0606-03 - FATEPEN - BIDDING 022-22_DD254.pdf

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UNCLASSIFIED

BIDDING 022-22

CONTINUATION – DD FORM 254 ITEM 13

DODI 5200.48

SEPT 2021

CONTROLLED UNCLASSIFIED INFORMATION (CUI)

1. DEFINITION. CUI is defined as information that Government creates or possesses, or that an entity creates or possesses for or on behalf of the Government, that a law, regulation, or Government-wide policy requires or permits an agency to handle using safeguarding or dissemination controls. CUI does not include classified information.

2. ORGANIZATIONAL INDEX GROUPINGS (OIG) and CUI CATEGORIES: CUI consists of OIGs and their categories with marking guidance. Categories have definitions and legal authorities to help determine if information meets the criteria to be marked as CUI. A complete list of OIGs and categories are located at the National Archives and Records Administration (NARA) website https://www.archives.gov/cui/registry/category-list.

3. GENERAL GUIDANCE: Security Classification Guides (SCG) and documents marked as Controlled Unclassified Information (CUI), legacy For Official Use Only (FOUO), or Distribution Statements B thru F are not authorized for public release and cannot be placed on a publicly accessible web site or web server.

a. All contractors supporting an NSWCDD contract will comply with the crawl, walk, run CUI implementation stages as determined by DUSN (I&S). NSWCDD is currently in the crawl phase of CUI implementation.

The crawl phase consist of the following marking requirements:

Mark emails containing CUI with CUI banner at the TOP and BOTTOM of the email.

Use Designation Indicator Block along with signature block or in place of signature block.

CUI contains Non-technical Information

CUI attachments in emails must have CUI) the filename: Filename_CUI.

All emails containing CUI must be digitally signed and encrypted.

FOR OFFICIAL USE ONLY (FOUO) is no longer an authorized marking for new documents and materials in the DOD.

During the crawl phase, paragraph or portion markings are optional but highly encouraged.

Controlled by: Department of the Navy

Controlled by: NSWCDD, Code, Branch, Dept

CUI Category: OPSEC (example category)

Limited Dissemination Control: FEDCON

POC: Name & office phone of CONTRACTOR who authored

CUI contains Technical Information

Controlled by: Department of the Navy

Controlled by: NSWCDD, Code, Branch, Dept

CUI Category: CTI

Distribution Statement::D

POC: Name & office phone of CONTRACTOR who authored https://www.archives.gov/cui/registry/category-list

b. Controlled Technical Information (CTI): Dissemination of CTI will be controlled with Distribution Statement (B-F) in the Distribution/Dissemination Control line with CTI as the CUI Category.

i. All controlled technical data provided to the contractor by the government will be protected from public disclosure in accordance with the markings contained therein.

ii. Follow guidance for marking CTI in accordance with DODI 5230.24, Distribution Statements for Technical Documents.

c. Marking guidance for deliverables shall be provided by the owning government office in the form of:

iii. Security Classification Guidance

iv. Properly marked source document in the form of a:

i. Memorandum,

ii. Plan,

iii. Message document (Any physical medium in or on which information is recorded or stored, to include written or printed matter, audiovisual materials, and electromagnetic storage material.)

iv. Letter, or

v. Publication.

4. TRANSMITTAL. All emails containing such information or attachments must be appropriately marked, and digitally signed and encrypted if being transmitted within Navy networks, or outside a Navy network to an approved contractor email address. All transmissions to personal email accounts (AOL, Yahoo, Hotmail, Comcast, etc.) are prohibited.

5. OFFSITE HANDLING. The contractor shall provide adequate physical protection to such information as to preclude access by any person or entity not authorized such access by the government.

6. DISCLOSURE POLICY: All other information relating to the items to be delivered or services to be performed under this contract may not be disclosed by any means without prior approval of the authorized representative of the contracting officer. Dissemination or public disclosure includes, but is not limited to, permitting access to such information by foreign nationals or by any other person or entity; publication of technical or scientific papers; advertising; or any other proposed public release. Due to the sensitivity of this program, no classified or CUI material received or generated under this contract will be transferred to any other contractor or agency without the approval of the Contracting Officer or Contracting Officer’s Representative (COR).

Additional guidance can be found at DODI 5200.48.

View Notification

The following changes have occurred for 0AMN0 Applied Research Associates, Inc.:

A verification request was created for this facility.

*This information is valid as of 06/14/2022

This is to advise you that the following information is current verification information for the facility.

CAGE Code: 0AMN0

Facility Name: Applied Research Associates, Inc.

Physical Location: 7921 Shaffer Parkway

Littleton CO 80127

Classified Mailing Address: 7921 Shaffer Parkway

Littleton CO 80127-4298

Classified Hardware Mailing Address:

This facility is approved to receive overnight mail via FedEx/UPS.

