2022-00965.pdf
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Notice Inviting Applications for New Awards for Fiscal Year (FY) 2022 Document
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| 2021-326B application package - 508.pdf | ||
| PKG00233020-instructions-Revised02.02.22CBJ (002)_SA-84.326B.pdf | ||
| 2021-27979.pdf |
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3090 Federal Register / Vol. 87, No. 13 / Thursday, January 20, 2022 / Notices
Needs and Uses: The United States Patent System uses a ‘first to file’ system, as introduced by the Leahy- Smith America Invents Act (AIA) which was enacted into law on September 16, 2011. To determine the first inventor to file, information is needed in order to identify the inventorship and ownership, or obligation to assign ownership, of each claimed invention on its effective filing date. Section 3 of the AIA, inter alia, amended 35 U.S.C.
102 and 103 consistent with the objectives of the AIA, including the conversion of the United States patent system from a ‘‘first to invent’’ system to a ‘‘first inventor to file’’ system. The changes in section 3 of the AIA went into effect on March 16, 2013, but apply only to certain applications filed on or after March 16, 2013.
This information collection covers information required by 37 CFR 1.55(k), 1.78(a)(6), and 1.78(d)(6) to assist the USPTO in determining whether an application is subject to 35 U.S.C. 102 and 103 as amended by Section 3 of the Leahy-Smith America Invents Act (AIA), or 35 U.S.C. 102 and 103, in effect on March 15, 2013.
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individuals or households.
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Estimated Total Annual Respondent Non-Hourly Cost Burden: $8.
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Follow the instructions to view Department of Commerce, USPTO information collections currently under review by OMB.
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Find this particular information collection by selecting ‘‘Currently under
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Kimberly Hardy, Information Collections Officer, Office of the Chief Administrative Officer, United States Patent and Trademark Office.
[FR Doc. 2022–01075 Filed 1–19–22; 8:45 am]
BILLING CODE 1410–30–P
DEPARTMENT OF EDUCATION
Applications for New Awards;
Technical Assistance and Dissemination To Improve Services and Results for Children With Disabilities—Technical Assistance Center on Positive Social, Emotional, and Behavioral Outcomes for Young Children With, and At Risk for, Developmental Delays or Disabilities
AGENCY: Office of Special Education and Rehabilitative Services, Department of Education.
ACTION: Notice.
SUMMARY: The Department of Education (Department) is issuing a notice inviting applications for new awards for fiscal year (FY) 2022 for a Technical Assistance Center on Positive Social, Emotional, and Behavioral Outcomes for Young Children with, and At Risk for, Developmental Delays or Disabilities, Assistance Listing Number 84.326B.
This notice relates to the approved information collection under OMB control number 1820–0028.
DATES:
Applications Available: January 20, 2022.
Deadline for Transmittal of Applications: March 21, 2022.
Deadline for Intergovernmental Review: May 20, 2022.
ADDRESSES: For the addresses for obtaining and submitting an application, please refer to our Common Instructions for Applicants to Department of Education Discretionary Grant Programs, published in the Federal Register on December 27, 2021 (86 FR 73264) and available at www.federalregister.gov/d/2021-27979.
Please note that these Common Instructions supersede the version published on February 13, 2019, and, in part, describe the transition from the requirement to register in SAM.gov a Data Universal Numbering System (DUNS) number to the implementation of the Unique Entity Identifier (UEI).
More information on the phase-out of DUNS numbers is available at https:// www2.ed.gov/about/offices/list/ofo/ docs/unique-entity-identifier-transition-fact-sheet.pdf.
FOR FURTHER INFORMATION CONTACT:
Sunyoung Ahn, U.S. Department of Education, 400 Maryland Avenue SW, Room 5012A, Potomac Center Plaza, Washington, DC 20202–5076.
Telephone: (202) 245–6460. Email:
Sunyoung.Ahn@ed.gov.
If you use a telecommunications device for the deaf (TDD) or a text telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1–800–877– 8339.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description Purpose of Program: The purpose of the Technical Assistance and Dissemination to Improve Services and Results for Children with Disabilities program is to promote academic achievement and to improve results for children with disabilities by providing technical assistance (TA), supporting model demonstration projects, disseminating useful information, and implementing activities that are supported by scientifically based research.
