1-1. RFP 2026-10 SRTP Letter RFP.pdf
PDF 888 KB Posted
- Attached to
- Short Range Transit Planning
- Solicitation number
- 2026-10
- Issued by
- Alameda County, California
About this file
RFP 2026-10 Summary: Short-Range Transit Planning Services
This Request for Proposals (RFP) document issued by the Livermore Amador Valley Transit Authority (LAVTA) solicits qualified firms to provide short-range transit planning services for a one-year contract term. The RFP was issued on September 8, 2026, with a non-mandatory pre-proposal meeting scheduled for September 22, 2026, at 10:00 a.m. PDT at LAVTA's Administrative Offices in Livermore, California, with remote attendance available via Zoom. Written questions and requests for clarification must be submitted by September 25, 2026, at 4:00 p.m. PDT, with LAVTA's response due by September 30, 2026. Proposals must be submitted through the Bonfire Procurement Portal by October 16, 2026, at 2:00 p.m. PDT. LAVTA anticipates conducting interviews on November 4-5, 2026, with a tentative contract award date of November 9, 2026, and a notice to proceed date of November 16, 2026. The contract will be awarded to the highest-ranked, most qualified proposer submitting a responsive proposal.
Proposals will be evaluated based on staff qualifications (0-25 points), company experience and references (0-20 points), reasonableness of cost (0-25 points), and approach to scope of services (0-30 points), for a maximum of 100 points. Proposers must submit three to five client references demonstrating relevant experience within the past five years and provide evidence of insurance capability meeting LAVTA's requirements. The contract is subject to Federal Transit Administration financial assistance and compliance with federal cost principles and auditing requirements. Proposers must complete all required forms, including cost proposals accounting for all labor, materials, supplies, taxes, overhead, insurance, and profit. The submission constitutes a firm offer binding for 120 days. LAVTA reserves the right to reject any or all proposals, request revised proposals, conduct negotiations, or cancel the procurement at its sole discretion. The DBE Program applies, and no contract-specific DBE participation goal has been established; however, proposers must cooperate with LAVTA's non-discrimination objectives.
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Text version
September 8, 2026
RE: Request for Proposals (RFP) for Short-Range Transit Planning
Dear Proposers, The Livermore Amador Valley Transit Authority (LAVTA) invites you to submit a proposal to provide Short-Range Transit Planning Services as further detailed in the Scope of Services, Appendix A, to this RFP ("Services").
LAVTA anticipates awarding a contract for a one-year term to the highest-ranked Proposer. The successful Proposer will execute an Agreement for Services for a not-to-exceed set amount.
LAVTA intends to adhere to the following solicitation timeline, which is subject to change at its discretion:
Activity Date
RFP Issued September 8, 2026
Pre-Proposal Meeting (not mandatory) September 22, 2026, 10:00 am PDT
Questions, and Requests for Clarification/ (RFCs) Due
September 25, 2026, prior to 4:00 p.m. PDT
LAVTA’s Response to Questions and RFCs September 30, 2026, by 4:00 p.m.
Proposals Due October 16, 2026, prior to 2:00 p.m.
PDT
Interviews (if required) November 4-5, 2026
Contract Award (tentative) November 9, 2026
Notice to Proceed (tentative) November 16, 2026
LAVTA is utilizing the Bonfire Procurement Portal for this solicitation. All Questions and/or Requests for Clarification (RFCs) must be submitted in writing by email via Bonfire at the following link: https://lavta.bonfirehub.com/.
LAVTA's written response to Questions and/or RFCs will be posted on Bonfire. Please refer to the above solicitation timeline.
Proposals will be received by way of upload to Bonfire at the following link:
https://lavta.bonfirehub.com/ until 2:00 p.m. on October 16, 2026. Hard copy or e-mailed submissions will NOT be accepted. Hard copies received will be returned (unopened) to Proposers without consideration.
Proposers must complete and submit the Cost Proposal Form (Form 5). Costs must include, but not be limited to, all labor, shipping, postage, materials, supplies, taxes, overhead, insurance, and profit and all other costs necessary to perform the work. A Proposer’s failure to submit a Cost Proposal may result in rejection of the proposal as non-responsive.
Submission of a proposal constitutes a firm offer to LAVTA for 120 days from the submission deadline for proposals. Submission of a proposal indicates acceptance by a firm of the conditions contained in this RFP unless clearly and specifically noted in the proposal submitted and confirmed in the Agreement between LAVTA and the firm selected.
For questions regarding this RFP, please contact Salomon Abdel-Aziz at (925) 455-7572 or procurements@lavta.org.