Classified Overnight/Commercial Carrier Address: 7921 Shaffer Parkway

Littleton CO 80127-4298

Facility Clearance Status/Level: Active / Top Secret

Status Date: 12/10/2010

Document Safeguarding Level: Secret

Authorized Access to: CNWDI NATO

FCL Limitations:

Special Limitation Notes:

Facility Security Officer: Zadler, Brian

Facility Security Officer Phone Number: (303) 795-8159

FSO Email Address: bzadler@ara.com

DCSA Field Office: Co Springs Field Office

DCSA Field Office Phone Number: 719-419-3150

DCSA Email address: dss.dss-western.dss-isfo.mbx.colorado-springs-field-office@mail.mil

You will be notified of changes in this information until 06/14/2025

Tuesday, June 14, 2022 FOR OFFICIAL USE ONLY Page 1 of 1

V DEPARTMENT

CODE 10 / COMMAND

H DEPARTMENT

M DEPARTMENT

PLACE THIS NEAR YOUR TELEPHONE

For assistance with OPSEC contact your Department Security Coordinator/OPSEC

Coordinator or the OPSEC Program Manager

COMMAND OPSEC PROGRAM MANAGER:

Cyndi Howard 540-653-7614

DEPARTMENT OPSEC COORDINATORS:

M/R/00/01/02 540-653-5813

A 540-284-0520

B 540-653-0044

E 540-653-8060

H 540-653-8912

V 540-653-6595

Dam Neck 757-492-6757

CRITICAL

INFORMATION &

• Proprietary and business sensitive information;

• Specific details about missions, threats, gaps, vulnerabilities, requirements, or urgent needs that NSWCDD supports or mitigates;

• Information about capabilities, vulnerabilities, and limitations or information revealing a security weakness;

• New, projected, or expanded secure communications capabilities;

• Specific details about current or future exercises/operations;

• Key personnel or very important person schedules and itinerary;

• Information system and network capabilities and vulnerabilities;

• Security measures and countermeasures taken to protect a system;

• Combat System and Warfare System specifications/design details for all Surface Ship Combat Systems including AEGIS, Aegis BMD (ABMD), Ship Self Defense System (SSDS), FFG(X), Large Unmanned Surface Vehicle (LUSV), DDG 1000, Littoral Combat Ships (LCS), and U.S. Coast Guard (USCG), including tactical and virtualized environments;

• Baseline Development, Cost Analysis, Testing, Installation and Delivery Schedules of Surface Navy Combat Systems including AEGIS, ABMD, SSDS, FFG(X), LUSV, DDG 1000, USCG and LCS;

• Development of netted, flexible, automated and rapid capabilities for the integrated combat system that will be nodes in the distributed maritime operations;

• Warfare and Combat System capabilities or limitations;

• Interoperability and Combat Control systems capabilities or limitations including concept and design , Shipboard Gridlock System/Automatic Correlation, System Track Manager/Track Server, Cooperative Engagement Capability, Cryptologic Technician Network, Navigation and Ground Based Air Defense;

• Information system/network capabilities and vulnerabilities;

• Laboratory/test site locations, capabilities, operational and access requirements for the Integrated Warfare Systems Lab Complex, and other Combat System support laboratory/test sites;

• Security measures/countermeasures taken to protect a system;

• Identification of special access elements within a program;

• Specific Program Protection Plan implementations;

• Combat system virtualization efforts, virtualization experimentation, and virtualization prototypes;

• Combat system development for unmanned surface vessel prototyping

• Battle management aid/tactical aids and mission planning tools for surface Navy.

• Unique applications of Artificial Intelligence or Machine

Learning to combat systems

• Details of counter-improvised explosive device projects commissioned by combatant commands, services, and agencies;

• Battle Management System concept of operations;

capabilities; performance, and limitations;

• TOMAHAWK, AEGIS Ballistic Missile Defense (BMD), AEGIS Weapons Control System, AN/SQQ-89, Computer Aided Dead Reckoning Tracer, Vertical Launch Systems capabilities, limitations, vulnerabilities, degradations, test results, errors, problems, actual performance, fleet exercises, tactical operations, threats, missions, data and algorithms;

• Association of specific projects with non-Navy sponsors, information identifying our non-Navy sponsors and stakeholders;

• Locations and schedules of Navy ships, personnel deployment and outdoor testing facilities and

• Correlation of project titles with development spaces and laboratories.

• Information concerning specific mission analysis;

• Specific details about missions, threats, gaps, vulnerabilities, requirements or urgent needs that NSWCDD supports or mitigates;

• Digital threat characterizations and traceability of the threat products;

• Digital threat models used to develop threat assessment products;

• Adversaries threats / weapons effectiveness and TTP’s;

• Surface Warfare models and simulation products;

• Force analysis and warfare studies examining force structures and architectures to be utilized for investment decisions;

• Mission-level and force-level capabilities and limitations;

• Counter threat strategies.

UPDATED: MAR 2022

• Association of abbreviations, acronyms, nicknames or code words with projects or locations designated as CUI;

• Security operating procedures and emergency plans;

• Physical security pitfalls related to physical security maintenance and improvement;

• Deployment schedules, dates, and locations.