Priority: This competition includes one absolute priority. In accordance with 34 CFR 75.105(b)(2)(v), this priority is from allowable activities specified in the statute (see sections 663 and 681(d) of the Individuals with Disabilities Education Act (IDEA); 20 U.S.C. 1463 and 1481(d)).
Absolute Priority: For FY 2022 and any subsequent year in which we make awards from the list of unfunded applications from this competition, this priority is an absolute priority. Under 34 CFR 75.105(c)(3), we consider only applications that meet this priority.
This priority is:
Technical Assistance Center on
Positive Social, Emotional, and Behavioral Outcomes for Young Children with, and At Risk for, Developmental Delays or Disabilities.
Background
The beginning years of a child’s life are critical for building the early
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3091 Federal Register / Vol. 87, No. 13 / Thursday, January 20, 2022 / Notices
1 For the purpose of this priority, ‘‘multi-tiered system of supports (MTSS)’’ is a way to provide high-quality teaching and responsive caregiving through the delivery of differentiated support for all young children. Four key practices in an early childhood MTSS include: (a) Universal screening to determine which children may need additional services or supports, (b) differentiation of child goals or outcomes to clarify what individual skills children need to focus on, (c) tiered instruction or interventions to meet children’s need, and (d) ongoing progress monitoring to adjust instruction as needed (Division of Early Childhood, 2021).
2 For the purpose of this priority, ‘‘trauma-informed’’ means a program, organization, or system realizes the widespread impact of trauma and understands potential paths for recovery;
recognizes the signs and symptoms of trauma in clients, families, staff, and others involved with the system; and responds by fully integrating knowledge about trauma into policies, procedures, and practices, and seeks to actively resist retraumatization (Substance Abuse and Mental Health Services Administration, 2014).
foundation of learning, health, and wellness. Responsive relationships and high-quality early care and education experiences are central to promoting young children’s social, emotional, and behavioral competence, which can lead to more success in school, relationships, and life (Campbell et al., 2016; Jones et al., 2015). However, early childhood systems and programs that serve infants, toddlers, and preschool children (young children) with, and at risk for, developmental delays or disabilities have struggled to systematically promote social, emotional, and behavioral competence and address behavioral challenges. According to a recent survey (Smith et al., 2020), there is great variation in the capacity of State IDEA Part C programs to identify and meet the needs of infants and toddlers who have social-emotional delays, mental health conditions, or circumstances that put them at high risk of developing these difficulties. Most States report a shortage of qualified personnel who can provide services or provide training on evidence-based models that support young children’s social, emotional, and behavioral development. In classroom settings, early childhood personnel frequently report that coping with challenging behavior is their most pressing training need and presents a barrier to including young children with disabilities into programs with their typically developing peers (Brock & Beaman- Diglia, 2018; Snell et al., 2012).
The well-documented, and troubling, data on preschool expulsion and suspension as well as its disproportionate application highlights the need for early childhood personnel to build competencies on how to equitably support young children’s social, emotional, and behavior development. Early research by Gilliam (2005) showed that the rate of expulsion from State-funded pre-K programs was three times higher than that for K–12 programs. Later studies bolster these initial findings and demonstrate that suspension and expulsion from early education disproportionately affect young boys of color (Gilliam & Reyes, 2018; Malik, 2017; Meek & Gilliam, 2016).
The COVID–19 pandemic has highlighted the need to improve the capacity of early childhood personnel and programs to promote young children’s social, emotional, and behavioral competence. The pandemic is exposing many young children to added stressors, including reduced connection with peers, loss of family or community members, financial insecurity, or exacerbated physical or mental health needs of family members.
Parents of young children with disabilities reported being more concerned about their children’s behavior, development, and learning;
and feeling more anxious and depressed during the pandemic (Center for Translational Neuroscience, 2020).
Studies indicate that the COVID–19 pandemic’s social distancing restrictions have prompted a surge in the mental health needs of children (West et al., 2021). Children of color are especially subject to significant stressors during the pandemic (Robles- Ramamurthy et al., 2021); however, they and their families have been less likely than their White counterparts to receive care or have access to services, placing them in an especially vulnerable position for social, emotional, and behavioral challenges (Stephenson, 2021). Because of these stressors, the President’s Executive Order 14000, Supporting the Reopening and Continuing Operation of Schools and Early Childhood Education Providers (86 FR 7215) identified the need for ‘‘trauma-informed care, and behavioral and mental health support,’’ and the ‘‘promotion of mental health and social-emotional well-being’’ in early childhood programs.
