Attachment_2_Capabilities_List.docx

Capabilities List The list below is current thinking defining the business capabilities that surround EDGAR. The original thought was to bring together SEC SMEs in Working Groups around these capabilities to begin the process of defining functional requirements for the new electronic disclosure environment - by capability. These capabilities, the processes that support them, as well as technical analyses, if required, form the cornerstone for defining the functional and non-functional requirements. This list of capabilities is the Contractor’s starting point for the execution of the Contract deliverable, EDGAR’s Capabilities/Functionalities/Process Analysis (See Section C.4.2.2.1).

Form ID (registration)

Uploading Routing Querying Effectiveness Order processing Ancillary Systems Analysis Simplify Organizational Structure in EDGAR

Querying Back End Data Processing

Query Printing Downloading

Registrant Landing Page Analysis

Upload

Form Type Data Element Analysis

Query

Form Type Data Element Analysis

Rule Review

Database Model analyses XML tool technology Document and Size Trends

Data Migration Analysis

Simplify Business Rules Uncouple Reliance on File Numbers

The technical analyses listed here simply links the analysis to the capability. In some cases, the analysis should be done so that the Working Group can go over the assessment as part of the function of the Working Group. In other cases, the analysis merely informs the Working Group. And in other cases, the analysis must be done as a result of the Working Group or separately from the Working Group. The intent of this linkage being displayed in this table is merely to inform the Contractor of the linkage for planning purposes.