Sincerely, Salomon Abdel-Aziz Manager of Administrative Services
Attachments
RFP #2026-10 FOR PROVISION OF LIVERMORE AMADOR VALLEY TRANSIT AUTHORITY
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1. PROPOSAL CONTENTS AND REQUIREMENTS
A. Staff Qualifications
Identify the key personnel and staff, including subconsultants, if any, who will be directly engaged in the performance of the work under the Agreement; and outline the Proposer’s team’s capacity to successfully perform the desired services and include an organization chart showing the proposed team composition. Provide resumes for the proposed Project Manager and other key personnel demonstrating their qualifications, relevant project experience, certifications/licenses, and roles on the proposed team.
B. Company Qualifications & Approach to Scope of Services
Each Proposer must complete Proposal Cover Form (Form 1) and provide information about its company so that LAVTA can evaluate the firm’s stability and ability to support the commitments set forth in response to the RFP.
Proposers must describe their experience in providing the specified services for similar operations and/or entities, including public transportation agencies, if any (refer to Appendix A). Additionally, Proposers must provide a minimum of three (3) and a maximum of five (5) references of clients for whom, within the past five (5) years, the Proposer has provided similar services as those called for in this RFP. For each submitted Reference Form (Form 2), Proposers must supply a brief description of the services provided, the timeframe the services were provided, and current client contact information.
If the Proposer is a joint venture partner, an executed copy of the Joint Venture Agreement must be included with the proposal. The organizational arrangement and specific areas of responsibility (including administrative, technical, and financial) for each member of the joint venture must be outlined.
C. Use of Subconsultants
A Consultant intending to use any subconsultants to perform the Services must do so in accordance with the requirements of this RFP. Any and all subconsultants must be listed on the Prime Contractor/Consultant and Subcontractor/Subconsultant/Supplier Report (Form 4), submitted with the proposal and approved by LAVTA prior to contract award.
D. Addenda to RFP
LAVTA reserves the right to amend this RFP at any time. Any amendments to or interpretations of the RFP must be described in written Addenda.
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It is the Proposers' responsibility to monitor Bonfire on a regular basis. Only signed Addenda, issued by LAVTA’s authorized personnel, are binding. Proposers are required to acknowledge receipt of all Addenda, if any, during the submission of their proposals.
All Addenda issued must become part of the RFP. Proposers must acknowledge the receipt of each individual addendum in their proposals on the Proposal Cover Form, (Form 1). Proposer’s failure to acknowledge in its proposal receipt of Addenda may, at LAVTA’s sole option, cause the proposal to be rejected.
E. Conflicts of Interest
By submitting a proposal, the Proposer represents and warrants that no director, officer or employee of LAVTA is in any manner interested directly or indirectly in the proposal or in the Agreement that may be made under it or in any expected profits to arise therefrom, as set forth in Article 4, Division 4, Title I (commencing with Sec. 1090) of the Government Code of the State of California. The Proposer warrants and represents that it presently has no financial interest and agrees that it will not acquire any financial interest which would present a conflict of interest under California Government Code Sections 1090 et seq. or Sections 87100 et seq. during the performance of services under the Agreement. The Proposer further covenants that it will not knowingly employ any person having such an interest in the performance of the Agreement. Violation of this provision may result in the Agreement being deemed void and unenforceable.
2. EVALUATION OF PROPOSALS AND SELECTION PROCESS
LAVTA intends to award a contract to the highest ranked, most qualified, responsible Proposer that submits a responsive proposal for provision of the Services. LAVTA reserves the right to request additional information and clarifications during the evaluation and selection process from any or all Proposers regarding their proposals.
A. Selection Committee
A Selection Committee (Committee), which will include members of LAVTA's staff and possibly one or more outside experts, will review and rank the proposals submitted. The Committee's evaluation for all steps of the evaluation process will comprise the official record for the proposal evaluation process; individual evaluation records will not be available for public inspection at any point during or after the evaluation process. By submitting a proposal, Proposers agree to be bound by these terms and will not later challenge said terms.
B. Proposal Evaluation Process
The Proposers' proposal will be evaluated utilizing the criteria identified below. In ranking proposals, LAVTA will consider the proposal material submitted, oral interviews (if any are held) and any other relevant information about a given Proposer(s) (i.e.
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27007782.2 references).
C. Pre-Proposal Conference
A Pre-Proposal Conference will be held on September 22, 2026, at 10:00 a.m. PDT at LAVTA’s Administrative Offices, 1362 Rutan Court, Suite 100, Livermore, CA 94551.
