaluating applications, FTA will consider, among other factors, certain project-specific criteria as outlined below:
i. For vessel replacement or rehabilitation projects (including low or zero-emission ferries or electric and low-emitting ferries)
• The age of the asset to be replaced or rehabilitated by the proposed project, relative to its useful life—those applicants that are already FTA grantees should reference the useful life benchmark for the vehicles to be replaced identified in their Transit Asset Management Plan and reported to the National Transit Database.
• The condition of the asset to be replaced by the proposed project, as ascertained through inspections or otherwise, if available.
ii. For facility infrastructure improvements or related-equipment acquisitions:
• The age of the facility or equipment to be rehabilitated or replaced, relative to its useful life—those applicants that are already FTA grantees should reference whether the asset to be replaced has been identified in the investment prioritization of their Transit Asset Management Plan.
• The degree to which the proposed project will enable the agency to improve the maintenance and condition of the agency’s fleet or related ferry assets.
iii. For vessel or facility-related expansion or new service requests:
• The degree to which the proposed project addresses a current capacity constraint that is limiting the ability of the agency to provide reliable service, meet ridership demands, or maintain vessels and related equipment.
• The degree the proposed new service is supported by ridership demand.
For operating projects under the Rural Ferry Program:
• The degree to which the application addresses how additional operating resources will lead to more reliable or improved service, or meet additional service demands.
• The financial need demonstrated by the applicant, including actual or projected need to maintain or initiate ferry service and a description of how
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41174 Federal Register / Vol. 87, No. 131 / Monday, July 11, 2022 / Notices existing operating resources are insufficient to meet the need.
• For expansion operating projects, projected ridership on the new service and the methodology used by the applicant to determine the projection.
For planning projects under the Rural Ferry Program:
• The degree to which the application addresses how planning resources will lead to more reliable or improved service, or meet additional service demands.
b. Demonstration of Benefits
All Applications will be evaluated based on how the ferry project will either improve the (1) safety of existing ferry systems, (2) the state of good repair of the existing system, (3) provide additional transportation options that foster community development and access to economic opportunities, and/ or (4) improve the quality of transit service to underserved communities.
Additionally, all applications will be evaluated on (5) their support for walk-on passengers as follows:
For replacement or rehabilitation projects, benefits will be evaluated in part based on the percentage of riders that are walk-on compared to passengers using the service to transport automobiles.
For expansion projects, benefits will be evaluated in part based on what convenient infrastructure is provided at the origin and destination of the service and at any intermediary stops that supports transit and intercity bus riders, pedestrians, or bicycles. Supporting documentation should include data that demonstrates the number of trips (passengers and vehicles), the number of walk-on passengers, and the frequency of transfers to other modes if applicable.
In addition to the above five elements, projects for low- or zero-emission ferries under any program or projects for operating assistance under the Rural Ferry program will be evaluated as follows:
For low- or zero-emission ferries, applicants should demonstrate how the proposed ferries or infrastructure will reduce the emission of particulates and other pollutants that create local air pollution, which leads to local environmental health concerns, smog, and unhealthy ozone concentrations.
Applicants should also demonstrate how the proposed ferries or infrastructure will reduce emissions of greenhouse gases from ferry operations.
Projects that propose zero-emission projects will be more competitive.
For operating projects under the Rural Ferry Program, applicants should address and document how the requested operating funds will be used to augment, and not replace, existing state or local operating funds. The applicant should provide the amount of state or local funds provided for operating assistance for the three years of operation prior to the start of the pandemic, January 20, 2020. Applicants, at their discretion, may provide the three years of data ending on the last day of the applicant’s fiscal year ending prior to January 20, 2020; end of the Federal fiscal year ending prior to January 20, 2020; or ending January 20, 2020. For any grant that includes operating assistance, FTA will require the State or locality to provide, at a minimum 75 percent of the three-year average on an annual basis to support ferry service. For example, if a state or locality normally provides $1 million in operating assistance annually, an applicant should include at least $750,000 in state or local operating assistance, which can be matched with $750,000 in Federal funds for total operating assistance of $1.5 million.
c. Planning and Local/Regional Prioritization
Applicants must demonstrate how the proposed project is consistent with local and regional planning documents and identified priorities. This will involve assessing whether the project is consistent with the transit priorities identified in the long-range transportation plan and the State and Metropolitan Transportation Improvement Program (STIP/TIP).
Applicants should note if the project could not be included in the financially constrained STIP or TIP due to lack of funding, and if selected that the project can be added to the federally approved STIP before grant award.
FTA encourages applicants to demonstrate state or local support by including letters of support from State departments of transportation, local transit agencies, local government officials and public agencies, local non-profit or private sector organizations, and other relevant stakeholders.
Applications that include letters of support will be viewed more favorably than those that do not. For FTA to fully consider a letter of support, the letter must be included in the application package. In an area with both ferry and other public transit operators, FTA will evaluate whether project proposals demonstrate coordination with and support of other related projects within the applicant’s Metropolitan Planning Organization (MPO) or the geographic region within which the proposed project will operate.
d. Local Financial Commitment
Applicants must identify the source of the local cost share and describe whether such funds are currently available for the project or will need to be secured if the project is selected for funding. FTA will consider the availability of the local cost share as evidence of local financial commitment to the project. Additional consideration will be given to those projects for which local funds have already been made available or reserved. Applicants should submit evidence of the availability of funds for the project, by including, for example, a board resolution, letter of support from the State, a budget document highlighting the line item or section committing funds to the proposed project, or other documentation of the source of non- Federal funds.
An applicant may provide documentation of previous and recent local investments in the project, which cannot be used to satisfy non-Federal matching requirements, as evidence of local financial commitment.
Applicants that request a Federal share for a capital project greater than 80 percent must clearly explain why the project is eligible for the proposed Federal share. For planning projects under the Rural Ferry Program, the Federal share may not exceed 80 percent. For operating projects under the Rural Ferry Program, the Federal share may not exceed 50 percent.
e. Project Implementation Strategy
Projects will be evaluated based on the extent to which the project is ready to implement within a reasonable period of time and whether the applicant’s proposed implementation plans are reasonable and complete.
In assessing whether the project is ready to implement within a reasonable period of time, FTA will consider whether the project qualifies for a Categorical Exclusion, or whether the required environmental work has been initiated or completed for projects that require an Environmental Assessment or Environmental Impact Statement under the National Environmental Policy Act of 1969. As such, applicants should submit information describing the project’s anticipated path and timeline through the environmental review process. If the project will qualify as a Categorical Exclusion, the applicant must say so explicitly in the application. The proposal must also state whether grant funds can be obligated within 12 months from time of award, if selected, and if necessary, the timeframe under which the
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Metropolitan TIP and STIP can be amended to include the proposed project. Additional consideration will be given to projects for which grant funds can be obligated within 12 months from time of award.
In assessing whether the proposed implementation plans are reasonable and complete, FTA will review the proposed project implementation plan, including all necessary project milestones and the overall project timeline.
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