USING THIS CIIL

Refer to your department CIIL when writing for public release or releasing outside the DOD. This includes awards, academic papers, presentation slides, etc.

Refer to the CIIL when conducting business phone calls to ensure you do not inadvertently disclose critical information.

B DEPARTMENT

E DEPARTMENT

DAM NECK ACTIVITY:

R DEPARTMENT

A DEPARTMENT

UNCLASSIFIED UNCLASSIFIED UNCLASSIFIED

• Re-entry systems trajectory details;

• Re-entry systems material properties and fabrication methods;

• Reentry systems vulnerabilities, degradations, limitations, problems, or errors in the system that could be exploited;

• Submarine Launched Ballistic Missile/Submersible, Ship Guided Missile, Nuclear (SLBM/SSGN) vulnerabilities, degradations, limitations, problems or errors in the system that could be exploited;

• SLBM/SSGN systems capabilities;

• SLBM targeting capabilities;

• Ship, submersible, ballistic, submarine guided nuclear ship schedules, deployment dates, and locations;

• Plans and schedules associated with strategic targeting changes;

• SLBM/SSGN facilities and capabilities;

• Mean time between failures and mean time to repair values for maintenance plan;

• Public network internet protocol addresses associated with combat system elements;

• Combat system capabilities and limitations;

• Deployment of capabilities upgrades and schedules for rapidly prototyped systems;

• Technical details of support efforts for Department of Defense (DoD) and non-DoD infrastructures and networks;

• Information concerning specific mission analysis;

• Near Real Time and surge operations in response to natural and man-made events;

• Infrastructure site assessment locations, and;

• Nuclear Command and Control Recapitalization.

• Analysis of system performance, target capabilities or vulnerabilities;

• Current system technological, organizational, or operational vulnerabilities;

• Counter technology efforts;

• Specific biological capability gaps and/or limits of protection associated with fielded or developing biological defense equipment and/or system technical design details;

• Scientific and technical or test and evaluation data for biological defense related research

• Details of plans, programs, operations, test events and exercises, contracts, designs and milestones before approved public release;

• Specific explosive experimental area capabilities and limitations;

• Specific information related to Railgun and Hypervelocity Projectile and associated testing;

• Specific information relating to hypersonic technology, programs, and associated testing;

• Contents of magazines;

• Targets of interest, analysis of target capabilities or vulnerabilities;

• Weapon’s effects and lethality on targets; tactics, techniques and procedures (TTP’s);

• Unmanned aerial vehicle capabilities and detailed results of testing;

• Specific frequencies of operations;

• Waveform specifics; e.g. frequency and pulse width;

• Power on target;

• References to transitioning existing systems and their applications as a weapon system;

• Electromagnetic interference measurement and ratings;

• Specific information relating to laser technology, testing and high power microwave technology and testing;

• Current system technological, organizational, or operation vulnerabilities and;

• Counter technology efforts.

“It is said that if you know your enemies and know yourself, you can win a thousand battles without a single loss. If you only know yourself, but not your opponent, you may win or you may lose. If you know neither yourself nor your enemy, you will always endanger yourself.” ~Sun Tzu, The Art of War

• Installation and delivery schedules of ships and submarines;

• Research & development technical information:

new, projected or expanded technical capabilities, performance data, vulnerabilities and limitations for ships, subs, missiles, littoral mine warfare systems and integrated warfare systems;

• Details of plans, programs, operations, test events, exercises, contracts, designs, and milestones before approved public release. Specific exercises will provide separate OPSEC lists if required;

• Travel details of any kind revealing information which could impact Causality Reports or ship status;

• Procurement of sensitive items or higher technology;

• Maintenance and material support that could reveal sensitive projects;

• Special codes assigned to platforms in association with other platform-specific information.

Indicators are detectable actions which point to vulnerabilities or critical information. They may seem insignificant to you but to an adversary they are small pieces of a much larger puzzle.

• Specific frequencies of operation;

• Targets of interest;

• Test data, specifically effects on a target, to include no effect;

• Specific power on target;

• References to transitioning existing systems and their applications as a weapon system;

• General system parameters;

• Radar cross sections;

• Electromagnetic interference measurement data, analysis results, predictions, and risk ratings;

• Advanced technology applications;

• Specific knowledge of targets tactics, techniques, and procedures;

FAST AIR TARGET ENCOUNTER PENETRATION (FATEPEN) EXTENDED VELOCITY

STATEMENT OF WORK (SOW)

1.0 BACKGROUND

Fast Air Target Encounter Penetration (FATEPEN) is primarily being developed, supported, and maintained by the Joint Technical Coordinating Group for Munitions Effectiveness (JTCG/ME) and the Lethality and Effectiveness Branch of the Naval Surface Warfare Center in Dahlgren, VA.