Staff will be available to answer Proposers’ questions. Signs will be posted to direct prospective Proposers to the meeting room location. Attendance at this meeting is optional but is highly recommended. The meeting will consist of a review of the solicitation process, requested services, and required proposal submittals. The meeting is anticipated to take up to one (1) hour.
Proposers may also have the option of attending the meeting remotely via Zoom.
Instructions for attending the meeting electronically are as follows:
1.1.1 Via Zoom:
https://us02web.zoom.us/j/83013906010?pwd=ZBEttAw6CpbZ3j5T1tHtIAqr GoK3M2.1
(a) Click “Join” in upper right hand corner
(b) Enter Meeting Number: 83013906010
(c) Enter Meeting Password: PreBid0922
(d) Enter the required contact information
(e) Click the “Join” button after entering the above information
The RFP Documents are available for download on LAVTA’s website, https://www.wheelsbus.com/about/doing-business/.
Evaluation Criteria Possible Technical
Outcome
Staff Qualifications:
Project team members' qualifications to perform the
Services.
Project team members' relevant experience performing work that is the same or similar to the Services.
0 – 25
POINTS
Company Experience and References:
Proposer’s qualifications to perform the Services, specifically including its demonstrated ability to satisfy the requirements of the Scope of Work.
Demonstrated experience with short-range transit planning for Bay Area or California transit agencies.
Demonstrated experience with short-range transit planning with successful outcomes, particularly in a public transit environment.
0 – 20
POINTS
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Reasonableness of Cost:
Proposer’s reasonableness of costs.
0 – 25
POINTS
Approach to Scope of Services:
Proposal adequately describes approach to the scope of work described in Section 1.B and Appendix A.
Demonstrated understanding of local conditions, project goals, and desired outcomes.
0 – 30
POINTS
Maximum Total =
POINTS
D. Revised Proposals, Interviews and Negotiations
Following the initial review and screening of proposals, one or more Proposers may be invited to participate in the next step of the selection process.
LAVTA reserves the right to negotiate with any individual(s) or qualified firm(s), to request revised proposals, to visit the Proposer(s)' site(s), to interview or not, or to request best and final offers (BAFOs), if it is in the best interest of LAVTA to do so.
During this step, the Committee will evaluate Financial Statements and Audit Reports submitted by Proposers in the competitive range. Upon completion of this step in the selection process, the Committee will re-rank the firms remaining in the competitive range, in accordance with the evaluation criteria set forth above.
LAVTA also reserves the right to further reduce the competitive range at any time during this step of the evaluation and selection process and LAVTA may hold simultaneous discussions with those proposers that remain in the competitive range. Proposers who are no longer in the competitive range, and will therefore not continue to the final step of the selection and evaluation process, will be notified as soon as it is practicable.
LAVTA may accept the proposal, or may negotiate with the highest-ranked firms, the terms and conditions of the Agreement and/or the firms’ cost proposal including, but not limited to, the proposed hourly labor rates, overhead rates, profit fees, and/or billing rates as applicable. At this time, LAVTA may elect to request revised and/or best and final offers (BAFOs) from all of the firms remaining in the competitive range. At its sole discretion, LAVTA may also reject all proposals. LAVTA also may award an Agreement without conducting interviews or negotiations.
LAVTA reserves the right to modify or cancel the procurement in whole or in part, at its sole discretion, at any time before the Agreement is fully executed and approved on behalf of LAVTA. This RFP does not commit LAVTA to award an Agreement, to pay any costs incurred in the preparation of the proposal for this request, or to procure or contract for services. LAVTA reserves the right to reject any and all proposals, to accept the proposal it considers most favorable to LAVTA’s interest in its sole discretion, and to waive irregularities or informalities in any proposal or in the proposal procedures.
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If there is any evidence indicating that two or more Proposers are in collusion to restrict competition or are otherwise engaged in anti-competitive practices, the proposals of all such Proposers must be rejected, and such evidence may be a cause for disqualification of the participants in any future solicitations undertaken by LAVTA.
3. CONFIDENTIALITY
A. Confidentiality and Waiver of Claims
1. The California Public Records Act (Cal. Govt. Code Sections 7920.000 et seq.)
(CPRA) mandates public access to government records. Therefore, unless the information is exempt from disclosure by law, the content of the proposal, as well as any other written communication between LAVTA and the Proposer, is a public record that must be made available to the public.
2. If the Proposer believes any communication contains information exempt from disclosure under the CPRA, including trade secrets or other proprietary information that the Proposer believes would cause substantial injury to the Proposer’s competitive position if disclosed, the Proposer must request that LAVTA withhold from disclosure the exempt information by submitting:
a) an unredacted copy of the proposal marking each page containing such exempt information as confidential; and
b) a redacted copy of the proposal that redacts the purportedly exempt information; and
c) a separate "confidentiality index" including all of the following information:
(1) The section and page number of the proposal where the information is located; and
(2) An explanation of why the information is exempt from disclosure under the
CPRA.
