6_T3747-1 AWS-3 EEP RTM - T3747-1-PD-17-478.pdf

Working Document

Advanced Wireless Services-3

Early Entry Portal

Test Case Requirement Traceability Matrix

T3747-1-PD-17-478

29 July 2017

Prepared for:

Strategic Planning Office 2004 Turbot Landing

Annapolis, MD 21402-5064

Defense Spectrum Organization

Strategic Planning Office

Annapolis, Maryland 21402

Prime Contractor

Harris Corporation

141 National Business Parkway, Suite 200

Annapolis Junction, MD 20701

Distribution authorized to DoD Components only: Operational Use; June 2017. Other requests shall be referred to the DSO.

Change Number Date Description

8/31/2015 Initial RTM - v1.0

1 12/3/2015 Added v1.5 RTM

2 4/14/2016 Added v2.0 RTM

3 7/19/2016 Added v2.1 RTM

4 10/31/2016 Added v2.2 RTM

5 6/23/2017 Added v2.3 RTM

Record of Changes

Purpose:

The Requirements Traceability Matrix (RTM) cross references the required functionalities defined in the Advanced Wireless Services-3 Early Entry Portal Software Requirements

Specification to the test cases which verify/demonstrate those capabilities.

ID Short Name Description Source Test ID / Name

HL-10 DoD Frequency Assignments The AWS-3 EEP shall support AWS-3 coordination requests with respect to DoD frequency assignments.

EXT-01 Web Interface The AWS-3 EEP shall provide AWS-3 licensee access to its functionality by means of the Internet.

CAT CAT-4

EXT-02 EEPAC Interface

The AWS-3 EEP shall provide the capability for providing AWS-3 coordination request data to EEPAC and receive analysis results from

EEPAC. This capability is a manual process through the portal upload/download function.

CAT CAT-22

IA-01 Information Encryption

The AWS-3 EEP shall utilize encrypted links such as Secure Sockets

Layer for protecting the link between the user’s browser and the AWS-

3 EEP.

CAT CAT-3

GUI-01 User Help The AWS-3 EEP shall provide an online user guide. CAT CAT-11

GUI-04 Warning Banner The AWS-3 EEP shall display the standard DoD warning banner(s) to all users attempting to access the software.

CAT CAT-4

PR-01 AWS Licensee Support The AWS-3 EEP shall support AWS-3 licensees required to coordinate with DoD.

CAT CAT-16

PR-02 DoD Spectrum Manager Support The AWS-3 EEP shall support spectrum managers responsible for responding to coordination requests.

CAT CAT-34

PR-06 Federal Spectrum Manager Support The AWS-3 EEP shall support Federal spectrum managers responsible for responding to coordination requests.

CAT CAT-35

PERF-02 Request Completeness Period

The AWS-3 EEP shall be capable of acknowledging the completeness or incompleteness of a coordination request within 10 calendar days of posting on the portal.

CAT CAT-31, CAT-32

AWS-01 Coordination Request Submission An AWS-3 licensee shall be able to submit a coordination request via the portal.

CAT CAT-12

AWS-02 Coordination Request Withdrawal An AWS-3 licensee shall be able to withdraw a coordination request via the portal.

CAT CAT-17,CAT-18

AWS-03 Coordination Request Status Check An AWS-3 licensee shall be able to check the status of a coordination request once it has been submitted to the portal.

CAT CAT-13

AWS-04 Coordination Request Response Receipt An AWS-3 licensee shall be able to receive responses regarding its requests via the portal.

CAT CAT-34, CAT-35

AWS-05 AWS Licensee Correspondence Support An AWS-3 licensee shall be able to originate and receive correspondence regarding its requests via the portal.

CAT CAT-16

AWS-06 AWS Laydown Data Format The AWS-3 EEP shall provide the capability for a licensee to input

AWS laydown technical data in the form of a CSV file.

CAT CAT-12

AWS-07 AWS Sector Results Format The AWS-3 EEP shall provide the capability for a licensee to download AWS results data in the form of a CSV or PDF file.

CAT CAT-34, CAT-35

AWS-08 AWS Licensee Inbox The AWS-3 EEP shall provide an inbox capability for AWS licensees to receive status and messages.

CAT CAT-15

SMO-01 SMO Account Set-Up The initial account set-up for an SMO shall be made by an AWS-3

EEP system administrator.

CAT CAT-5,CAT-6,CAT-7

SMO-05 Spectrum Manager Records Lookup The AWS-3 EEP shall provide the capability for a spectrum manager user to perform a lookup of coordination records stored in the portal.