FATEPEN is a robust general-purpose fragment and rod penetration methodology for use in studies involving lightly armored/unarmored mobile ground targets, rotary/fixed-wing air targets, and watercraft. It exists as a standalone code and as part of a number of effectiveness codes. The purpose of this project is to extend (increase) the velocity range of applicability for FATEPEN for selected penetrator target materials pairs up to 8 or 10 km/s.

2.0 APPLICABLE DOCUMENTS

2.1 Test Data

2.2 DD Form 254, Department of Defense Contract Security Classification Specification

3.0 REQUIREMENTS

3.1 The Contractor shall perform a Defense Technical Information Center (DTIC) search to gather additional useable data in the velocity range of interest for cylinder, sphere, and parallelepiped fragment shapes.

3.2 The contractor shall produce simulated data to address gaps found in the literature data.

3.3 The contractor shall quantitatively evaluate the effects of a phase change model to determine the magnitude of effect and relevance to the impact scenarios of interest.

3.4 The contractor shall update FATEPEN to improve prediction of velocity, mass, and hole size relative to literature data.

3.5 The contractor shall supply the model to the Government for evaluation against classified or

CUI data not available to the contractor.

4.0 DATA DELIVERABLES

The Contractor shall provide data IAW CDRL A001 and CDRL A002.

5.0 GOVERNMENT-FURNISHED PROPERTY/MATERIAL/INFORMATION

(GFP/GFM/GFI)

The Government will provide detailed material characterizations of the impactor and plate. Material pairs of interest are Titanium Impactor vs Aluminum Plate and Steel Impactor vs Composite Plate.

The Government will provide test data and analysis where available to modify FATEPEN as needed to allow more accurate agreement between predictions and data at velocities up to 8 or 10 km/s.

6.0 SECURITY

6.1 All Key Personnel associated with this contract will be required to have at a minimum a DoD

“Secret” clearance at time of award. The contractor will have access to information and compartments with a “Secret” classification. All deliverables associated with this contract are “unclassified” unless otherwise specified. Access to classified spaces and material and generation of classified material shall be in accordance with the attached DD Form 254.

6.2 Some work accomplished under this contract will be classified up to the level of SECRET. The contractor shall maintain the capability to store information up to and including SECRET. All data generated under this contract shall be classified in accordance with the guidance in the NISPOM and the NSWCDD Command Security Manual. Contractor shall require access to COMSEC, Controlled

Unclassified Information (CUI), SIPRNET, and DTIC in support of this contract.

6.3 Contractor personnel shall possess at the time of contract award a current SECRET (S) clearance based on a National Agency Check (T3 or T3R) completed within the last ten (10) years.

Contractor must comply with guidelines specified on the DD254. An interim SECRET (S) clearance is acceptable at time of award so long as a current clearance, respectively, is obtained within 180 calendar days subsequent to award unless further extended by prior written authorization by the

Contracting Officer. The Contractor shall submit completed clearance packages within ten (10) calendar days or identification of any increased security requirements.

6.4 Facility Clearance: The Contractor shall possess and maintain a SECRET facility clearance as verified within the National Industrial Security System.

6.5 Physical Security: The Contractor shall be responsible for safeguarding all Government information or property provided for Contractor use. At the end of each work period, Government information, facilities, equipment and materials shall be secured as specified by the NISPOM and the

NSWCDD Command Security Manual. Secret storage is required at the contractor’s facility in order to meet requirements of receiving and generating classified material in accordance with this contract.

6.6 Electronic Spillages (ES) are unacceptable and pose a risk to national security. An electronic spillage is defined as classified data placed on an information system (IS), media or hardcopy document possessing insufficient security controls to protect the data at the required classification level, thus posing a risk to national security (e.g., sensitive compartmented information (SCI) onto collateral, Secret onto Unclassified, etc). The contractor's performance as it relates to ES will be evaluated by the Government. ES reflects on the overall security posture of NSWCDD and a lack of attention to detail with regard to the handling of classified information of IS security discipline and will be reflected in the contractor's performance rating. In the event that a contractor is determined to be responsible for an ES, all direct and indirect costs incurred by the Government for ES remediation will be charged to the contractor.

NSWCDD Security will be responsible for the corrective action plan in accordance with the security guidance reflected on the DOD Contract Security Classification Specification - DD254. NSWCDD

Security will identify the contractor facility and contract number associated with all electronic spillages that involve the contractor. NSWCDD Security will notify the Contracts Division with the contractor facility name and contract number, incident specifics and associated costs for clean-up. The

Contracting Officer will be responsible to work with the Contractor Facility to capture the costs incurred during the spillage clean up. The Contractor is also responsible for taking Information

Security Awareness training annually, via their Facility Security Officer (FSO), as part of the mandatory training requirements. If a spillage occurs additional training will be required to prevent recurrence.