Meeting young children’s social, emotional, and behavioral needs requires a multi-faceted and multi-tiered approach. There is growing evidence that a multi-tiered system of support 1 (MTSS) can yield positive outcomes in early childhood learning and social, emotional, and behavioral development (Blair et al., 2010; Hebbeler & Spiker, 2016; Sanford & Horner, 2013;
Wackerle-Hollman et al., 2021). One of the foundational premises of MTSS is inclusive, high-quality instruction in general education settings or a child’s natural environments (Hebbeler & Spiker, 2016). The flexible, tiered structure of an MTSS framework can allow early childhood personnel and system leaders to integrate intervention and support components based on the program’s needs and resources (Wackerle-Hollman et al., 2021) and ensure access, participation, and support for all young children in an early childhood program. Recently, there has been an effort to integrate trauma-informed 2 approaches within MTSS frameworks to better support children’s social, emotional, and behavioral development (Eber et al., 2020; National Center for Pyramid Model Innovations, 2021; Ormiston et al., 2021). To leverage the flexibility and inclusiveness of an MTSS framework, and to embed necessary trauma-informed supports for young children and their families, States and local early childhood systems and programs need to understand the key features of an MTSS framework and the supports needed to implement, scale-up, and sustain it. This includes building collaborative partnerships with community resources, including social service and health systems, to integrate necessary services within early childhood programs and scale-up and sustain effective practices.
The absolute priority is designed to accomplish these objectives. It is also aligned to the Secretary’s priorities published in the Federal Register on December 10, 2021 (86 FR 70612) in the area of meeting student social, emotional, and academic needs.
Priority The purpose of this priority is to fund a cooperative agreement to establish and operate a Technical Assistance Center on Positive Social, Emotional, and Behavioral Outcomes for Young Children with, and At Risk for, Developmental Delays or Disabilities.
The Center will improve State and local capacity to implement, scale-up, and sustain effective practices and policies to equitably support the social, emotional, and behavioral development of young children with, and at risk for, developmental delays or disabilities.
The Center must achieve, at a minimum, the following expected outcomes:
(a) Increased knowledge base on effective practices within, and implementation supports for, the equitable implementation of an early childhood MTSS framework that integrates necessary educational, social, and mental health services through partnerships and collaboration with community resources; supports the
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3092 Federal Register / Vol. 87, No. 13 / Thursday, January 20, 2022 / Notices
3 Logic model (34 CFR 77.1) (also referred to as a theory of action) means a framework that identifies key project components of the proposed project (i.e., the active ‘‘ingredients’’ that are hypothesized to be critical to achieving the relevant outcomes) and describes the theoretical and operational relationships among the key project components and relevant outcomes.
inclusion of young children with disabilities across various settings;
promotes family engagement; and embeds trauma-informed and culturally and linguistically responsive practices to promote positive and equitable social, emotional, and behavioral outcomes for all young children, including children of color, with, and at risk for, developmental delays or disabilities;
(b) Improved State infrastructures to support the capacity of local early childhood programs and personnel to implement, scale-up, and sustain the MTSS framework to equitably improve the social, emotional, and behavioral outcomes of all young children with, and at risk for, developmental delays or disabilities and eliminate inappropriate, disproportionate, exclusionary, and ineffective discipline practices, such as suspension, expulsion, and seclusion and the inappropriate use of restraint that disproportionately impacts children of color and young children with disabilities.
(c) Increased capacity of State and local early childhood programs to develop policies and implement practices to address factors that influence disparities in early childhood social, emotional, and behavioral outcomes, including, but not limited to, equitable access to services and supports for young children and families; impacts of adverse childhood experiences, toxic stress, and trauma on young children and families; and inappropriate and disproportionate discipline practices; and
(d) Improved capacity of State and local early childhood programs to collect and use data to measure progress towards meeting social, emotional, and behavioral outcomes of young children with, and at risk for, developmental delays or disabilities at the child and program levels, and identifying any disparities across race, ethnicity, home language, and income levels within the data.
In addition to these programmatic requirements, to be considered for funding under this priority, applicants must meet the application and administrative requirements in this priority, which are:
(a) Demonstrate, in the narrative section of the application under ‘‘Significance,’’ how the proposed project will—
(1) Address the current and emerging needs of States, early childhood programs, and personnel to improve the social, emotional, and behavioral outcomes of all young children with, and at risk for, developmental delays or disabilities through the implementation of an early childhood MTSS framework.