3. By submitting a proposal, Proposer:
a) consents to the release of the redacted version of the proposal; and
b) consents to the release of any portion of its proposal not included in the confidentiality index; and
c) waives all claims against LAVTA, its directors, officers, employees and agents, for the disclosure of such information.
4. If the Proposer does not include a confidentiality index in its proposal, LAVTA will have no obligation to withhold any information from disclosure and may release the information sought without liability to LAVTA.
5. In the event of conflicts between the redacted version, the confidentiality index, and confidentiality designations in the body of the proposal, the redacted version prevails.
SHORT-RANGE TRANSIT PLANNING SERVICES PAGE 6 OF 21
6. A Proposer may not designate its entire proposal as confidential. LAVTA will not honor such designations and will disclose submittals so designated to the public without liability to LAVTA.
4. WAIVER
By submitting a proposal, the Proposer represents and warrants that it has sufficiently informed itself in all matters affecting the performance of the work or the furnishing of the labor, supplies, material, or equipment called for in the Agreement; that the prices stated in its proposal are correct and as intended by it and are a complete and correct statement of its prices for performing the work or furnishing the labor, supplies, materials, or equipment required by the Agreement.
5. CONTRACTUAL REQUIREMENTS
A. Agreement for Services
The selected Proposer for the provision of the Services will be required to execute an Agreement with LAVTA describing the Scope of Services to be performed, compensation, insurance requirements and other pertinent provisions. Submittal of a proposal must be deemed acceptance of all of the terms set forth in this RFP and the Sample Agreement unless the Proposer(s) includes with its proposal, in writing, any modifications requested to the RFP and/or Sample Agreement as set forth on the Exception Form (Form 3). No exceptions may be requested after the deadline for the submittal of proposals.
B. Disadvantaged Business Enterprises (DBE) Program
LAVTA is committed to and has adopted a Disadvantaged Business Enterprise (DBE) Program to ensure non-discrimination in the award and administration of all contracts and to create a level playing field on which DBEs can compete fairly for contracts and subcontracts relating to construction, procurement, and professional services activities.
A copy of the DBE Program is incorporated into this contract and available [on the Authority's website at the following page: https://www.wheelsbus.com/doing-business/.
On October 3, 2025, the U.S. Department of Transportation (DOT) issued an Interim Final Rule amending Title 49 of the Code of Federal Regulations Part 26, Participation by Disadvantaged Business Enterprises in Department of Transportation Financial Assistance Programs (Interim Final Rule). As a result of the Interim Final Rule, LAVTA has placed a moratorium on some of the DBE requirements associated with this solicitation and resulting agreement.
In connection with the performance of this contract, the Consultant will cooperate in meeting these commitments and objectives.
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Pursuant to 49 CFR §26.13, and as a material term of any Agreement with LAVTA, the Consultant hereby makes the following assurance and agrees to include this assurance in any Agreements it makes with subconsultants in the performance of this contract:
“The Consultant or subconsultant must not discriminate on the basis of race, color, national origin, or sex in the performance of this contract.
The Consultant must carry out applicable requirements of 49 CFR Part 26 in the award and administration of U.S. DOT-assisted contracts.
Failure by the Consultant or subconsultant to carry out these requirements is a material breach of this contract, which may result in the termination of this contract or such other remedy as LAVTA deems appropriate, which may include, but is not limited to: (1) Withholding monthly progress payments; (2) Assessing sanctions; (3) Liquidated damages; and/or (4) Disqualifying the contractor from future bidding as non-responsible.”
LAVTA implements its DBE Program in accordance with DOT regulations, and no contract-specific DBE participation goal has been established for this contract.
However, Proposers must cooperate with LAVTA in meeting its commitments and objectives with regard to ensuring nondiscrimination in the award and administration of contracts and must use their best efforts to ensure that barriers to DBE’s participation do not exist.
Proposers must complete, sign, and submit with their proposal the Prime Contractor/Consultant and Subcontractor/Subconsultant/Supplier Report (Form 4).
C. Insurance and Indemnification Requirements
Proposers are instructed to carefully review the insurance and indemnification provisions set forth in the Insurance Requirements (Appendix C) and Sample Agreement (Appendix B) and provide evidence of Proposer’s acceptance and ability to comply.
