4-Appendix II - Ethics Orientation-Contractors-Vendors-rev 2023.pdf
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- MWJ2606
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- Cook County, Illinois
About this file
This is an Ethics Orientation document for contractors and vendors working with the City Colleges of Chicago (CCC). The document serves as a compliance guide outlining the ethical standards and requirements that all contract workers, vendors, and Board members must adhere to when conducting business with CCC. The orientation covers multiple regulatory frameworks applicable to CCC's operations and contractor relationships.
The document details key ethics requirements including mandatory annual ethics training for all personnel engaged with CCC, compliance with the Gift Ban policy prohibiting contractors and vendors from offering gifts to CCC employees except as explicitly permitted, fiduciary responsibility obligations requiring contractors to act in good faith with honesty and integrity, restrictions on unauthorized use of District property, and political activity limitations restricting individuals doing business with CCC within the preceding four years from making aggregate contributions exceeding $1,500 to city candidates or elected officials. Contractors and vendors must also comply with Minority Business Enterprise (MBE) and Women Business Enterprise (WBE) participation goals, complete Schedule A implementation plans identifying certified MBE and WBE participants, submit economic disclosure statements, and sign acknowledgment forms confirming receipt of the ethics orientation packet and commitment to read the full CCC Ethics Policy. Violations of the ethics policy may result in debarment from conducting future business with CCC and imposition of additional penalties as outlined in the policy.
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ETHICS ORIENTATION
CONTRACTORS/VENDORS
Updated 02/2023
CITY COLLEGES OF CHICAGO ETHICS ORIENTATION
CONTRACTORS/VENDORS
INTRODUCTION/GENERAL PRINCIPLES
As a City Colleges of Chicago (CCC) vendor/contract worker you are subject to the City Colleges of Chicago Ethics Policy. The purpose of this policy is to promote public confidence in the integrity of CCC by establishing consistent standards for the conduct of CCC business by Board members and employees.
The CCC Ethics Policy applies to full-time, part-time, temporary and seasonal employees, as well as to appointees to the Board of Trustees and contract workers.
As a CCC vendor/contract worker, you are expected to work on behalf of CCC in a manner that always complies with laws, rules, regulations and policies. By doing so and by always acting with honesty and integrity you are allowing established values to guide your actions and decisions. That is what it means to follow the principles of ethics.
The information that follows is intended to make you aware of selected elements of the CCC Ethics Policy and other laws and rules that relate to ethical conduct. If you have questions you may contact the CCC Procurement Office.
ETHICS OFFICER
The City Colleges Ethics Officer is designated by the Chancellor to provide guidance to the officials and employees of the District concerning the interpretation and compliance with the provisions of the City Colleges of Chicago Ethics Policy. The Ethics Officer shall also perform such other duties as may be delegated by the City Colleges of Chicago Board.
ANNUAL ETHICS TRAINING
All CCC employees are required to complete at least annually an ethics training program conducted by the City Colleges of Chicago. This requirement applies to any person employed full-time, part-time, or pursuant to a contract, as well as to any appointee – i.e. Board members.
The ethics training reflects aspects of the City Colleges of Chicago Ethics Policy. The City Colleges Ethics Training Administrator will notify you and provide instructions to you concerning when and how to participate in the annual ethics training.
Updated 02/2023
EXCERPTS FROM CCC ETHICS POLICY
GIFT BAN
In many instances, it is unlawful for a CCC employee to accept gifts that are offered in connection with his or her job. An employee cannot solicit or accept a gift from certain individuals or entities that are defined by law as a “prohibited source.” Current vendors, as well as vendors interested in doing work for CCC are considered prohibited sources.
As a contractor or vendor doing business with the City Colleges of Chicago you are required to comply with the Gift Ban prohibition of the CCC Ethics Policy. Under the Gift Ban Section of the Policy (Section 1aa) current vendors, as well as vendors interested in doing work for CCC are considered prohibited sources and thereby precluded from providing gifts to CCC employees except as provided in the CCC Policy at Section 4-2(a-l). If you are in doubt about a gift, contact your Ethics Officer and read the City Colleges of Chicago Ethics Policy on Gift Ban. A link to The City Colleges of Chicago Ethics Policy can be found at http://www.ccc.edu/departments/ pages/ethics.aspx
FIDUCIARY RESPONSIBILITY
All vendor/contract workers, Board members and student officers of the District owe fiduciary responsibility to the Board, District and residents of the District. Fiduciary responsibility is defined as a relationship imposed by law where someone has voluntarily agreed to act in the capacity of a "caretaker" of another's rights, assets and/or well being. The fiduciary owes an obligation to carry out the responsibilities with the utmost degree of "good faith, honesty, integrity, loyalty and undivided service of the beneficiaries’ interest."
USE OF DISTRICT PROPERTY
CCC full-time, part-time, temporary and seasonal employees, as well as appointees to the Board of Trustees and contract workers shall not engage in or permit unauthorized use of District property.
POLITICAL ACTIVITY
No person who has done business with the City Colleges of Chicago within the preceding four years or is seeking to do business with the City Colleges of Chicago shall make contributions in an aggregate amount exceeding $1500.00: (i) to any candidate for city office during a single candidacy; or (ii) to an elected official of the government of the city during any reporting year of his term; or (iii) any official or employee of the City Colleges of Chicago who is seeking election to any other office.
Updated 02/2023
PENALITIES
Any contractor doing business with City Colleges of Chicago found to have violated the City Colleges of Chicago Ethics Policy, may be barred from doing business with City Colleges of Chicago, along with any other penalty provided for in this Policy.