To meet this requirement, the applicant must—
(i) Present applicable national or State data demonstrating the need to improve positive social, emotional, and behavioral outcomes for all young children with, and at risk for, developmental delays or disabilities, and the needs of States, early childhood programs, and personnel in equitably implementing an early childhood MTSS framework focused on social, emotional, and behavioral development;
(ii) Demonstrate knowledge of the current capacity of personnel to implement family engagement, trauma-informed, and culturally and linguistically responsive practices to promote positive and equitable social, emotional, and behavioral outcomes for all young children with, and at risk for, developmental delays or disabilities;
(iii) Demonstrate knowledge of current educational issues and policy initiatives relating to—
(A) Implementing and sustaining an early childhood MTSS framework that promotes positive and equitable social, emotional, and behavioral outcomes for all young children with, and at risk for, developmental delays or disabilities across early childhood systems and programs, including IDEA Part C and Part B, section 619, Head Start and Early Head Start, child care, and public preschool;
(B) Reducing disparities in early childhood social, emotional, and behavioral outcomes, including through eliminating inappropriate and ineffective discipline practices, such as suspension, expulsion, and seclusion and the inappropriate use of restraint that disproportionately impacts children of color and young children with disabilities;
(C) Increasing inclusive opportunities for young children with, and at risk for, developmental delays or disabilities;
and
(D) Providing equitable access to educational, social, and mental health services to young children and families to promote the social, emotional, and behavioral outcomes of young children with, and at risk for, developmental delays or disabilities and the intersection of these services; and
(iv) Present information about the current level of State and local implementation of—
(A) Early childhood MTSS frameworks focused on social, emotional, and behavioral development across early childhood systems and programs, including IDEA Part C and Part B, section 619, Head Start and Early Head Start, child care, and public preschool programs;
(B) Policies and practices to reduce disparities in early childhood social, emotional, and behavioral outcomes, including through eliminating inappropriate and inequitable discipline practices, including suspension, expulsion, and seclusion, and the inappropriate use of restraint in early childhood programs;
(C) Activities to measure changes in social, emotional, and behavioral outcomes at the child and program levels and make data-based decisions to inform more equitable practices and policies; and
(D) Activities to support scaling-up and sustaining effective practices to improve social, emotional, and behavioral outcomes for young children with, and at risk for, developmental delays or disabilities through key implementation drivers, including comprehensive preservice preparation, professional development and support, family engagement and support, and policy changes; and
(2) Improve State and local capacity to implement, scale-up, and sustain effective practices and policies to equitably support the social, emotional, and behavioral development of young children with, and at risk for, developmental delays or disabilities, and indicate the likely magnitude or importance of the improvements.
(b) Demonstrate, in the narrative section of the application under ‘‘Quality of project services,’’ how the proposed project will—
(1) Ensure equal access and treatment for members of groups that have traditionally been underrepresented based on race, color, national origin, gender, age, or disability. To meet this requirement, the applicant must describe how it will—
(i) Identify the needs of the intended recipients for TA and information; and
(ii) Ensure that services and products meet the needs of the intended recipients of the grant;
(2) Achieve its goals, objectives, and intended outcomes. To meet this requirement, the applicant must provide—
(i) Measurable intended project outcomes; and
(ii) In Appendix A, the logic model 3 (as defined in 34 CFR 77.1) by which the proposed project will achieve its intended outcomes that depicts, at a
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3093 Federal Register / Vol. 87, No. 13 / Thursday, January 20, 2022 / Notices
4 For the purposes of this priority, ‘‘evidence-based practices’’ means practices that, at a minimum, demonstrate a rationale (as defined in 34 CFR 77.1), where a key project component included in the project’s logic model is informed by research or evaluation findings that suggest the project component is likely to improve relevant outcomes.
5 ‘‘Universal, general TA’’ means TA and information provided to independent users through their own initiative, resulting in minimal interaction with TA center staff and including one-time, invited or offered conference presentations by TA center staff. This category of TA also includes information or products, such as newsletters, guidebooks, or research syntheses, downloaded from the TA center’s website by independent users.
Brief communications by TA center staff with recipients, either by telephone or email, are also considered universal, general TA.