Proposers shall submit evidence of ability to provide insurance and meet the stated insurance requirements of LAVTA. Said evidence shall take the form of a current Certificate of Liability Insurance (COLI) or a letter from Proposer’s insurance agent or broker certifying that such insurance requirements can be obtained. If the certificate does not cover the requirements as specified in the Insurance Requirements (Appendix C), verification of availability of required insurance must otherwise be provided.
D. Federal Requirements
This RFP is subject to financial assistance from the U.S. Department of Transportation, Federal Transit Administration. Please refer to Federal Transit Administration Clauses (Appendix D).
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E. Audit Requirements
The Consultant's proposed rates and costs will be subject to audit in accordance with Federal Cost Principals (Title 48, Code of Federal Regulations, Part 31) and/or Generally Accepted Accounting Principles (GAAP). Consultant(s) must cooperate with LAVTA and its audit firm. After any audit recommendations are received by LAVTA, the proposed rates and costs must be adjusted by Consultant and approved by LAVTA, to conform to the audit recommendations. Consultant agrees that individual items of cost may be incorporated into the Consultant’s Agreement at LAVTA’s sole discretion to conform to the audit recommendations. Refusal by Consultant to incorporate audit recommendations will be considered a breach of the Agreement and may, at LAVTA’s sole discretion, be considered cause for termination of the Agreement.
Proposer(s) may be required to submit recent audit reports (not older than 18 months) of any subconsultant’s direct and indirect rates prior to contract award, and must state whether rates are consistent with Federal Cost Principals (Title 48, Code of Federal Regulations, Part 31). Each audit must have been conducted by the Federal Government, a Certified Public Accountant, or Independent Auditor. Proposer(s) must identify the audit source, contact name, phone number, and furnish copies of findings.
If a Proposer(s) provides fully-burdened rates for approval, for themselves or for a subconsultant, the rates must be accompanied by proof where another public agency has recently approved the quoted rate, or some other justification acceptable to LAVTA.
F. Ukraine/Russia Related Sanctions
As a public agency with contracts with state and federal departments and agencies, LAVTA is required to avoid transactions with any persons or entities subject to economic sanctions. For the purpose of this section, “Economic Sanctions” are defined as those imposed by the U.S. government in response to Russia’s actions in Ukraine, as well as any sanctions imposed under state law. By submitting a proposal, Consultant represents that it is not a target of Economic Sanctions. Should LAVTA determine Consultant is a target of Economic Sanctions or is conducting prohibited transactions with sanctioned individuals or entities, that shall be grounds for rejection of the Consultant's proposal any time prior to contract execution, or, if determined after contract execution, shall be grounds for termination by LAVTA.
6. PROPOSAL SUBMISSION CHECKLIST
To expedite the release of proposal documents to reviewers, you are instructed to upload the required documents in Adobe PDF format (unless otherwise noted) as follows.
1. ☐ Form 1: Proposal Cover Form
2. ☐ Technical Proposal (RFP, Section 1)
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3. ☐ Insurance Requirements: Certificate of Insurance or Letter from
Insurance Broker (RFP, Section 5.C and Appendix C)
4. ☐ Form 5: Cost Proposal
5. Forms 2, 3, 6 and 7:
☐ Form 2: Reference Form (RFP, Section 1.B) ☐ Form 3: Exception Form ☐ Form 6: Certification Regarding Federal Tax Liability and Recent Felony Convictions (Appendix D) ☐ Form 7: Lobbying Certification Form (Appendix D)
6. Designation of Subcontractors and Disadvantaged Business Enterprise
(DBE) Forms (RFP, Section 1.C and 5.B) ☐ Form 4: Prime Contractor and Subcontractor/Subconsultant/ Supplier Report
FORMS
Form 1 – Proposal Cover Form Form 2 – Reference Form Form 3 – Exception Form Form 4 – Prime Contractor and Subcontractor/Subconsultant/Supplier Report Form 5 – Cost Proposal Form Form 6 – Certification Regarding Federal Tax Liability and Recent Felony Convictions Form 7 – Lobbying Certification
APPENDICES
Appendix A – Scope of Services Appendix B – Sample Agreement for Services Appendix C – Insurance Requirements Appendix D – Federal Transit Administration Clauses
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SEPTEMBER 2026
FORM 1: PROPOSAL COVER FORM
PROPOSAL COVER FORM
for
Short Range Transit Planning
RFP # 2026-10
Livermore Amador Valley Transit Authority
Livermore, CA
A. GENERAL INFORMATION
DATE SUBMITTED: _________________________________
NAME OF FIRM UNDER WHICH BUSINESS IS CONDUCTED:
PROJECT(S) FOR WHICH YOU ARE PROPOSING IN THIS SUBMITTAL:
B. PROPOSAL CONTACT PERSON INFORMATION
NAME AND TITLE: _____________________________________________________
STREET ADDRESS: ___________________________________________________
MAILING ADDRESS, IF DIFFERENT: ______________________________________
EMAIL ADDRESS: _____________________________________________________
OFFICE PHONE NUMBER: ______________________________________________
CELL PHONE NUMBER: ________________________________________________
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27007782.2
C. CONDITIONS:
1. The Request for Proposals, required Forms, and Addenda, if any, are made a part of this Proposal.
2. The undersigned acknowledges receipt of the following Addenda (e.g.1, 2, 3, 4, etc.), if any:
3. The undersigned understands and agrees to be bound to the proposed Scope of Services and Cost Proposal for 120 days from the date of Proposal submittal.
4. The undersigned is prepared to sign the Sample Agreement for Services without alterations or exceptions or if it is requesting modifications to the Sample Agreement and/or any requirements of this RFP, has included such requested modifications in its proposal.
Exceptions, or modifications, if any, should be clearly identified and submitted on the Exception Form (Form 3).
SIGNED:
The undersigned certify that I/we submit this Proposal and sign this Proposal Cover Form with full and proper authorization to do so and have read, understood, and will comply with all the terms and conditions set forth in the RFP documents. *
Signature Signature
Printed Name Printed Name
Title Title
*Note:
If a sole owner, it must be signed by the owner of the company.
If a corporation, it must be signed by a Corporate Officer who has full and proper authorization to bind the Corporation to the proposal.
If a joint venture, it must be signed on behalf of each participating company by officers or other individuals who have the full and proper authorization to bind each company to the proposal.
If a partnership, it must be signed under the partnership name by a partner of the firm and the name of each partner must be provided.
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FORM 2: REFERENCE FORM
Proposers must list the company name and contact information as well as the status of contract(s) where the firm has either provided services as a prime contractor or as a subcontractor during the past five (5) years. A separate form must be provided for each contract the Proposer held/holds with the same company. A minimum of three (3) and a maximum of five (5) different references must be provided for whom similar products and/or services were provided. DO NOT USE LIVERMORE AMADOR VALLEY TRANSIT
AUTHORITY AS REFERENCES.
If contract was terminated, Proposer must list the reason for termination. Proposer also must identify and state the status of any litigation, claims or settlement agreements related to any of the identified contracts.
Company Project Description
Address Project / Contract Value
City, State, Zip Award Date / End Date
Contact Name Telephone
Contact Title Email
Scope and Status of Contract:
Other:
Name Telephone Number
Title Email Address
Note: Please complete this form for each reference provided
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FORM 3: EXCEPTION FORM
Submittal of a proposal shall be deemed acceptance of all the terms set forth in this RFP, including the Sample Agreement for Services, unless the Proposer includes with its proposal, in writing, any exceptions or modifications requested by the Proposer.
COMPANY NAME: ___________________
EXCEPTIONS: _____NO; _____YES. If YES, list below all exceptions to the solicitation documents and requirements, including exceptions to the Sample Agreement for Services and Insurance Requirements. Number each exception and attach additional copied pages of this form as necessary.
# Document (i.e.
RFP, Sample Agreement)
Section of Document
Exception/Issue/Suggested Revisions to Language
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FORM 4: PRIME CONTRACTOR/CONSULTANT AND SUBCONTRACTOR/SUBCONSULTANT/SUPPLIER REPORT
Proposer's Name: Contract # and Name:
Address:
Owner or Contact Person: Phone: ( )
Fax: ( )
E-Mail: Annual Gross Receipts:_________Age of Firm: _________
Instructions: Please provide information on ALL firms (subcontractors/subconsultants/suppliers) that provided Proposer a bid, quote, or proposal to perform work, provide labor, render services or provide supplies in connection with this contract WHETHER BID WAS ACCEPTED OR NOT.
Include all bid acceptance(s) AND rejection(s). If no subcontractors/subconsultants/suppliers will be used, mark “N/A” and sign the form.
Provide the North American Industry Classification System (NAICS) code(s) applicable to each scope of work the firm is sought out to perform on the contract. NAICS search https://www.census.gov/naics/.
Make a copy of this form for additional firms. Signature is required on page two of this form to be deemed responsive.
