N01PC65003-74_Amendment_4_SF_30_final.pdf

ATTACHMENT #1 to Amendment #04 Page 1 of 19

ATTACHMENT #1 to Amendment #04:

Title: RFP: N01PC65003‐74 SECTION I.1 Expanded clauses:

ARTICLE I.1. GENERAL CLAUSES FOR A COST‐REIMBURSEMENT CONTRACT WITH

EDUCATIONAL INSTITUTIONS

This contract incorporates the following clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically as follows: FAR Clauses at: http://www.acquisition.gov/far/ . HHSAR Clauses at:

http://www.hhs.gov/policies/hhsar/subpart352.html .

a. FEDERAL ACQUISITION REGULATION (FAR) (48 CFR CHAPTER 1) CLAUSES:

FAR

CLAUSE NO.

DATE TITLE

52.202‐1 Nov 2013 Definitions (Over the Simplified Acquisition Threshold) 52.203‐3 Apr 1984 Gratuities (Over the Simplified Acquisition Threshold) 52.203‐5 May 2014 Covenant Against Contingent Fees (Over the Simplified

Acquisition Threshold) 52.203‐6 Sep 2006 Restrictions on Subcontractor Sales to the Government (Over the Simplified Acquisition Threshold) 52.203‐7 May 2014 Anti‐Kickback Procedures (Over the Simplified Acquisition

Threshold) 52.203‐8 May 2014 Cancellation, Rescission, and Recovery of Funds for Illegal or

Improper Activity (Over the Simplified Acquisition Threshold) 52.203‐10 May 2014 Price or Fee Adjustment for Illegal or Improper Activity (Over the Simplified Acquisition Threshold) 52.203‐12 Oct 2010 Limitation on Payments to Influence Certain Federal

Transactions (Over $150,000) 52.203‐17 Apr 2014 Contractor Employee Whistleblower Rights and Requirements to Inform Employees of Whistleblower Rights (Over the Simplified Acquisition Threshold)

52.203‐99 Feb 2015 Prohibition on Contracting with Entities That Require Certain Internal Confidentiality Agreements (DEVIATION)

52.204‐4 May 2011 Printed or Copied Double‐Sided on Postconsumer Fiber Content Paper(Over the Simplified Acquisition Threshold)

52.204‐10 Oct 2016 Reporting Executive Compensation and First‐Tier Subcontract Awards ($30,000 or more)

52.204‐13 Oct 2016 System for Award Management Maintenance 52.209‐6 Oct 2015 Protecting the Government's Interest When Subcontracting

With Contractors Debarred, Suspended, or Proposed for Debarment (Over $35,000)

ATTACHMENT #1 to Amendment #04 Page 2 of 19

FAR

CLAUSE NO.

DATE TITLE

52.215‐2 Oct 2010 Audit and Records ‐ Negotiation [Note: Applies to ALL contracts funded in whole or in part with Recovery Act funds, regardless of dollar value, AND contracts over the Simplified Acquisition Threshold funded exclusively with non‐Recovery Act funds.], Alternate II (Aug 2016)

52.215‐8 Oct 1997 Order of Precedence ‐ Uniform Contract Format 52.215‐10 Aug 2011 Price Reduction for Defective Certified Cost or Pricing Data

(Over $750,000) 52.215‐12 Oct 2010 Subcontractor Cost or Pricing Data (Over $750,000) 52.215‐14 Oct 2010 Integrity of Unit Prices (Over the Simplified Acquisition

Threshold) 52.215‐15 Oct 2010 Pension Adjustments and Asset Reversions (Over $750,000) 52.215‐18 Jul 2005 Reversion or Adjustment of Plans for Post‐Retirement Benefits

(PRB) other than Pensions 52.215‐19 Oct 1997 Notification of Ownership Changes 52.215‐21 Oct 2010 Requirements for Certified Cost or Pricing Data and Data Other

Than Certified Cost or Pricing Data ‐ Modifications 52.215‐23 Oct 2009 Limitations on Pass‐Through Charges (Over the Simplified

Acquisition Threshold) 52.216‐7 Jun 2013 Allowable Cost and Payment, Alternate II (Aug 2012) 52.216‐11 Apr 1984 Cost Contract ‐ No Fee 52.219‐8 Nov 2016 Utilization of Small Business Concerns (Over the Simplified

Acquisition Threshold) 52.219‐9 Nov 2016 Small Business Subcontracting Plan (Over $700,000, $1.5 million for Construction) 52.219‐16 Jan 1999 Liquidated Damages ‐ Subcontracting Plan (Over $700,000, $1.5 million for Construction) 52.222‐2 Jul 1990 Payment for Overtime Premium (Over the Simplified Acquisition

Threshold) (Note: The dollar amount in paragraph (a) of this clause is $0 unless otherwise specified in the contract.)