6 ‘‘Targeted, specialized TA’’ means TA services based on needs common to multiple recipients and not extensively individualized. A relationship is established between the TA recipient and one or more TA center staff. This category of TA includes one-time, labor-intensive events, such as facilitating strategic planning or hosting regional or national conferences. It can also include episodic, less labor-intensive events that extend over a period of time, such as facilitating a series of conference calls on single or multiple topics that are designed around the needs of the recipients. Facilitating communities of practice can also be considered targeted, specialized TA.
minimum, the goals, activities, outputs, and intended outcomes of the proposed project;
(3) Use a conceptual framework (and provide a copy in Appendix A) to develop project plans and activities, describing any underlying concepts, assumptions, expectations, beliefs, or theories, as well as the presumed relationships or linkages among these variables, and any empirical support for this framework;
Note: The following websites provide more information on logic models and conceptual frameworks:
www.osepideasthatwork.org/resources-grantees/program-areas/ta-ta/tad-project-logic-model-and-conceptual-framework; https://osepideas thatwork.org/evaluation?tab=eval-logic;
and https://ies.ed.gov/ncee/edlabs/ regions/central/pdf/REL_2021112.pdf.
(4) Be based on current research and make use of evidence-based practices (EBPs).4 To meet this requirement, the applicant must describe—
(i) The current research on effective and equitable early childhood MTSS frameworks that promote positive social, emotional, and behavioral outcomes; family engagement, trauma-informed, and culturally and linguistically responsive practices to support young children’s social, emotional, and behavioral outcomes;
service integration across education, social services, and health systems;
systems change; and capacity building;
(ii) The current research about adult learning principles and implementation science that will inform the proposed TA; and
(iii) How the proposed project will incorporate current research and practices in the development and delivery of its products and services;
(5) Develop products and provide services that are of high quality and sufficient intensity and duration to achieve the intended outcomes of the proposed project. To address this requirement, the applicant must describe—
(i) How it proposes to identify or develop the knowledge base on effective practices within, and implementation supports for, an early childhood MTSS framework focused on social, emotional, and behavioral development across early childhood settings that—
(A) Integrates effective educational, social and mental health services to support equitable access to needed services for young children with, and at risk for, developmental delays or disabilities and their families;
(B) Promotes family engagement and supports, including those for families that have been traditionally underrepresented;
(C) Embeds trauma-informed and culturally and linguistically responsive practices to promote positive and equitable social, emotional, and behavioral outcomes for all young children with, and at risk for, developmental delays or disabilities;
(D) Increases the inclusion of young children with disabilities in early childhood programs;
(E) Reduces disparities in early childhood social, emotional, and behavioral outcomes, including through eliminating the use of inappropriate, disproportionate, exclusionary, and ineffective discipline practices in early childhood programs;
(F) Allows for the collection and use of data to inform decision-making and identify disparities in social, emotional, and behavioral outcomes; and
(G) Supports scaling-up and sustaining effective practices through key implementation drivers, such as preservice preparation, professional development and staffing support, family engagement and support, systems change, and policy changes;
(ii) Its proposed approach to universal, general TA,5 which must identify the intended recipients, including the type and number of recipients, that will receive the products and services, a description of the products and services that the Center proposes to make available, and the expected impact of those products and services under this approach. At minimum, the approach should include activities focused on—
(A) Identifying and developing resources and materials to increase the awareness of the benefits of implementing, scaling-up, and sustaining an early childhood MTSS framework focused on social, emotional, and behavioral development across early childhood systems and programs, and the importance of developing policies and practices to reduce disparities in early childhood social, emotional, and behavioral outcomes;
and
(B) Identifying and developing materials, resources, and tools to help States, local early childhood programs, and providers increase their knowledge of an MTSS framework and implement effective policies and practices to support positive and equitable social, emotional, and behavioral outcomes for all young children with, or at risk for, developmental delays or disabilities;
(iii) Its proposed approach to targeted, specialized TA,6 which must identify—
(A) The intended recipients, including the type and number of recipients, that will receive the products and services, a description of the products and services that the Center proposes to make available, and the expected impact of those products and services under this approach;
(B) Its proposed approach to measure the readiness of potential TA recipients to work with the project, assessing, at a minimum, their current infrastructure, available resources, and ability to build capacity at the local level;
(C) The process by which the proposed project will collaborate with other federally funded TA centers, including those funded by OSEP and the Department of Health and Human Services (HHS), that are focused on supporting the social, emotional, and behavioral development of young children with, and at risk for, developmental delays or disabilities across various early childhood systems and programs; and
(D) Its proposed approach to increasing the engagement and leadership of State IDEA Part C and Part B, section 619 coordinators to collaborate with other early childhood State leaders to develop and implement policies and practices that address factors that influence disparities in early childhood social, emotional, and behavioral outcomes, including, but not limited to, eliminating the use of inappropriate, disproportionate, exclusionary, and ineffective discipline practices in early childhood programs and supporting equitable access to needed services and supports.