CAT CAT-29

SMO-06 Spectrum Manager Results Format The AWS-3 EEP shall provide the capability for a spectrum manager user to download AWS results data in the form of a CSV or PDF file.

CAT CAT-29

SMO-07 Spectrum Manager Notification The AWS-3 EEP shall provide a notification capability for spectrum manager users to receive status notifications and messages.

CAT CAT-30

SE-01 Spectrum Engineer Account Set-Up AWS-3 EEP accounts for spectrum engineers shall be set up by an

AWS-3 EEP system administrator.

CAT CAT-8

SE-02 Spectrum Engineer Account Permissions AWS-3 EEP account permissions for spectrum engineers shall be managed by an AWS-3 EEP system administrator.

SE-03 Spectrum Engineer AWS Licensee Record Access The AWS-3 EEP shall provide spectrum engineers with read-only access to all AWS-3 licensee records.

CAT CAT-19

SE-04 Spectrum Engineer Correspondence

A spectrum engineer shall be able to send and receive correspondence with SMOs and the DSRMT concerning an AWS-3 coordination request, interference analysis and response to a coordination request.

CAT CAT-24

SE-05 Spectrum Engineer Queries The AWS-3 EEP shall provide the capability to look up coordination requests by carrier, dates and/or status.

CAT CAT-20

SE-06 Spectrum Engineer Records Lookup

The AWS-3 EEP shall provide the capability for a spectrum engineer analyst to perform a lookup of coordination records stored in the portal.

SE-07 Spectrum Engineer Results Format The AWS-3 EEP shall provide the capability for an engineer to download AWS results data in the form of a CSV or PDF file.

CAT CAT-34

SE-08 Spectrum Engineer Notification The AWS-3 EEP shall provide a notification capability for spectrum engineers to receive status notifications and messages.

CAT CAT-23,CAT-24

DSRMT-01 DSRMT Account Set-Up AWS-3 EEP accounts for DSRMT members shall be set up by an

AWS-3 EEP system administrator.

CAT CAT-9

DSRMT-02 DSRMT Account Permissions AWS-3 EEP account permissions for DSRMT members shall be managed by an AWS-3 EEP system administrator.

DSRMT-03 DSRMT AWS Licensee Record Access The AWS-3 EEP shall provide DSRMT members read-only access to all AWS-3 licensee records.

CAT CAT-25

DSRMT-04 DSRMT Correspondence

A DSRMT member shall be able to send and receive correspondence concerning an AWS-3 coordination request, interference analysis and response to a coordination request.

CAT CAT-27

DSRMT-05 DSRMT Queries The AWS-3 EEP shall provide the capability to DSMRT to lookup

AWS-3 coordination requests by carrier, dates and/or status.

CAT CAT-26

DSRMT-06 DSRMT Records Lookup The AWS-3 EEP shall provide the capability for DSRMT members to perform a lookup of coordination records stored in the portal.

CAT CAT-26

DSRMT-07 DSRMT Results Format The AWS-3 EEP shall provide the capability for DSRMT members to download AWS results data in the form of a CSV or PDF file.

DSRMT-08 DSRMT Notification The AWS-3 EEP shall provide a notification capability for DSRMT members to receive status notifications and messages.

CAT CAT-28

FED-01 Federal User Account Set-Up AWS-3 EEP accounts for Federal Users shall be set up by an AWS-3

EEP system administrator.

CAT CAT-10

FED-02 Federal User Account Permissions AWS-3 EEP account permissions for Federal Users shall be managed by an AWS-3 EEP system administrator.

FED-03 Federal User Notification The AWS-3 EEP shall provide a notification capability for Federal users to receive status notifications and messages.

CAT CAT-35

FED-04 Federal User Queries The AWS-3 EEP shall provide the capability to lookup AWS-3 coordination requests by carrier, dates and/or status.

CAT CAT-36

FED-05 Federal Records Lookup

The AWS-3 EEP shall provide the capability for a federal spectrum manager user to perform a lookup of coordination records stored in the portal.

CAT CAT-36

FED-06 Federal User Results Format The AWS-3 EEP shall provide the capability for a federal user to upload results data in the form of a CSV or PDF file.

CAT CAT-35

OPS-01 Coordination Request Completeness Check The AWS-3 EEP shall determine whether a coordination request contains all required information.

CAT CAT-31, CAT-32

OPS-02 Coordination Request Status The AWS-3 EEP shall maintain a record of the current status of a coordination request throughout its entire processing cycle.

CAT CAT-31

OPS-03 Analysis Response Tracking The AWS-3 EEP shall track the response from each agency whose assignments are affected by a coordination request.