6.7 Portable Electronic Devices (PEDs): Non-government and/or personally owned portable electronic devices (PEDs) are prohibited in all NSWCDD buildings with the exception of personally owned cell phones which are authorized for use in spaces up to and including Controlled Access

Areas. The Contractor shall ensure the onsite personnel remain compliant with this PED policy.

NSWCDD instruction defines PEDs as the following: any electronic device designed to be easily transported, with the capability to store, record, receive or transmit text, images, video, or audio data in any format via any transmission medium. PED’s include, but are not limited to, pagers, laptops, radios, compact discs and cassette players/recorders. In addition, this includes removable storage media such as flash memory, memory sticks, multimedia cards and secure digital cards, micro-drive modules, ZIP drives, ZIP disks, CD-RWs, DVD-RWs, MP3 players, iPADs, digital picture frames, electronic book readers, kindle, nook, cameras, external hard dish drives, and floppy diskettes.

Personal Wearable Fitness Devices (PWFDs) marketed primarily as fitness or sleep devices are allowed in all Navy spaces where collateral non-Sensitive Compartmented Information (SCI), classified information is processed, stored, or discussed up to and including secret. User must ensure

PWFD is compliant with all requirements in NAVADMIN 216/15, Cyber Hygiene Authorization to use Personal Wearable Fitness Devices (e.g., FitBit, Jawbone UP, etc.) in Navy Spaces, dated 14

September 2015 and register PWFD in the NSWCDD Fitness Device Tracker.

PED’s belonging to an external organization shall not be connected to NSWCDD networks or infrastructure without prior approval from the NSWCDD Information Assurance and Compliance

Branch. This approval will be granted using the TARIS form and action tracker process.

Personally owned hardware or software shall not be connected or introduced to any NSWCDD hardware, network or information system infrastructure.

6.8 Operations Security (OPSEC): All Contractors (including Subcontractors) shall supplement their current security practices by requiring any personnel involved in executing this contract to complete Government-sponsored and administered Operations Security (OPSEC) training. In addition, all Contractors should be aware of the Critical Information List (CIL) for the organization they are supporting as well as the OPSEC plan for NSWCDD. Upon contract award, all identified Contractors

(including Subcontractors) shall sign a Contractor's conformance statement and submit it to the

NSWCDD COR named in block 13 of the attached DD-254 thereby acknowledging that they will meet the requirements of this contract. The COR shall contact their Department Training Coordinator to schedule key employees to attend the Government-sponsored OPSEC training. The Contractor must immediately notify the Government upon the discovery of any nonconformance with the OPSEC Plan.

6.9 Privacy Program Training. Privacy training is mandatory for all NSWCDD personnel

(military, civilian, and contractor) and must be completed annually. Total Workforce Management

Services (TWMS) is the official database for workforce training and is the tool for taking and recording privacy act training. The contractor responsible for ensuring individual annual privacy training requirements are met.

7.0 TRAVEL

No Travel is required for this effort.

8.0 TECHNICAL POINT OF CONTACT

Robert Harris

NSWCDD/H35

Address

Phone: 540-653-6972

Email: robert.b.harris84.civ@us.navy.mil

ADDITIONAL SECURITY GUIDELINES FOR COMSEC

Contractor Generated COMSEC Material: Any material generated by the contractor (including but not limited to: correspondence, drawings, models, mockups, photograph, schematics, status programs and special inspection reports, engineering notes, computation and training aids) will be classified according to its own content. Classification guidance will be taken from other elements of this Contract Security Classification Specification, DD Form 254, Government furnished equipment or data, or special instructions issued by the Contracting Officer, or his/her duly appointed representative.

REQUIREMENTS

1. Contractor employees or cleared commercial carriers shall not carry classified COMSEC material on commercial passenger aircraft anywhere in the world without the approval of the procuring contracting officer.

2. No contractor generated or government furnished material may be provided to the Defense Technical Information Center (DTIC).

Contractor generated technical reports will bear the statement “Not Releasable to the Defense Technical Information Center per DOD Directive 5100-38.”

3. Classified paper COMSEC material may be destroyed by burning, pulping or pulverizing. When a method other than burning is used, all residues must be reduced to pieces 5 mm or smaller in any dimension. When classified COMSEC material other than paper is to be destroyed, specific guidance must be obtained from the User Agency.

4. The following Downgrading and Declassification notation applies to all classified COMSEC information provided to and generated by the contractor:

DERIVED FROM: NSA/CSS Classification Guide, dated 30 Sep 2013, revised 23 May 2014 DECLASSIFY ON: (calculate declassification date that is 25 years from the date of the source) DATE OF SOURCE: (Date of document from which information is derived)

5. All contractor personnel to be granted access to classified COMSEC information must be U.S. citizens granted FINAL clearance by the government prior to being given access. Immigrant aliens, interim cleared personnel, or personnel holding a contractor granted CONFIDENTIAL clearance are not eligible for access to classified COMSEC information released or generated under this contract without the express permission of the Director, NSA.