52.222‐3 Jun 2003 Convict Labor 52.222‐21 Apr 2015 Prohibition of Segregated Facilities 52.222‐26 Sept 2016 Equal Opportunity 52.222‐35 Oct 2015 Equal Opportunity for Veterans ($150,000 or more) 52.222‐36 Jul 2014 Equal Opportunity for Workers with Disabilities 52.222‐37 Feb 2016 Employment Reports on Veterans ($150,000 or more) 52.222‐40 Dec 2010 Notification of Employee Rights Under the National Labor

Relations Act (Over the Simplified Acquisition Threshold) 52.222‐50 Mar 2015 Combating Trafficking in Persons 52.222‐54 Oct 2015 Employment Eligibility Verification (Over the Simplified

Acquisition Threshold)

ATTACHMENT #1 to Amendment #04 Page 3 of 19

CLAUSE NO.

DATE TITLE

52.223‐6 May 2001 Drug‐Free Workplace 52.223‐18 Aug 2011 Encouraging Contractor Policies to Ban Text Messaging While

Driving 52.225‐1 May 2014 Buy American ‐ Supplies 52.225‐13 Jun 2008 Restrictions on Certain Foreign Purchases 52.227‐1 Dec 2007 Authorization and Consent, Alternate I (Apr 1984) 52.227‐2 Dec 2007 Notice and Assistance Regarding Patent and Copyright

Infringement 52.227‐11 May 2014 Patent Rights ‐ Ownership by the Contractor (Note: In accordance with FAR 27.303(b)(2), paragraph (e) is modified to include the requirements in FAR 27.303(b)(2)(i) through (iv).

The frequency of reporting in (i) is annual.

52.227‐14 Dec 2007 Rights in Data ‐ General, Alternate IV (Dec 2007) 52.232‐9 Apr 1984 Limitation on Withholding of Payments 52.232‐20 Apr 1984 Limitation of Cost 52.232‐23 May 2014 Assignment of Claims 52.232‐25 Jul 2013 Prompt Payment, Alternate I (Feb 2002) 52.232‐33 Jul 2013 Payment by Electronic Funds Transfer‐‐System for Award

Management 52.232‐39 Jun 2013 Unenforceability of Unauthorized Obligations 52.233‐1 May 2014 Disputes 52.233‐3 Aug 1996 Protest After Award, Alternate I (Jun 1985) 52.233‐4 Oct 2004 Applicable Law for Breach of Contract Claim 52.242‐1 Apr 1984 Notice of Intent to Disallow Costs 52.242‐4 Jan 1997 Certification of Final Indirect Costs 52.242‐13 Jul 1995 Bankruptcy (Over the Simplified Acquisition Threshold) 52.244‐2 Oct 2010 Subcontracts (Over the Simplified Acquisition Threshold), Alternate I (June 2007) 52.244‐5 Dec 1996 Competition in Subcontracting (Over the Simplified Acquisition

Threshold) 52.244‐6 Nov 2016 Subcontracts for Commercial Items 52.245‐1 Apr 2012 Government Property, Alternate II (April 2012) 52.245‐9 Apr 2012 Use and Charges 52.246‐23 Feb 1997 Limitation of Liability (Over the Simplified Acquisition

Threshold) 52.249‐6 May 2004 Termination (Cost‐Reimbursement) 52.249‐14 Apr 1984 Excusable Delays 52.253‐1 Jan 1991 Computer Generated Forms

b. DEPARTMENT OF HEALTH AND HUMAN SERVICES ACQUISITION REGULATION (HHSAR) (48

CFR CHAPTER 3) CLAUSES:

ATTACHMENT #1 to Amendment #04 Page 4 of 19

HHSAR

CLAUSE NO.

DATE TITLE

352.203‐70 Dec 2015 Anti‐Lobbying 352.222‐70 Dec 2015 Contractor Cooperation in Equal Employment Opportunity

Investigations 352.227‐70 Dec 2015 Publications and Publicity 352.233‐71 Dec 2015 Litigation and Claims 352.237‐75 Dec 2015 Key Personnel

ARTICLE I.1. GENERAL CLAUSES FOR A COST‐REIMBURSEMENT CONTRACT WITH NON‐

PROFIT ORGANIZATIONS OTHER THAN EDUCATIONAL INSTITUTIONS

This contract incorporates the following clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically as follows: FAR Clauses at: http://www.acquisition.gov/far/ . HHSAR Clauses at:

http://www.hhs.gov/policies/hhsar/subpart352.html .

a. FEDERAL ACQUISITION REGULATION (FAR) (48 CFR CHAPTER 1) CLAUSES:

FAR

CLAUSE NO.

DATE TITLE

52.202‐1 Nov 2013 Definitions (Over the Simplified Acquisition Threshold) 52.203‐3 Apr 1984 Gratuities (Over the Simplified Acquisition Threshold) 52.203‐5 May 2014 Covenant Against Contingent Fees (Over the Simplified

Acquisition Threshold) 52.203‐6 Sep 2006 Restrictions on Subcontractor Sales to the Government (Over the Simplified Acquisition Threshold) 52.203‐7 May 2014 Anti‐Kickback Procedures (Over the Simplified Acquisition

Threshold) 52.203‐8 May 2014 Cancellation, Rescission, and Recovery of Funds for Illegal or

Improper Activity (Over the Simplified Acquisition Threshold) 52.203‐10 May 2014 Price or Fee Adjustment for Illegal or Improper Activity (Over the Simplified Acquisition Threshold) 52.203‐12 Oct 2010 Limitation on Payments to Influence Certain Federal

Transactions (Over $150,000) 52.203‐17 Apr 2014 Contractor Employee Whistleblower Rights and Requirements to Inform Employees of Whistleblower Rights (Over the Simplified Acquisition Threshold)

52.203‐99 Feb 2015 Prohibition on Contracting with Entities That Require Certain Internal Confidentiality Agreements (DEVIATION)

52.204‐4 May 2011 Printed or Copied Double‐Sided on Postconsumer Fiber Content Paper(Over the Simplified Acquisition Threshold)

ATTACHMENT #1 to Amendment #04 Page 5 of 19

CLAUSE NO.