CAT CAT-31, CAT-32,

CAT-33, CAT-34

OPS-06 Unique Request Monitoring The AWS-3 EEP shall assign a unique request tracking number to each submitted coordination request.

CAT CAT-12

PR-07 SATOPS Spectrum Manager Support The AWS-3 EEP shall support SATOPS personnel responsible for managing the

SATOPS Streamlined Coordination process.

TS-20 TS20-TC02

TS20-TC07

SATOPS-01 SATOPS User Account Set-Up AWS-3 EEP accounts for SATOPS users shall be set up by an AWS-3 EEP system administrator.

TS-05 TS05-TC07

SATOPS-02 SATOPS User Account Permissions AWS-3 EEP account permissions for SATOPS users shall be managed by an

AWS-3 EEP system administrator.

TS-05 TS05-TC20

SATOPS-03 SATOPS User Notification The AWS-3 EEP shall provide a notification capability for SATOPS users to receive status notifications and messages.

TS-20 TS20-TC03

TS20-TC08

TS20-TC09

TS20-TC10

SATOPS-05 SATOPS User Results Format The AWS-3 EEP shall provide the capability for a SATOPS user to download results data in the form of a PDF file.

TS-20 TS20-TC06

TS20-TC07

TS20-TC08

TS20-TC10

HL-20 SATOPS Coordination Process

The AWS-3 EEP shall be capable of supporting the SATOPS streamlined coordination process specified by FCC and NTIA with respect to incumbent DoD frequency assignments.

v2.0 CAT CAT-3

HL-21 Relocating DoD SATOPS Assignments

The AWS-3 EEP shall support AWS-3 SATOPS deployment plans with respect to DoD assignments being relocated out of the 1761 – 1780 MHz sub-band during the transition period.

v2.0 CAT CAT-3

HL-22 SATOPS Deployment Plan Collection The AWS-3 EEP shall collect SATOPS deployment plan requests and the technical data submitted from AWS-3 licensees.

v2.0 CAT CAT-8

HL-23 SATOPS Deployment Plan Acceptance The AWS-3 EEP shall notify licensees when their deployment plans and data packages have been entered into the DSO analysis queue.

v2.0 CAT CAT-8

HL-24 SATOPS Coordination Agreement Collection The AWS-3 EEP shall collect SATOPS coordination agreements submitted from AWS-3 licensees.

v2.0 CAT CAT-5

HL-25

SATOPS Countersigned Coordination Agreement

Collection

The AWS-3 EEP shall collect SATOPS countersigned coordination agreements from SATOPS incumbents.

v2.0 CAT CAT-7

HL-26

SATOPS Deployment Plan Routine Processing

Automation

The AWS-3 EEP shall automate routine processing and tracking of AWS-

3 deployment plans from licensees.

v2.0 CAT CAT-10

HL-27 SATOPS Supporting Files Collection

The AWS-3 EEP shall collect SATOPS coordination agreement supporting files: mitigation plans, contact information, and safety of life assurances.

v2.0 CAT CAT-13, CAT-14

HL-28 Post 60-Day Process

The AWS-3 EEP shall be capable of supporting the Post 60-Day processes associated with carrier coordination after initial results of CR assessments are provided to the carriers.

v2.0 CAT CAT-15, CAT-16

HL-29 Post 60-day Process Supporting Files Collection

The AWS-3 EEP shall provide the capability for a user to upload Carrier

Final Responses, Operator-to-Operator Agreements, and meeting minutes at every end-state status in the form of a PDF file.

v2.0 CAT CAT-18, CAT-19

SATOPS-04 SATOPS User Queries

The AWS-3 EEP shall provide the capability to lookup AWS-3 coordination agreements and deployment plans by carrier, dates and/or status.

v2.0 CAT CAT-7, CAT-10, CAT-11

OPS-02.1 SATOPS Coordination Status

The AWS-3 EEP shall maintain a record of the current status of a coordination agreement and deployment plan throughout its entire processing cycle.

v2.0 CAT CAT-6, CAT-7, CAT-9, CAT-10, CAT-11, CAT-

OPS-04.1 SATOPS Internal Response Tracking

The AWS-3 EEP shall track and maintain a copy of all correspondence between and among AWS-3 licensees, SATOPS Leads and the DSRMT relating to coordination agreements and deployment plans.

v2.0 CAT CAT-7, CAT-10, CAT-11

OPS-06.1 SATOPS Unique Request Monitoring The AWS-3 EEP shall assign a unique request tracking number to each submitted coordination agreement and deployment plan.