CITY COLLEGES OF CHICAGO ETHICS POLICY
All vendor/contractor workers are required to read and will be held accountable to the City Colleges of Chicago Ethics Policy. The City Colleges of Chicago Ethics Policy can be found at http://www.ccc.edu/departments/pages/ethics.aspx
All vendors/contractors are required to sign the attached acknowledgment and return it to the Procurement Office. The executed acknowledgment will be on file in the Procurement Office.
VENDOR/CONTRACTOR ACKNOWLEDGEMENT
I affirm that I have received the Ethics Orientation Contractors/Vendors packet. I further affirm that I will read the full text of the City Colleges of Chicago Ethics Policy.
FIRM NAME SUBMITTED BY
Contact Information for the City Colleges of Chicago Ethics Office
Telephone: (312) 553-2925 Email: ethicsoffice@ccc.edu Web Page: http://www.ccc.edu/departments/pages/ethics.aspx
Updated 02/2023
DATE TITLE
SIGNATURE
| Terms & Conditions Regarding Compliance with the Minority Business Commitment and the Women Business Enterprise Commitment |
| Terms & Conditions Regarding Compliance |
| with the City Colleges of Chicago’s |
| SECTION 2: POLICY STATEMENT AND TERMS |
| SECTION 3: DEFINITIONS |
| SECTION 4: PARTICIPATION GOALS |
| 4.2 Bidder/Proposer’s Commitment and Responsibility |
| SECTION 5: PROCEDURE TO DETERMINE BID & PROPOSAL COMPLIANCE |
| B. Schedule C: Letter of Intent |
| C. Letters of Certification & Certification Determination |
| D. Schedule C-2 & Joint Venture Agreements |
| 5.2 Correct Completion of Schedules |
| 5.3 Deficient Compliance Plans |
| SECTION 6: COUNTING MBE/WBE PARTICIPATION TOWARD CONTRACT GOALS |
| A. Direct Participation |
| B. Indirect Participation |
| C. Commercially Useful Function (CUF) |
| D. MBE/WBE Subletting |
| E. Counting MBE/WBE Manufacturers |
| F. Counting MBE/WBE Suppliers |
| G. Counting Total Dollar Value Awarded To Certified MBEs/WBEs |
| H. MBE/WBE Controlled Firms |
| I. Counting Total Dollar Value of Eligible Joint Ventures |
| A Schedule C-2 and Joint Venture agreement must be submitted to support utilizing an MBE or WBE as a Joint-Venture participant. |
| A. Fees or Commissions For Providing Services |
| B. Fees For Delivering Materials and Supplies |
| C. Fees or Commissions For Bonds or Insurance |
| SECTION 7: CHANGES TO MBE/WBE PARTICIPATION PLAN |
| 7.2 Substitutions |
| SECTION 8: WAIVERS of MBE and WBE GOALS |
| 8.2 Unacceptable Basis for Waiver Request |
| 8.3 Subsequent Waiver by Request of Contractor |
| 8.4 Waiver Initiated by City Colleges of Chicago |
| SECTION 9: REPORTING AND RECORD-KEEPING REQUIREMENTS |
| 9.2 Payments to MBE and WBES |
| 9.3 Maintenance of Relevant Records |
| SECTION 10: NON-COMPLIANCE WITH MBE and WBE PARTICIPATION GOALS |
| 10.2 Notification regarding Non-compliance |
| 10.3 Determination of non-compliance |
| 10.4 MBE and WBE Remedies For Prime Vendor Non-Compliance |
| 10.5 Sanctions for Non-compliance |
| B. Contractor’s Right To Appeal Decision |
| C. Sanctions Available To The City Colleges of Chicago |
| SCHEDULE A |
| MBE / WBE Goal Implementation Plan |
| The certified MBE and WBE participants on this project include (attach additional sheets as necessary): |
| SCHEDULE A |
| MBE / WBE Goal Implementation Plan |
| SCHEDULE A |
| MBE / WBE Goal Implementation Plan |
| SCHEDULE C |
| SCHEDULE C |
| SCHEDULE C-1 |
| SCHEDULE C-2 |
| SCHEDULE C-2 |
| SCHEDULE C-2 |
| SCHEDULE D |
| Waiver Request |
| SCHEDULE D |
| Waiver Request |
| CITY COLLEGES OF CHICAGO ETHICS ORIENTATION CONTRACTORS/VENDORS |
| ETHICS OFFICER |
| ANNUAL ETHICS TRAINING |
| EXCERPTS FROM CCC ETHICS POLICY |
| FIDUCIARY RESPONSIBILITY |
| USE OF DISTRICT PROPERTY |
| POLITICAL ACTIVITY |
| PENALITIES |
| CITY COLLEGES OF CHICAGO ETHICS POLICY |
| All vendor/contract workers are required to sign the attached acknowledgment and return it to the Procurement Office. The executed acknowledgment will be on file in the Procurement Office. |
| FIRM NAME SUBMITTED BY |
| IRS W-9 |
| General Instructions |
| Economic Disclosure |
| Statement |
| INSTRUCTIONS FOR COMPLETING CITY COLLEGES OF CHICAGO ECONOMIC DISCLOSURE STATEMENT AND AFFIDAVIT |
| Blank Page |
| Blank Page |
| Blank Page |
| Blank Page |
| Blank Page |
| Blank Page |
| Firm Name: |
| Submitted By: |
| Title: |
| Date: |
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