DATE TITLE

52.204‐10 Oct 2016 Reporting Executive Compensation and First‐Tier Subcontract Awards ($30,000 or more)

52.204‐13 Oct 2016 System for Award Management Maintenance 52.209‐6 Oct 2015 Protecting the Government's Interest When Subcontracting

With Contractors Debarred, Suspended, or Proposed for Debarment (Over $35,000)

52.215‐2 Oct 2010 Audit and Records ‐ Negotiation [Note: Applies to ALL contracts funded in whole or in part with Recovery Act funds, regardless of dollar value, AND contracts over the Simplified Acquisition Threshold funded exclusively with non‐Recovery Act funds.], Alternate II (Aug 2016)

52.215‐8 Oct 1997 Order of Precedence ‐ Uniform Contract Format 52.215‐10 Aug 2011 Price Reduction for Defective Certified Cost or Pricing Data

(Over $750,000) 52.215‐12 Oct 2010 Subcontractor Cost or Pricing Data (Over $750,000) 52.215‐14 Oct 2010 Integrity of Unit Prices (Over the Simplified Acquisition

Threshold) 52.215‐15 Oct 2010 Pension Adjustments and Asset Reversions (Over $750,000) 52.215‐18 Jul 2005 Reversion or Adjustment of Plans for Post‐Retirement Benefits

(PRB) other than Pensions 52.215‐19 Oct 1997 Notification of Ownership Changes 52.215‐21 Oct 2010 Requirements for Certified Cost or Pricing Data and Data Other

Than Certified Cost or Pricing Data ‐ Modifications 52.215‐23 Oct 2009 Limitations on Pass‐Through Charges (Over the Simplified

Acquisition Threshold) 52.216‐7 Jun 2013 Allowable Cost and Payment, Alternate IV (Aug 2012) 52.216‐11 Apr 1984 Cost Contract ‐ No Fee 52.219‐8 Nov 2016 Utilization of Small Business Concerns (Over the Simplified

Acquisition Threshold) 52.219‐9 Nov 2016 Small Business Subcontracting Plan (Over $700,000, $1.5 million for Construction) 52.219‐16 Jan 1999 Liquidated Damages ‐ Subcontracting Plan (Over $700,000, $1.5 million for Construction) 52.222‐2 Jul 1990 Payment for Overtime Premium (Over the Simplified Acquisition

Threshold) (Note: The dollar amount in paragraph (a) of this clause is $0 unless otherwise specified in the contract.)

52.222‐3 Jun 2003 Convict Labor 52.222‐21 Apr 2015 Prohibition of Segregated Facilities 52.222‐26 Sept 2016 Equal Opportunity 52.222‐35 Oct 2015 Equal Opportunity for Veterans ($150,000 or more) 52.222‐36 Jul 2014 Equal Opportunity for Workers with Disabilities

ATTACHMENT #1 to Amendment #04 Page 6 of 19

CLAUSE NO.

DATE TITLE

52.222‐37 Feb 2016 Employment Reports on Veterans ($150,000 or more) 52.222‐40 Dec 2010 Notification of Employee Rights Under the National Labor

Relations Act (Over the Simplified Acquisition Threshold) 52.222‐50 Mar 2015 Combating Trafficking in Persons 52.222‐54 Oct 2015 Employment Eligibility Verification (Over the Simplified

Acquisition Threshold) 52.223‐6 May 2001 Drug‐Free Workplace 52.223‐18 Aug 2011 Encouraging Contractor Policies to Ban Text Messaging While

Driving 52.225‐1 May 2014 Buy American ‐ Supplies 52.225‐13 Jun 2008 Restrictions on Certain Foreign Purchases 52.227‐1 Dec 2007 Authorization and Consent, Alternate I (Apr 1984) 52.227‐2 Dec 2007 Notice and Assistance Regarding Patent and Copyright

Infringement 52.227‐11 May 2014 Patent Rights ‐ Ownership by the Contractor (Note: In accordance with FAR 27.303(b)(2), paragraph (e) is modified to include the requirements in FAR 27.303(b)(2)(i) through (iv).

The frequency of reporting in (i) is annual.