v2.0 CAT CAT-5, CAT-8

OPS-09.1 SATOPS Lead Notification The AWS-3 EEP shall automatically notify the SATOPS Lead of the submission of a coordination agreement and deployment plan.

v2.0 CAT CAT-6

OPS-10.1 SATOPS Coordination Workflow Status The AWS-3 EEP shall provide the capability to maintain the status of the workflow of each coordination agreement and each deployment plan.

v2.0 CAT CAT-6, CAT-7, CAT-9, CAT-10, CAT-11, CAT-

OPS-14 Carrier Accepts CR Results

The AWS-3 EEP shall provide the capability for a licensee to accept the

CR results, accept the CR, and complete closeout in the Post 60-day process.

v2.0 CAT CAT-15, CAT-16, CAT-

17, CAT-20

OPS-15 Carrier Objects CR Results

The AWS-3 EEP shall provide the capability for a licensee to object the

CR results, retract the CR, and complete closeout in the Post 60-day process.

v2.0 CAT CAT-16

OPS-16 Carrier Requests Discussion

The AWS-3 EEP shall provide the capability for a licensee to request a meeting with the DoD to discuss the Results Letter in the Post 60-day process.

v2.0 CAT CAT-16

HL-30 Resources Library

The AWS-3 EEP shall provide a Resources library to store EEP-related information (FAQs, training materials, information briefs, etc.) on the portal, available for download by all users of the system and maintained by the DSRMT. Regression test suite TS12-Resource Library

DB-04,

EEP-715 Portal Statistics Database

The AWS-3 EEP shall maintain a searchable database of all portal processing statistics

Statistics: Provide DOJ and DOI with the ability to generate statistics for their CRs similar to

DSRMT. Regression test suite

TS21-Statics

TS23-Statics-Fed

EEP-1413 Resize column Allow the user to resize columns in grid lists Regression test suite TS17-TC16, TS17-TC14-CADP

EEP-1414 Retain column filter Retain column filter when going back and forth between case detail and all cases page

Regression test suite TS17-TC17, TS17-TC15-CADP

EEP-1324 Filter by date Need capability to filter by Date without time of day value

Regression test suite TS17-TC12

EEP-1415 Add Delete button Delete Button for Inbox Regression test suite TS16-TC44, TS16-TC45

EEP-1322 Enable Case ID into link On the Message Detail page make the Case ID (if any) into a link to go to the Case Detail

Regression test suite TS16-TC47

EEP-1416 Disable remove files button On the Remove Files page, disable the "Remove" button when no files are selected

Regression test suite TS15-TC30

EEP-1311 Disable download selected case button

On the All Cases page, disable Download Selected

Cases button when no cases selected

Regression test suite TS17-TC04, TS17-TC04-CADP

EEP-1417 Add a "Send Message" button Add a "Send Message" button to the Case Detail page

Regression test suite TS15-TC31

EEP-1425 Add a "Reply" button Add a "Reply" button to the Message Detail page Regression test suite TS16-TC46

EEP-1418 Create new case confirmation After creating a new case, inform the user of the case ID(s)

Regression test suite TS13-TC03

EEP-1321 Add "Date Modified" Add 'Date Modified' column on All Cases grid. Regression test suite TS17-TC01

EEP-1419 Rearrange Case Detail information

In Case Detail page, move up the Subcase Report

Changes field for better layout

Regression test suite TS15-TC03

EEP-1420 Dynamically puralize messages In confirmation to remove files, automatically pluralize message as appropriate

Regression test suite TS15-TC30

EEP-1421 Add tooltip to grid headers Add a tooltip to grid headers, especially for "S.C.

Chg." so it's clear what the column displays

Regression test suite TS17-TC15

EEP-1323 Move Agency column Move Agency column within the first 5 columns of the grid

Regression test suite TS17-TC01

ID Short Name Description Source Test ID

EEP-1153 Review, resolve, and remove "TODO" comments in code, as appropriate 2.3 CAT CAT-33

EEP-1515 Document workflow using diagram 2.3 CAT CAT-32

EEP-1516 Document SharePoint site columns 2.3 CAT CAT-32

EEP-1517 Include a comment describing purpose in each source code file 2.3 CAT CAT-33

EEP-1518 Improve code-level documentation in C# 2.3 CAT CAT-33

EEP-1520

New message is still attached/linked to the Case, even if the Case ID field is blank