6. Unclassified COMSEC information released or generated under this contract shall be restricted in its dissemination to personnel involved in the contract. Release in open literature or exhibition of such information without the express written permission of the Director, NSA, is strictly prohibited.

7. Recipients of COMSEC information under this contract may not release information to subcontractors without permission of the User Agency.

8. The requirements of NSA/CSS Policy Manual 3-16, dated 23 January 2015 are applicable to this effort.

9. Additional notices to be affixed to the cover and title or first page of contractor generated COMSEC documents:

a. “COMSEC MATERIAL – ACCESS BY CONTRACTOR PERSONNEL RESTRICTED TO U.S. CITIZENS HOLDING A FINAL

GOVERNMENT CLEARANCE.”

b. “THIS PUBLICATION OR INFORMATION IT CONTAINS MAY NOT BE RELEASED TO FOREIGN NATIONALS WITHOUT PRIOR SPECIFIC APPROVAL FROM THE DIRECTOR, NSA. ALL APPROVALS WILL IDENTIFY THE SPECIFIC INFORMATION AND COPIES OF THIS PUBLICATION AUTHORIZED FOR RELEASE TO SPECIFIC FOREIGN HOLDERS. ALL REQUESTS FOR ADDITIONAL

ISSUANCES MUST RECEIVE PRIOR SPECIFIC APPROVAL FROM THE DIRECTOR, NSA.”

CONTINUATION – DD FORM 254 BLOCK 13

BLOCK 13 CONTINUATION STATEMENTS:

1. CLASSIFIED OR UNCLASSIFIED TECHNICAL PAPERS TO BE PRESENTED AT A

CLASSIFIED SYMPOSIUM MUST BE APPROVED BY THE NSWCDD CONTRACTING

OFFICER'S REPRESENTATIVE PRIOR TO THE PRESENTATION.

2. SECURITY CLASSIFICATION GUIDES (SCG’s) AND UNCLASSIFIED LIMITED DOCUMENTS

(E.G., C U I , DISTRIBUTION STATEMENT CONTROLLED) ARE NOT AUTHORIZED

FOR PUBLIC RELEASE; THEREFORE, THEY CAN NOT BE POSTED ON A PUBLICLY

ACCESSIBLE WEB SERVER OR TRANSMITTED OVER THE INTERNET UNLESS

APPROPRIATELY ENCRYPTED. REQUEST FOR PUBLIC RELEASE CANNOT BE

TRANSMITTED VIA THE INTERNET UNTIL THE CONTRACTOR RECEIVES FINAL

APPROVAL FROM THE COR.

3. ALL CONTRACTOR REQUESTS FOR SHARING OF CLASSIFIED AND OTHER

SENSITIVE INFORMATION BETWEEN PRIME CONTRACTS MUST BE FORWARDED IN

WRITING TO THE NSWCDD SECURITY OFFICE POC IDENTIFIED IN BLOCK 17 OF THIS

FORM FOR APPROVAL.

4. PERSONNEL DESIGNATED AS DERIVATIVE CLASSIFIERS SHALL RECEIVE DERIVATIVE

CLASSIFICATION TRAINING PRIOR TO ACCESS FROM THE CONTRACTOR'S FACILITY

SECURITY OFFICER (FSO). THE FSO SHALL ENSURE PERSONNEL RECEIVE INITIAL AND

BIENNIAL TRAINING DURING THE LIFE OF THIS CONTRACT. EVIDENCE OF COMPLETION,

TRAINING CERTIFICATES OR EQUIVALENT, SHALL BE PROVIDED TO THE INFORMATION

ASSURANCE MANAGER NO LATER THAN THE INDIVIDUAL'S DUE DATE.

5. ALL CLASSIFIED DOCUMENTS MUST BE DESTROYED USING A NATIONAL SECURITY

AGENCY (NSA) APPROVED HIGH SECURITY CROSSCUT SHREDDER LISTED ON THE

NSA/CSS EVALUATED PRODUCTS LIST(EPL) FOR HIGH SECURITY CROSSCUT PAPER

SHREDDERS, OR OTHER APPROVED METHOD FOR DESTROYING CLASSIFIED

INFORMATION.

6. ALL CLASSIFIED INFORMATION INVOLVED IN SECURITY INCIDENTS SHALL BE RETAINED

AND PROVIDED TO THE CERTIFYING OFFICIAL IN ITEM 17 OF THIS DD 254 FOR

CLASSIFICATION REVIEW.

7. ALL SECURITY RELATED ISSUES, INCIDENTS, OR REQUESTS PERTAINING TO THIS

CONTRACT SHALL BE PRESENTED IN WRITING BY THE CONTRACTOR'S FACILITY

SECURITY OFFICER (FSO) TO THE INDIVIDUAL IDENTIFIED IN BLOCK 16(A) OF THIS

DD254. THE CONTRACTOR SHALL ABIDE BY OTHER REPORTING REQUIREMENTS

OUTLINED IN THE 32 CFR PART 117.