52.227‐14 Dec 2007 Rights in Data ‐ General, Alternate IV (Dec 2007) 52.232‐9 Apr 1984 Limitation on Withholding of Payments 52.232‐20 Apr 1984 Limitation of Cost 52.232‐23 May 2014 Assignment of Claims 52.232‐25 Jul 2013 Prompt Payment, Alternate I (Feb 2002) 52.232‐33 Jul 2013 Payment by Electronic Funds Transfer‐‐System for Award

Management 52.232‐39 Jun 2013 Unenforceability of Unauthorized Obligations 52.233‐1 May 2014 Disputes 52.233‐3 Aug 1996 Protest After Award, Alternate I (Jun 1985) 52.233‐4 Oct 2004 Applicable Law for Breach of Contract Claim 52.242‐1 Apr 1984 Notice of Intent to Disallow Costs 52.242‐3 May 2014 Penalties for Unallowable Costs (Over $700,000) 52.242‐4 Jan 1997 Certification of Final Indirect Costs 52.242‐13 Jul 1995 Bankruptcy (Over the Simplified Acquisition Threshold) 52.243‐2 Aug 1987 Changes ‐ Cost Reimbursement, Alternate V (Apr 1984) 52.244‐2 Oct 2010 Subcontracts (Over the Simplified Acquisition Threshold), Alternate I (June 2007) 52.244‐5 Dec 1996 Competition in Subcontracting (Over the Simplified Acquisition

Threshold) 52.244‐6 Nov 2016 Subcontracts for Commercial Items 52.245‐1 Apr 2012 Government Property, Alternate II (April 2012) 52.245‐9 Apr 2012 Use and Charges

ATTACHMENT #1 to Amendment #04 Page 7 of 19

CLAUSE NO.

DATE TITLE

52.246‐23 Feb 1997 Limitation of Liability (Over the Simplified Acquisition Threshold)

52.249‐6 May 2004 Termination (Cost‐Reimbursement)

HHSAR

CLAUSE NO.

DATE TITLE

352.203‐70 Dec 2015 Anti‐Lobbying 352.222‐70 Dec 2015 Contractor Cooperation in Equal Employment Opportunity

Investigations 352.227‐70 Dec 2015 Publications and Publicity

ARTICLE I.1. GENERAL CLAUSES FOR A COST‐REIMBURSEMENT RESEARCH AND

DEVELOPMENT CONTRACT

This contract incorporates the following clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically as follows: FAR Clauses at: http://www.acquisition.gov/far/ . HHSAR Clauses at:

http://www.hhs.gov/policies/hhsar/subpart352.html .

a. FEDERAL ACQUISITION REGULATION (FAR) (48 CFR CHAPTER 1) CLAUSES:

FAR

CLAUSE NO.

DATE TITLE

52.202‐1 Nov 2013 Definitions (Over the Simplified Acquisition Threshold) 52.203‐3 Apr 1984 Gratuities (Over the Simplified Acquisition Threshold) 52.203‐5 May 2014 Covenant Against Contingent Fees (Over the Simplified

Acquisition Threshold) 52.203‐6 Sep 2006 Restrictions on Subcontractor Sales to the Government (Over the Simplified Acquisition Threshold) 52.203‐7 May 2014 Anti‐Kickback Procedures (Over the Simplified Acquisition

Threshold) 52.203‐8 May 2014 Cancellation, Rescission, and Recovery of Funds for Illegal or

Improper Activity (Over the Simplified Acquisition Threshold)

ATTACHMENT #1 to Amendment #04 Page 8 of 19

CLAUSE NO.

DATE TITLE

52.203‐10 May 2014 Price or Fee Adjustment for Illegal or Improper Activity (Over the Simplified Acquisition Threshold)

52.203‐12 Oct 2010 Limitation on Payments to Influence Certain Federal Transactions (Over $150,000)

52.203‐17 Apr 2014 Contractor Employee Whistleblower Rights and Requirements to Inform Employees of Whistleblower Rights (Over the Simplified Acquisition Threshold)

52.203‐99 Feb 2015 Prohibition on Contracting with Entities That Require Certain Internal Confidentiality Agreements (DEVIATION)

52.204‐4 May 2011 Printed or Copied Double‐Sided on Postconsumer Fiber Content Paper(Over the Simplified Acquisition Threshold)

52.204‐10 Oct 2016 Reporting Executive Compensation and First‐Tier Subcontract Awards ($30,000 or more)

52.204‐13 Oct 2016 System for Award Management Maintenance 52.209‐6 Oct 2015 Protecting the Government's Interest When Subcontracting

With Contractors Debarred, Suspended, or Proposed for Debarment (Over $35,000)

52.215‐2 Oct 2010 Audit and Records ‐ Negotiation [Note: Applies to ALL contracts funded in whole or in part with Recovery Act funds, regardless of dollar value, AND contracts over the Simplified Acquisition Threshold funded exclusively with non‐Recovery Act funds.]