2.3 CAT

Regression: TS15

CAT-22

TS15-TC31, TS15-TC13-CADP

EEP-1521 Handle < > : in the Title field 2.3 CAT CAT-23

EEP-1528 On 'Upload Other SATOPS File' page, disable 'OK' button when no file type is selected 2.3 CAT CAT-24

EEP-1529 Clean up Upload Files dialog 2.3 CAT CAT-25

EEP-1530 Leave the default group blank on Create New User page 2.3 CAT CAT-26

EEP-1572 Improve code-level documentation in PowerShell 2.3 CAT CAT-33

EEP-1257 Subcase Report Changes field should be hidden in DOI or DOJ case detail 2.3 CAT CAT-4

EEP-1497 Handle curly brackets input in the Title field 2.3 CAT CAT-8

EEP-1505 When pressing Pause button, the alert no longer shows up 2.3 CAT CAT-10

EEP-1239 Reword links under "My Subcases" on SMO landing page for easier understanding 2.3 CAT CAT-3

EEP-1276

Add file type 'PDF' and 'CSV' to all files uploaded in change status window 2.3 CAT

Regression: TS13

Regression: TS14

Regression: TS20

Regression: TS22

CAT-5

TS13-TC03 , TS13-TC13

TS14-TC05-DoD , TS14-TC06-DoD

TS13-TC01-FED, TS13-TC03-FED

TS14-TC05-DoD, TS14-TC06-DoD, TS14-TC01-FED

TS20-TC03 , TS20-TC06

TS22-TC04, TS22-TC09, TS22-TC08

EEP-1391

Add descriptive text on Resources library page.

2.3 CAT

Regression: TS12

CAT-6

TS12-TC02

EEP-1477 Add a button to clear all filters to each grid

2.3 CAT

Regression: TS17

Regression: TS16

Regression: TS20

CAT-7

TS16-TC49

TS17-TC18 , TS17-TC16 - CADP

TS20-TC30

EEP-1496 Replace Admin grids with multi-select grid 2.3 CAT CAT-27

EEP-1503 Improve user feedback

2.3 CAT

Regression: TS13

Regression: TS15

Regression: TS17

CAT-9

TS13-TC03

TS13-TC14

TS13-TC01-FED

TS15-TC09-CADP

TS15-TC11-CADP

TS15-TC29

TS15-TC30

TS17-TC04

TS17-TC10

TS17-TC12

TS17-TC04-CADP

TS17-TC11-CADP

TS17-TC09 - CADP

EEP-1507

Add a tooltip to the Delete button on the Inbox page 2.3 CAT

Regression: TS16

CAT-11

TS16-TC50

EEP-1509

Hide the 'Remove Files' button if no files have been uploaded 2.3 CAT

Regression: TS20

CAT-12

TS20-TC14

TS20-TC24

EEP-1510

Add a default value to the Notes field in Case Detail

2.3 CAT

Regression: TS13

Regression: TS20

Regression: TS22

CAT-13

TS13-TC19

TS13-TC05-FED

TS20-TC31

TS22-TC17

EEP-1511

On the Case History, link user name to New Message to group

2.3 CAT

Regression: TS16

CAT-14

TS16-TC51

EEP-1512 Add Clock Date Fields to Statistics Full Export

2.3 CAT

Regression: TS21

Regression: TS23

CAT-15

TS21-TC26

TS23-TC11-DOI

TS23-TC11-DOJ

EEP-1513 Change Response Delivered analysis results file to accept only .csv format

2.3 CAT

Regression: TS14

CAT-16

TS14-TC05-DoD

TS14-TC06-DoD

TS14-TC01-FED

EEP-1519 Validation is inconsistent in the create new message page 2.3 CAT CAT-21

EEP-1523 Add link to DSRMT landing page for cases with Closeout Complete 2.3 CAT CAT-17

EEP-1524 Add link to Federal agency landing pages for cases with Withdrawal Requested 2.3 CAT CAT-18

EEP-1525 Prevent files with the same file name from being uploaded when changing status 2.3 CAT CAT-19

EEP-1526 Extend ability to upload additional files to the full duration of the workflow 2.3 CAT CAT-20

EEP-1552 Add “Notes” field to Statistics Export by Cases 2.3 CAT CAT-28

EEP-1553 Calculation of Time Remaining for cases that exceed 10-day process 2.3 CAT CAT-30

EEP-1560 Add link to all landing pages for cases that are paused 2.3 CAT CAT-29

EEP-1563 Add a workflow and related pages to support the TRR workflow 2.3 CAT (TRR) CAT-TRR-3 through CAT-TRR-15

EEP-1576 Modify post-60-day workflow process 2.3 CAT CAT-31