Subcontractor/Subconsultant/Supplier
Firm Name/Address/Contact Information
Portion of Work or Type of
Materials/Supplies
Dollar Amount of
Work
Bid/Quote
Accepted
(Yes*/No)
Annual Gross Receipts
Name:
___ < $1 Million
Address: ___ < $5 Million
___ < $10 Million
Contact Person: ___ < $15 Million +
E-mail:
Phone:
Age of Firm: _____
Name: ___ < $1 Million
Address: ___ < $5 Million
___ < $10 Million
Contact Person: ___ < $15 Million +
E-mail:
Address: ___ < $5 Million
___ < $10 Million
Contact Person: ___ < $15 Million +
E-mail:
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Prime Contractor and Subcontractor/Subconsultant/Supplier Report (Continued)
Subcontractor/Subconsultant/Supplier Firm Name/Address/Contact Information
Portion of Work or Type of
Dollar Amount of
Work
Bid/Quote
Accepted
(Yes*/No)
Annual Gross Receipts
Name:
___ < $1 Million
Address: ___ < $5 Million
___ < $10 Million
Contact Person: ___ < $15 Million +
E-mail:
Address: ___ < $5 Million
___ < $10 Million
Contact Person: ___ < $15 Million +
E-mail:
Address: ___ < $5 Million
___ < $10 Million
Contact Person: ___ < $15 Million +
E-mail:
Attach additional sheets as necessary.
Subcontractor Amount:
Total Bid Amount:
* Do not indicate more than one “Yes” for alternative subcontractors for the same work. Do not indicate TBD for “Bid Quote Accepted.”
The undersigned agrees that if it is the successful proposer and is awarded the contract with Livermore Amador Valley Transit Authority, it will enter into a formal agreement with the subcontractor(s), subconsultant(s) and/or supplier(s) whose bid/quote was accepted for the work as indicated above. I certify that the information included on this form is accurate and true.
Signature of Owner or Authorized Representative Title
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FORM 5: COST PROPOSAL
[Download Form 5 - Cost Proposal in Excel format from Bonfire]
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FORM 6: CERTIFICATION FOR FEDERAL TAX LIABILITY AND RECENT FELONY
CONVICTIONS
The undersigned certifies that Proposer:
(1) Does not have any unpaid Federal tax liability that has been assessed, for which all judicial and administrative remedies have been exhausted or have lapsed, and that is not being paid in a timely manner pursuant to an agreement with the authority responsible for collecting the tax liability; and
(2) Has not been convicted of a felony criminal violation under any Federal law within the preceding 24 months.
The selected Proposer will flow this requirement down to subcontractors and vendors at all lower tiers.
Date: __________________________________________________________________
Signature: ______________________________________________________________
Name: ________________________________________________________________
Title: __________________________________________________________________
Company: ______________________________________________________________
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FORM 7: LOBBYING CERTIFICATION FOR CONTRACTS GRANTS, LOANS AND
COOPERATIVE AGREEMENTS (Pursuant to 49 CFR Part 20)
The undersigned certifies, to the best of his or her knowledge and belief, that:
(1) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of an agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement.
(2) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form--LLL, “Disclosure Form to Report Lobbying,” in accordance with its instructions.
(3) The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly.
This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352, title 31, U.S. Code.
Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure.
Signature of Authorized Official
Name and Title of Authorized Official
Date
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Complete this form to disclose lobbying activities pursuant to 31 U.S.C. 1352 Approved by OMB 13520348-0046
1. Type of Federal Action: 2. Status of Federal Action: 3. Report Type:
a. contract
b. grant
c. cooperative agreement
d. loan
e. loan guarantee
f. loan insurance
a. bid/offer/ application
b. initial award
c. post-award
a. initial filing
b. material change
For Material Change Only:
Year _____ Quarter ________ Date of last report __________
4. Name and Address of Reporting Entity:
☐ Prime ☐ Subawardee Tier _____, if known.
Congressional District, if known:
5. If Reporting Entity in No. 4 is Sub-awardee, Enter Name and Address of Prime:
Congressional District, if known:
6. Federal Department/Agency: 7. Federal Program Name/Description:
CFDA Number, if applicable: ___________
8. Federal Action Number, if known: 9. Award Amount, if known:
10.a. Name and Address of Lobbying Entity (if individual, last name, first name, MI):
10.b.Individuals Performing Services (including address if different from No.10a) (last name, first name, MI.):
Attach Continuation Sheet if necessary.
11. Amount of Payment (Check all that apply)
$ ☐ actual ☐ planned
13. Type of Payment (Check all that apply) ☐ a. retainer ☐ b. one-time fee ☐ c. commission ☐ d. contingent fee ☐ e. deferred ☐ f. other, specify
14. Brief Description of Services Performed or to be Performed and Date(s) of Service, including Officer(s), Employee(s), or Member(s) Contacted for Payment Indicated in Item 11.