52.215‐8 Oct 1997 Order of Precedence ‐ Uniform Contract Format 52.215‐10 Aug 2011 Price Reduction for Defective Certified Cost or Pricing Data

(Over $750,000) 52.215‐12 Oct 2010 Subcontractor Cost or Pricing Data (Over $750,000) 52.215‐14 Oct 2010 Integrity of Unit Prices (Over the Simplified Acquisition

Threshold) 52.215‐15 Oct 2010 Pension Adjustments and Asset Reversions (Over $750,000) 52.215‐18 Jul 2005 Reversion or Adjustment of Plans for Post‐Retirement Benefits

(PRB) other than Pensions 52.215‐19 Oct 1997 Notification of Ownership Changes 52.215‐21 Oct 2010 Requirements for Certified Cost or Pricing Data and Data Other

Than Certified Cost or Pricing Data ‐ Modifications 52.215‐23 Oct 2009 Limitations on Pass‐Through Charges (Over the Simplified

Acquisition Threshold) 52.216‐7 Jun 2013 Allowable Cost and Payment 52.216‐8 Jun 2011 Fixed Fee 52.219‐8 Nov 2016 Utilization of Small Business Concerns (Over the Simplified

Acquisition Threshold) 52.219‐9 Nov 2016 Small Business Subcontracting Plan (Over $700,000, $1.5 million for Construction)

ATTACHMENT #1 to Amendment #04 Page 9 of 19

CLAUSE NO.

DATE TITLE

52.219‐16 Jan 1999 Liquidated Damages ‐ Subcontracting Plan (Over $700,000, $1.5 million for Construction)

52.222‐2 Jul 1990 Payment for Overtime Premium (Over the Simplified Acquisition Threshold) (Note: The dollar amount in paragraph (a) of this clause is $0 unless otherwise specified in the contract.)

52.222‐3 Jun 2003 Convict Labor 52.222‐21 Apr 2015 Prohibition of Segregated Facilities 52.222‐26 Sept 2016 Equal Opportunity 52.222‐35 Oct 2015 Equal Opportunity for Veterans ($150,000 or more) 52.222‐36 Jul 2014 Equal Opportunity for Workers with Disabilities 52.222‐37 Feb 2016 Employment Reports on Veterans ($150,000 or more) 52.222‐40 Dec 2010 Notification of Employee Rights Under the National Labor

Relations Act (Over the Simplified Acquisition Threshold) 52.222‐50 Mar 2015 Combating Trafficking in Persons 52.222‐54 Oct 2015 Employment Eligibility Verification (Over the Simplified

Acquisition Threshold) 52.223‐6 May 2001 Drug‐Free Workplace 52.223‐18 Aug 2011 Encouraging Contractor Policies to Ban Text Messaging While

Driving 52.225‐1 May 2014 Buy American ‐ Supplies 52.225‐13 Jun 2008 Restrictions on Certain Foreign Purchases 52.227‐1 Dec 2007 Authorization and Consent, Alternate I (Apr 1984) 52.227‐2 Dec 2007 Notice and Assistance Regarding Patent and Copyright

Infringement 52.227‐11 May 2014 Patent Rights ‐ Ownership by the Contractor (Note: In accordance with FAR 27.303(b)(2), paragraph (e) is modified to include the requirements in FAR 27.303(b)(2)(i) through (iv).

The frequency of reporting in (i) is annual.

52.227‐14 May 2014 Rights in Data ‐ General 52.232‐9 Apr 1984 Limitation on Withholding of Payments 52.232‐17 May 2014 Interest (Over the Simplified Acquisition Threshold) 52.232‐20 Apr 1984 Limitation of Cost 52.232‐23 May 2014 Assignment of Claims 52.232‐25 Jul 2013 Prompt Payment, Alternate I (Feb 2002) 52.232‐33 Jul 2013 Payment by Electronic Funds Transfer‐‐System for Award

Management 52.232‐39 Jun 2013 Unenforceability of Unauthorized Obligations 52.233‐1 May 2014 Disputes 52.233‐3 Aug 1996 Protest After Award, Alternate I (Jun 1985) 52.233‐4 Oct 2004 Applicable Law for Breach of Contract Claim 52.242‐1 Apr 1984 Notice of Intent to Disallow Costs

ATTACHMENT #1 to Amendment #04 Page 10 of 19

CLAUSE NO.

DATE TITLE

52.242‐3 May 2014 Penalties for Unallowable Costs (Over $700,000) 52.242‐4 Jan 1997 Certification of Final Indirect Costs 52.242‐13 Jul 1995 Bankruptcy (Over the Simplified Acquisition Threshold) 52.243‐2 Aug 1987 Changes ‐ Cost Reimbursement, Alternate V (Apr 1984) 52.244‐2 Oct 2010 Subcontracts (Over the Simplified Acquisition Threshold), Alternate I (June 2007) 52.244‐5 Dec 1996 Competition in Subcontracting (Over the Simplified Acquisition

Threshold) 52.244‐6 Nov 2016 Subcontracts for Commercial Items 52.245‐1 Apr 2012 Government Property 52.245‐9 Apr 2012 Use and Charges 52.246‐23 Feb 1997 Limitation of Liability (Over the Simplified Acquisition

Threshold) 52.249‐6 May 2004 Termination (Cost‐Reimbursement)

HHSAR

LAUSE NO.