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3094 Federal Register / Vol. 87, No. 13 / Thursday, January 20, 2022 / Notices
7 ‘‘Intensive, sustained TA’’ means TA services often provided on-site and requiring a stable, ongoing relationship between the TA center staff and the TA recipient. ‘‘TA services’’ are defined as negotiated series of activities designed to reach a valued outcome. This category of TA should result in changes to policy, program, practice, or operations that support increased recipient capacity or improved outcomes at one or more systems levels.
8 A ‘‘third-party’’ evaluator is an independent and impartial program evaluator who is contracted by the grantee to conduct an objective evaluation of the project. This evaluator must not have participated in the development or implementation of any project activities, except for the evaluation activities, nor have any financial interest in the outcome of the evaluation.
(iv) Its proposed approach to intensive, sustained TA,7 which must identify—
(A) The intended recipients, including the type and number of recipients, that will receive the services, a description of the services that the Center proposes to make available, and the expected impact of those services under this approach;
(B) Its proposed approach to measure the readiness of potential TA recipients to work with the project, assessing, at a minimum, their commitment to the initiative, alignment of the initiative to their needs, current infrastructure, available resources, and ability to build capacity within at the local level;
(C) Its proposed plan for assisting State early childhood systems to build or enhance professional development systems, including by engaging key preservice preparation programs and in-service professional development providers;
(D) Its proposed plan for working across early childhood, social service, and health systems to ensure that there are processes in place to support the implementation of an early childhood MTSS framework that integrates necessary educational, social, and mental health services to promote young children’s social, emotional, and behavioral development; and
(E) The process by which the proposed project will ensure the use of effective TA practices and continuously evaluate the practices to improve the delivery of TA; and
(v) How the proposed project will use non-project resources to achieve the intended project outcomes.
(6) Develop products and implement services that maximize efficiency. To address this requirement, the applicant must describe—
(i) How the proposed project will use technology to achieve the intended project outcomes;
(ii) With whom the proposed project will collaborate and the intended outcomes of this collaboration; and
(iii) How the proposed project will use non-project resources to achieve the intended project outcomes; and
(7) Develop a dissemination plan that describes how the applicant will systematically distribute information, products, and services to varied intended audiences, using a variety of dissemination strategies, to promote awareness and use of the Center’s products and services.
(c) In the narrative section of the application under ‘‘Quality of the project evaluation,’’ include an evaluation plan for the project developed in consultation with and implemented by a third-party evaluator.8 The evaluation plan must—
(1) Articulate formative and summative evaluation questions, including important process and outcome evaluation questions. These questions should be related to the project’s proposed logic model required in paragraph (b)(2)(ii) of the application and administrative requirements in this priority;
(2) Describe how progress in and fidelity of implementation, as well as project outcomes will be measured to answer the evaluation questions.
Specify the measures and associated instruments or sources for data appropriate to the evaluation questions.
Include information regarding reliability and validity of measures where appropriate;
(3) Describe strategies for analyzing data and how data collected as part of this plan will be used to inform and improve service delivery over the course of the project and to refine the proposed logic model and evaluation plan, including subsequent data collection;
(4) Provide a timeline for conducting the evaluation, and include staff assignments for completing the plan.
The timeline must indicate that the data will be available annually for the annual performance report (APR) and at the end of Year 2 for the review process described under the heading, Fourth and Fifth Years of the Project;
(5) Dedicate sufficient funds in each budget year to cover the costs of developing or refining the evaluation plan in consultation with a ‘‘third-party’’ evaluator, as well as the costs associated with the implementation of the evaluation plan by the third-party evaluator.