8. FORWARD A COPY OF SUBCONTRACTOR DD 254S ISSUED UNDER THIS CONTRACT TO

THE OFFICIAL SHOWN IN ITEM 16 OF THIS DD254.

DRAFT

SAMPLE

PREVIOUS EDITION IS OBSOLETE.

Page of

DD FORM 254, APR 2018

NEEDS DD67

DEPARTMENT OF DEFENSE

CONTRACT SECURITY CLASSIFICATION SPECIFICATION

(The requirements of the National Industrial Security Program (NISP) apply to all security aspects of this effort involving classified information.)

OMB No. 0704-0567 OMB approval expires:

May 31, 2022 The public reporting burden for this collection of information, 0704-0567, is estimated to average 70 minutes per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Washington Headquarters Services, at whs.mc-alex.esd.mbx.dd-dod-information-collections@mail.mil. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number.

RETURN COMPLETED FORM AS DIRECTED IN THE INSTRUCTIONS.

1. CLEARANCE AND SAFEGUARDING

2. THIS SPECIFICATION IS FOR: (X and complete as applicable.)

3. THIS SPECIFICATION IS: (X and complete as applicable.)

a. ORIGINAL (Complete date in all cases.)

b. REVISED (Supersedes all previous specifications.)

4. IS THIS A FOLLOW-ON CONTRACT?

If yes, complete the following:

Classified material received or generated under

5. IS THIS A FINAL DD FORM 254?

If yes, complete the following:

6. CONTRACTOR (Include Commercial and Government Entity (CAGE) Code)

7. SUBCONTRACTOR(S) (Click button if you choose to add or list the subcontractors -- but will still require a separate DD Form 254 issued by a prime contractor to each subcontractor)

8. ACTUAL PERFORMANCE (Click button to add more locations.)

10. CONTRACTOR WILL REQUIRE ACCESS TO: (X all that apply. Provide details in Blocks 13 or 14 as set forth in the instructions.)

e. NATIONAL INTELLIGENCE INFORMATION:

11. IN PERFORMING THIS CONTRACT, THE CONTRACTOR WILL: (X all that apply. See instructions. Provide details in Blocks 13 or 14 as set forth in the instructions.)

12. PUBLIC RELEASE

Any information (classified or unclassified) pertaining to this contract shall not be released for public dissemination except as provided by the National Industrial Security Program Operating Manual (NISPOM) or unless it has been approved for public release by appropriate U.S. Government authority. Proposed public releases shall be submitted for review and approval prior to release to the appropriate government approval authority identified here with at least office and phone contact information and if available, an e-mail address. (See instructions)

13. SECURITY GUIDANCE

The security classification guidance for classified information needed for this effort is identified below. If any difficulty is encountered in applying this guidance or if any other contributing factor indicates a need for changes in this guidance, the contractor is authorized and encouraged to provide recommended changes; to challenge the guidance or the classification assigned to any information or material furnished or generated under this contract; and to submit any questions for interpretation of this guidance to the official identified below. Pending final decision, the information involved shall be handled and protected at the highest level of classification assigned or recommended.

(Fill in as appropriate for the classified effort. Attach, or forward under separate correspondence, any documents/guides/extracts referenced herein. The field will expand as text is added. When removing any expanded text area, use delete key or backspace key, then click out of the text field for it to shrink after the text has been deleted. Also allows for up to 6 internal reviewers to digitally sign. See instructions for additional guidance or use of the fillable PDF.)

List of Attachments (All Files Must be attached Prior to Signing, i.e., for any digital signature on the form)

14. ADDITIONAL SECURITY REQUIREMENTS

Requirements, in addition to NISPOM requirements for classified information, are established for this contract.

If Yes, identify the pertinent contractual clauses in the contract document itself, or provide an appropriate statement which identifies the additional requirements. Provide a copy of the requirements to the CSO. The field will expand as text is added or you can also use item 13. When removing any expanded text area, use delete key or backspace key, then click out of the text field for it to shrink after the text has been deleted. (See instructions for additional guidance or use of the fillable PDF.)

15. INSPECTIONS

Elements of this contract are outside the inspection responsibility of the CSO.

If Yes, explain and identify specific areas and government activity responsible for inspections. The field will expand as text is added or you can also use item 13. When removing any expanded text area, use delete key or backspace key, then click out of the text field for it to shrink after the text has been deleted. (See instructions for additional guidance or use of the fillable PDF.)

16. GOVERNMENT CONTRACTING ACTIVITY (GCA) AND POINT OF CONTACT (POC)

17. CERTIFICATION AND SIGNATURES

Security requirements stated herein are complete and adequate for safeguarding the classified information to be released or generated under this classified effort. All questions shall be referred to the official named below. Upon digitally signing Item 17h, no changes can be made as the form will be locked.