DATE TITLE

352.203‐

Dec 2015 Anti‐Lobbying

352.222‐

Dec 2015 Contractor Cooperation in Equal Employment Opportunity Investigations

352.227‐

Dec 2015 Publications and Publicity

352.233‐

Dec 2015 Litigation and Claims

352.237‐

Dec 2015 Key Personnel

ARTICLE I.1. GENERAL CLAUSES FOR A COST‐REIMBURSEMENT SERVICE CONTRACT

This contract incorporates the following clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically as follows: FAR Clauses at: http://www.acquisition.gov/far/ . HHSAR Clauses at:

http://www.hhs.gov/policies/hhsar/subpart352.html .

ATTACHMENT #1 to Amendment #04 Page 11 of 19

a. FEDERAL ACQUISITION REGULATION (FAR) (48 CFR CHAPTER 1) CLAUSES:

FAR

CLAUSE NO.

DATE TITLE

52.202‐1 Nov 2013 Definitions (Over the Simplified Acquisition Threshold) 52.203‐3 Apr 1984 Gratuities (Over the Simplified Acquisition Threshold) 52.203‐5 May 2014 Covenant Against Contingent Fees (Over the Simplified

Acquisition Threshold) 52.203‐6 Sep 2006 Restrictions on Subcontractor Sales to the Government (Over the Simplified Acquisition Threshold) 52.203‐7 May 2014 Anti‐Kickback Procedures (Over the Simplified Acquisition

Threshold) 52.203‐8 May 2014 Cancellation, Rescission, and Recovery of Funds for Illegal or

Improper Activity (Over the Simplified Acquisition Threshold) 52.203‐10 May 2014 Price or Fee Adjustment for Illegal or Improper Activity (Over the Simplified Acquisition Threshold) 52.203‐12 Oct 2010 Limitation on Payments to Influence Certain Federal

Transactions (Over $150,000) 52.203‐17 Apr 2014 Contractor Employee Whistleblower Rights and Requirements to Inform Employees of Whistleblower Rights (Over the Simplified Acquisition Threshold)

52.203‐99 Feb 2015 Prohibition on Contracting with Entities That Require Certain Internal Confidentiality Agreements (DEVIATION)

52.204‐4 May 2011 Printed or Copied Double‐Sided on Postconsumer Fiber Content Paper(Over the Simplified Acquisition Threshold)

52.204‐10 Oct 2016 Reporting Executive Compensation and First‐Tier Subcontract Awards ($30,000 or more)

52.204‐13 Oct 2016 System for Award Management Maintenance 52.209‐6 Oct 2015 Protecting the Government's Interest When Subcontracting

With Contractors Debarred, Suspended, or Proposed for Debarment (Over $35,000)

52.215‐2 Oct 2010 Audit and Records ‐ Negotiation [Note: Applies to ALL contracts funded in whole or in part with Recovery Act funds, regardless of dollar value, AND contracts over the Simplified Acquisition Threshold funded exclusively with non‐Recovery Act funds.]

52.215‐8 Oct 1997 Order of Precedence ‐ Uniform Contract Format 52.215‐10 Aug 2011 Price Reduction for Defective Certified Cost or Pricing Data

(Over $750,000) 52.215‐12 Oct 2010 Subcontractor Cost or Pricing Data (Over $750,000) 52.215‐15 Oct 2010 Pension Adjustments and Asset Reversions (Over $750,000) 52.215‐18 Jul 2005 Reversion or Adjustment of Plans for Post‐Retirement Benefits

(PRB) other than Pensions 52.215‐19 Oct 1997 Notification of Ownership Changes

ATTACHMENT #1 to Amendment #04 Page 12 of 19

CLAUSE NO.

DATE TITLE

52.215‐21 Oct 2010 Requirements for Certified Cost or Pricing Data and Data Other Than Certified Cost or Pricing Data ‐ Modifications

52.215‐23 Oct 2009 Limitations on Pass‐Through Charges (Over the Simplified Acquisition Threshold)

52.216‐7 Jun 2013 Allowable Cost and Payment 52.216‐8 Jun 2011 Fixed Fee 52.219‐8 Nov 2016 Utilization of Small Business Concerns (Over the Simplified

Acquisition Threshold) 52.219‐9 Nov 2016 Small Business Subcontracting Plan (Over $700,000, $1.5 million for Construction) 52.219‐16 Jan 1999 Liquidated Damages ‐ Subcontracting Plan (Over $700,000, $1.5 million for Construction) 52.222‐2 Jul 1990 Payment for Overtime Premium (Over the Simplified Acquisition

Threshold) (Note: The dollar amount in paragraph (a) of this clause is $0 unless otherwise specified in the contract.)