(d) Demonstrate, in the narrative section of the application under ‘‘Adequacy of resources and quality of project personnel,’’ how—
(1) The proposed project will encourage applications for employment from persons who are members of groups that have traditionally been underrepresented based on race, color, national origin, gender, age, or disability, as appropriate;
(2) The proposed key project personnel, consultants, and subcontractors have the qualifications and experience to carry out the proposed activities and achieve the project’s intended outcomes;
(3) The applicant and any key partners have adequate resources to carry out the proposed activities; and
(4) The proposed costs are reasonable in relation to the anticipated results and benefits.
(e) Demonstrate, in the narrative section of the application under ‘‘Quality of the management plan,’’ how—
(1) The proposed management plan will ensure that the project’s intended outcomes will be achieved on time and within budget. To address this requirement, the applicant must describe—
(i) Clearly defined responsibilities for key project personnel, consultants, and subcontractors, as applicable; and
(ii) Timelines and milestones for accomplishing the project tasks;
(2) Key project personnel and any consultants and subcontractors will be allocated and how these allocations are appropriate and adequate to achieve the project’s intended outcomes;
(3) The proposed management plan will ensure that the products and services provided are of high quality, relevant, and useful to recipients; and
(4) The proposed project will benefit from a diversity of perspectives, including those of families, including racially, ethnically, and linguistically diverse families, early childhood educators, early intervention and early childhood special educators, administrators, TA providers, researchers, and policy makers, among others, in its development and operation.
(f) Address the following application requirements. The applicant must—
(1) Include, in Appendix A, personnel-loading charts and timelines, as applicable, to illustrate the management plan described in the narrative;
(2) Include, in the budget, attendance at the following:
(i) A one and one-half day kick-off meeting in Washington, DC, or virtually, after receipt of the award, and an annual planning meeting in Washington, DC, or virtually, with the OSEP project officer and other relevant staff during each subsequent year of the project period.
Note: Within 30 days of receipt of the award, a post-award teleconference
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3095 Federal Register / Vol. 87, No. 13 / Thursday, January 20, 2022 / Notices must be held between the OSEP project officer and the grantee’s project director or other authorized representative;
(ii) A two and one-half day project directors’ conference in Washington, DC, or virtually, during each year of the project period;
(iii) Two annual two-day trips, or virtually, to attend Department briefings, Department-sponsored conferences, and other meetings, as requested by OSEP; and
(iv) A one-day intensive 3+2 review meeting in Washington, DC, or virtually, during the second year of the project period;
(3) Include, in the budget, a line item for an annual set-aside of 5 percent of the grant amount to support emerging needs that are consistent with the proposed project’s intended outcomes, as those needs are identified in consultation with, and approved by, the OSEP project officer. With approval from the OSEP project officer, the project must reallocate any remaining funds from this annual set-aside no later than the end of the third quarter of each budget period;
(4) Engage doctoral students or post-doctoral fellows in the project to increase future leaders in the field who are knowledgeable on how to implement, scale-up, and sustain an MTSS framework focused on social, emotional, and behavioral development;
and culturally responsive practices and policies that support positive and equitable social, emotional, and behavioral outcomes for young children with, and at risk for, developmental delays or disabilities;
(5) Maintain a high-quality website, with an easy-to-navigate design, that meets government or industry-recognized standards for accessibility;
(6) Ensure that annual project progress toward meeting project goals is posted on the project website; and
(7) Include, in Appendix A, an assurance to assist OSEP with the transfer of pertinent resources and products and to maintain the continuity of services to States during the transition to a new award at the end of this award period, as appropriate.
Fourth and Fifth Years of the Project
In deciding whether to continue funding the project for the fourth and fifth years, the Secretary will, under 34 CFR 75.253(a), consider certain requirements, including—
(a) The recommendations of a 3+2 review team consisting of experts selected by the Secretary. This review will be conducted during a one-day intensive meeting that will be held during the last half of the second year of the project period;
(b) The timeliness with which, and how well, the requirements of the negotiated cooperative agreement have been or are being met by the project; and
(c) The quality, relevance, and usefulness of the project’s products and services and the extent to which the project’s products and services are aligned with the project’s objectives and likely to result in the project achieving its intended outcomes.
Under 34 CFR 75.253, the Secretary may reduce continuation awards or discontinue awards in any year of the project period for excessive carryover balances or a failure to make substantial progress. The Department intends to closely monitor unobligated balances and substantial progress under this program and may reduce or discontinue funding accordingly.
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