18. REQUIRED DISTRIBUTION BY THE CERTIFYING OFFICIAL

9.0.0.2.20120627.2.874785 DD 254, "DoD Contract Security Classification Specification" Hide Attachment Bar

7921 Shaffer Parkway Littleton CO 80127 Enter typed name of certifying official (last, first, middle initial).:

***************SOLE SOURCE******************

2060 Briargate Parkway, Suite 220 Colorado Springs CO 80920

(719) 419-3150 dcsa.dcsa-western.dcsa-isfo.mbx.colorado-springs-field-office@mail.mil Enter cognizant security office(s) (Name, Address, ZIP Code, Telephone required; Email Address optional).:

THIS DD-254 IS A GUIDE FOR BIDDING PURPOSES ONLY. AN ORIGINAL DD-254 WILL BE ISSUED UPON AWARD OF CONTRACT.

THIS DD-254 IS FOR BIDDING PURPOSES ONLY.

6138 Norc Ave. Bldg 221, Ste. 310 Dahlgren VA 22448 Enter public release authority.: Naval Surface Warfare Center Dahlgren Division 6149 Welsh Road, Suite 213, Dahlgren Va 22448-5130

2. The Contractor is not authorized to release any data to foreign representatives without an approved export license.

3. Block 10a: Access to classified COMSEC information requires a final U.S. Government clearance at the appropriate level. Further disclosure of COMSEC information by a contractor, to include subcontracting, requires prior approval by GCA.

4. Block 10g and 10k: The actual knowledge of, generation, or production of NATO information is not required for performance on this contract. Contractors requiring access to SIPRNET are to receive a NATO awareness briefing prior to being provided access.

5. Block 10j: Controlled Unclassified Information (CUI) (formerly For Official Use Only (FOUO) and Personally Identifiable Information (PII) generated and/or provided under this contract shall be safeguarded and marked as specified in DODI 5200.48, Controlled Unclassified Information (CUI), March 6, 2020.

6. Block 11c: Contract performance is restricted to contractor facility or Government activity as indicated in the contract. The government activity will provide security classification guidance for performance of this contract and any classified material will be safeguarded in accordance with the security classification guidance pertaining to the material. The GCA will provide any downgrading or declassification instructions for classified information involved in this contract.

7. Block 11g: Contractor shall prepare and process DD Forms 1540 and 2345 prior to requesting these services.

8. Block 11j: The Contractor shall utilize the NSWCDD Critical Information and Indicators List, of March 2022 to help identify and protect critical information associated with this contract.

9. Block 11j: Continued: During the period of this contract, the Contractor may be exposed to, use, or produce, NSWCDD Critical Information (CI) and/or observables and indicators which may lead to discovery of CI. NSWCDD’s CI will not be distributed to unauthorized third parties, including foreign governments, or companies under Foreign Ownership, Control, or Influence (FOCI).

10. Block 11j: Continued: Assembled large components/systems being transported to and from testing areas, other production or government facilities (whether or not on public roadways) shall be in an enclosed van trailer or covered flatbed trailer. Component/ System outside storage, staging, and test areas shall be shielded/obscured from public view wherever physically possible.

11. Block 11j: Continued: NSWCDD’s CI shall not be publicized in corporate wide newsletters, trade magazines, displays, intranet pages or public facing websites. Media requests related to this project shall be directed to NSWCDD Public Release Authority listed in Item 12 of this DD Form 254.

12. Block 11j: Continued: Any attempt by unauthorized third parties to solicit, obtain, photograph, or record, or; incidents of loss/ compromise of government Classified or CI, Business Sensitive and Company Proprietary information related to this contract or other programs must be immediately reported to the Facility Security Officer, DCSA and/or the Naval Criminal Investigative Service, and the NSWCDD Security Office. Questions concerning these requirements shall be directed to the NSWCDD Security Office.

13. Block 11j: Continued: Performance under this contract requires the contractor to adhere to OPSEC requirements. OPSEC requirements are additional to the requirements of 32 CFR Part 117, therefore, the Contractor may not impose OPSEC requirements on its subcontractors unless NSWCDD approves the OPSEC requirements.

14. Block 11l: Controlled Unclassified Information (CUI) (formerly For Official Use Only (FOUO) and Personally Identifiable Information (PII) generated and/or provided under this contract shall be safeguarded and marked as specified in DODI 5200.48, Controlled Unclassified Information (CUI), March 6, 2020.

15. Block 11m: Per AR 381-12, Threat Awareness and Reporting Program, all contractors performing services at U.S. Army activities and possessing security clearances must receive annual Threat Awareness Reporting Program (TARP) training by a CI agent or other trainer as specified in 2-4b.

16. Block 11m: Prior approval from the KO and DAC Security Manager is required for subcontracting.

17. See attachments for additional security guidance.

Alternate COMSEC Manager rep: Dana R. Dixon, Code 1051 OPSEC Coordinator

Building 221, Suite 310 Dahlgren VA 22448 Enter address (include zip code).: Naval Surface Warfare Center Dahlgren Division 6146 Tisdale Road, Suite 237 Dahlgren VA 22448-5158