52.222‐3 Jun 2003 Convict Labor 52.222‐21 Apr 2015 Prohibition of Segregated Facilities 52.222‐26 Sept 2016 Equal Opportunity 52.222‐35 Oct 2015 Equal Opportunity for Veterans ($150,000 or more) 52.222‐36 Jul 2014 Equal Opportunity for Workers with Disabilities 52.222‐37 Feb 2016 Employment Reports on Veterans ($150,000 or more) 52.222‐40 Dec 2010 Notification of Employee Rights Under the National Labor

Relations Act (Over the Simplified Acquisition Threshold) 52.222‐50 Mar 2015 Combating Trafficking in Persons 52.222‐54 Oct 2015 Employment Eligibility Verification (Over the Simplified

Acquisition Threshold) 52.223‐6 May 2001 Drug‐Free Workplace 52.223‐18 Aug 2011 Encouraging Contractor Policies to Ban Text Messaging While

Driving 52.225‐1 May 2014 Buy American ‐ Supplies 52.225‐13 Jun 2008 Restrictions on Certain Foreign Purchases 52.227‐1 Dec 2007 Authorization and Consent 52.227‐2 Dec 2007 Notice and Assistance Regarding Patent and Copyright

Infringement 52.227‐14 May 2014 Rights in Data ‐ General 52.232‐9 Apr 1984 Limitation on Withholding of Payments 52.232‐17 May 2014 Interest (Over the Simplified Acquisition Threshold) 52.232‐20 Apr 1984 Limitation of Cost 52.232‐23 May 2014 Assignment of Claims 52.232‐25 Jul 2013 Prompt Payment, Alternate I (Feb 2002)

ATTACHMENT #1 to Amendment #04 Page 13 of 19

CLAUSE NO.

DATE TITLE

52.232‐33 Jul 2013 Payment by Electronic Funds Transfer‐‐System for Award Management

52.232‐39 Jun 2013 Unenforceability of Unauthorized Obligations 52.233‐1 May 2014 Disputes 52.233‐3 Aug 1996 Protest After Award, Alternate I (Jun 1985) 52.233‐4 Oct 2004 Applicable Law for Breach of Contract Claim 52.242‐1 Apr 1984 Notice of Intent to Disallow Costs 52.242‐3 May 2014 Penalties for Unallowable Costs (Over $700,000) 52.242‐4 Jan 1997 Certification of Final Indirect Costs 52.242‐13 Jul 1995 Bankruptcy (Over the Simplified Acquisition Threshold) 52.243‐2 Aug 1987 Changes ‐ Cost Reimbursement, Alternate I (Apr 1984) 52.244‐2 Oct 2010 Subcontracts (Over the Simplified Acquisition Threshold), Alternate I (June 2007) 52.244‐5 Dec 1996 Competition in Subcontracting (Over the Simplified Acquisition

Threshold) 52.244‐6 Nov 2016 Subcontracts for Commercial Items 52.245‐1 Apr 2012 Government Property 52.245‐9 Apr 2012 Use and Charges 52.246‐25 Feb 1997 Limitation of Liability ‐ Services (Over the Simplified Acquisition

Threshold) 52.249‐6 May 2004 Termination (Cost‐Reimbursement)

HHSAR

CLAUSE NO.

DATE TITLE

352.203‐70 Dec 2015 Anti‐Lobbying 352.222‐70 Dec 2015 Contractor Cooperation in Equal Employment Opportunity

Investigations 352.227‐70 Dec 2015 Publications and Publicity

ATTACHMENT #1 to Amendment #04 Page 14 of 19

ARTICLE I.1. GENERAL CLAUSES FOR A NEGOTIATED FIXED‐PRICE RESEARCH AND

DEVELOPMENT CONTRACT

This contract incorporates the following clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically as follows: FAR Clauses at: http://www.acquisition.gov/far/ . HHSAR Clauses at:

http://www.hhs.gov/policies/hhsar/subpart352.html .

a. FEDERAL ACQUISITION REGULATION (FAR) (48 CFR CHAPTER 1) CLAUSES:

FAR

CLAUSE NO.

DATE TITLE

52.202‐1 Nov 2013 Definitions (Over the Simplified Acquisition Threshold) 52.203‐3 Apr 1984 Gratuities (Over the Simplified Acquisition Threshold) 52.203‐5 May 2014 Covenant Against Contingent Fees (Over the Simplified

Acquisition Threshold) 52.203‐6 Sep 2006 Restrictions on Subcontractor Sales to the Government (Over the Simplified Acquisition Threshold) 52.203‐7 May 2014 Anti‐Kickback Procedures (Over the Simplified Acquisition

Threshold) 52.203‐8 May 2014 Cancellation, Rescission, and Recovery of Funds for Illegal or

Improper Activity (Over the Simplified Acquisition Threshold) 52.203‐10 May 2014 Price or Fee Adjustment for Illegal or Improper Activity (Over the Simplified Acquisition Threshold) 52.203‐12 Oct 2010 Limitation on Payments to Influence Certain Federal

Transactions (Over $150,000) 52.203‐17 Apr 2014 Contractor Employee Whistleblower Rights and Requirements to Inform Employees of Whistleblower Rights (Over the Simplified Acquisition Threshold)

52.203‐99 Feb 2015 Prohibition on Contracting with Entities That Require Certain Internal Confidentiality Agreements (DEVIATION)

52.204‐4 May 2011 Printed or Copied Double‐Sided on Postconsumer Fiber Content Paper(Over the Simplified Acquisition Threshold)

52.204‐10 Oct 2016 Reporting Executive Compensation and First‐Tier Subcontract Awards ($30,000 or more)

52.204‐13 Oct 2016 System for Award Management Maintenance 52.209‐6 Oct 2015 Protecting the Government's Interest When Subcontracting

With Contractors Debarred, Suspended, or Proposed for Debarment (Over $35,000)

52.215‐2 Oct 2010 Audit and Records ‐ Negotiation [Note: Applies to ALL contracts funded in whole or in part with Recovery Act funds, regardless of dollar value, AND contracts over the Simplified Acquisition Threshold funded exclusively with non‐Recovery Act funds.]