Attach continuation sheet if necessary.
15. Continuation Sheet(s) SF-LLL-A attached: ☐ YES ☐ NO
16. Information requested through this form is authorized by title 31 U.S.C. 1352. This disclosure of lobbying activities is a material representation of fact upon which reliance was placed by the tier above when this transaction was made or entered into. This disclosure is required pursuant to 31 U.S.C. 1352. This information will be reported to the Congress semi-annually and will be available for public inspection. Any person who fails to file the required disclosure shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each failure.
Signature:
Print Name:
Title:
Telephone No.:
Date:
Federal Use Only:
Authorized for Local Reproduction Standard Form-LLL
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INSTRUCTIONS FOR COMPLETION OF SF-LLL, DISCLOSURE OF LOBBYING ACTIVITIES
This disclosure form shall be completed by the reporting entity, whether subawardee or prime Federal recipient, at the initiation or receipt of a covered Federal action, or a material change to a previous filing pursuant to title 31 U.S.C. section 1352. The filing of a form is required for each payment or agreement to make payment to any lobbying entity for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with a covered Federal action. Use the SF-LLL-A Continuation Sheet for additional information if the space on the form is inadequate. Complete all items that apply for both the initial filing and material change report. Refer to the implementing guidance published by the Office of Management and Budget for additional information.
1. Identify the type of covered Federal action for which lobbying activity is and/or has been secured to influence the outcome of a covered Federal action.
2. Identify the status of the covered Federal action.
3. Identify the appropriate classification of this report. If this is a follow-up report caused by a material change to the information previously reported, enter the year and quarter in which the change occurred. Enter the date of the last previously submitted report by this reporting entity for this covered Federal action.
4. Enter the full name, address, city, state and zip code of the reporting entity. Include Congressional District, if known. Check the appropriate classification of the reporting entity that designates if it is, or expects to be a prime or subaward recipient. Identify the tier of the subawardee, e.g., the first subawardee of the prime is the 1st tier. Subawards include but are not limited to subcontracts, subgrants and contract awards under grants.
5. If the organization filing the report in item 4 checks “Subawardee,” then enter the full name, address, city, state and zip code of the prime Federal recipient. Include Congressional District, if known.
6. Enter the name of the Federal agency making the award or loan commitment. Include at least one organizational level below agency name, if known. For example, Department of Transportation, United States Coast Guard.
7. Enter the Federal program name or description for the covered Federal action (item 1). If known, enter the full Catalog of Federal Domestic Assistance (CFDA) number for grants, cooperative agreements, loans, and loan commitments.
8. Enter the most appropriate Federal identifying number available for the Federal action identified in item 1 (e.g., Request for Proposal (RFP) number; Invitation for Bid (IFB) number; grant announcement number; the contract, grant, or loan award number; the application/proposal control number assigned by the Federal agency. Include prefixes, e.g., “RFP-DE-90-001.”
9. For a covered Federal action where there has been an award or loan commitment by the Federal agency, enter the Federal amount of the award/loan commitment for the prime entity identified in item 4 or 5.
10. (a) Enter the full name, address, city, state and zip code of the lobbying entity engaged by the reporting entity identified in item 4 to influence the covered Federal action.
(b) Enter the full names of the individual(s) performing services, and include full address if different from 10 (a). Enter Last Name, First Name, and Middle Initial (MI).
11. Enter the amount of compensation paid or reasonably expected to be paid by the reporting entity (item 4) to the lobbying entity (item 10). Indicate whether the payment has been made (actual) or will be made (planned). Check all boxes that apply. If this is a material change report, enter the cumulative amount of payment made or planned to be made.
12. Check the appropriate box(es). Check all boxes that apply. If payment is made through an in-kind contribution, specify the nature and value of the in-kind payment.
13. Check the appropriate box(es). Check all boxes that apply. If other, specify nature.
14. Provide a specific and detailed description of the services that the lobbyist has performed, or will be expected to perform, and the date(s) of any services rendered. Include all preparatory and related activity, not just time spent in actual contact with Federal officials. Identify the Federal official(s) or employee(s) contacted or the officer(s), employee(s), or Member(s) of Congress that were contacted.
15. Check whether or not a SF-LLL-A Continuation Sheet(s) is attached.
16. The certifying official shall sign and date the form, print his/her name, title, and telephone number.
Public reporting burden for this collection of information is estimated to average 30 minutes per response, including time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed and completing and reviewing the collection of information. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Office of Management and Budget, Paperwork Reduction Project (0348-0046), Washington, D.C. 20503.
File details come from the government source that posted it. Updated .