52.215‐8 Oct 1997 Order of Precedence ‐ Uniform Contract Format

ATTACHMENT #1 to Amendment #04 Page 15 of 19

CLAUSE NO.

DATE TITLE

52.215‐10 Aug 2011 Price Reduction for Defective Certified Cost or Pricing Data (Over $750,000)

52.215‐12 Oct 2010 Subcontractor Cost or Pricing Data (Over $750,000) 52.215‐14 Oct 2010 Integrity of Unit Prices (Over the Simplified Acquisition

Threshold) 52.215‐15 Oct 2010 Pension Adjustments and Asset Reversions (Over $750,000) 52.215‐18 Jul 2005 Reversion or Adjustment of Plans for Post‐Retirement Benefits

(PRB) other than Pensions 52.215‐19 Oct 1997 Notification of Ownership Changes 52.215‐21 Oct 2010 Requirements for Certified Cost or Pricing Data and Data Other

Than Certified Cost or Pricing Data ‐ Modifications 52.219‐8 Nov 2016 Utilization of Small Business Concerns (Over the Simplified

Acquisition Threshold) 52.219‐9 Nov 2016 Small Business Subcontracting Plan (Over $700,000, $1.5 million for Construction) 52.219‐16 Jan 1999 Liquidated Damages ‐ Subcontracting Plan (Over $700,000, $1.5 million for Construction) 52.222‐3 Jun 2003 Convict Labor 52.222‐21 Apr 2015 Prohibition of Segregated Facilities 52.222‐26 Sept 2016 Equal Opportunity 52.222‐35 Oct 2015 Equal Opportunity for Veterans ($150,000 or more) 52.222‐36 Jul 2014 Equal Opportunity for Workers with Disabilities 52.222‐37 Feb 2016 Employment Reports on Veterans ($150,000 or more) 52.222‐40 Dec 2010 Notification of Employee Rights Under the National Labor

Relations Act (Over the Simplified Acquisition Threshold) 52.222‐50 Mar 2015 Combating Trafficking in Persons 52.222‐54 Oct 2015 Employment Eligibility Verification (Over the Simplified

Acquisition Threshold) 52.223‐6 May 2001 Drug‐Free Workplace 52.223‐18 Aug 2011 Encouraging Contractor Policies to Ban Text Messaging While

Driving 52.225‐1 May 2014 Buy American ‐ Supplies 52.225‐13 Jun 2008 Restrictions on Certain Foreign Purchases 52.227‐1 Dec 2007 Authorization and Consent, Alternate I (Apr 1984) 52.227‐2 Dec 2007 Notice and Assistance Regarding Patent and Copyright

Infringement 52.227‐11 May 2014 Patent Rights ‐ Ownership by the Contractor (Note: In accordance with FAR 27.303(b)(2), paragraph (e) is modified to include the requirements in FAR 27.303(b)(2)(i) through (iv).

The frequency of reporting in (i) is annual.

52.227‐14 May 2014 Rights in Data ‐ General

ATTACHMENT #1 to Amendment #04 Page 16 of 19

CLAUSE NO.

DATE TITLE

52.229‐3 Feb 2013 Federal, State and Local Taxes (Over the Simplified Acquisition Threshold)

52.232‐2 Apr 1984 Payments under Fixed‐Price Research and Development Contracts

52.232‐9 Apr 1984 Limitation on Withholding of Payments 52.232‐17 May 2014 Interest (Over the Simplified Acquisition Threshold) 52.232‐23 May 2014 Assignment of Claims 52.232‐25 Jul 2013 Prompt Payment 52.232‐33 Jul 2013 Payment by Electronic Funds Transfer‐‐System for Award

Management 52.232‐39 Jun 2013 Unenforceability of Unauthorized Obligations 52.233‐1 May 2014 Disputes 52.233‐3 Aug 1996 Protest After Award 52.233‐4 Oct 2004 Applicable Law for Breach of Contract Claim 52.242‐13 Jul 1995 Bankruptcy (Over the Simplified Acquisition Threshold) 52.243‐1 Aug 1987 Changes ‐ Fixed Price, Alternate V (Apr 1984) 52.244‐6 Nov 2016 Subcontracts for Commercial Items 52.246‐23 Feb 1997 Limitation of Liability (Over the Simplified Acquisition

Threshold) 52.249‐2 Apr 2012 Termination for the Convenience of the Government (Fixed‐

Price) 52.249‐9 Apr 1984 Default (Fixed‐Price Research and Development)(Over the

Simplified Acquisition Threshold)

ARTICLE I.1. GENERAL CLAUSES FOR A NEGOTIATED FIXED‐PRICE SERVICE CONTRACT

This contract incorporates the following clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically as follows: FAR Clauses at: http://www.acquisition.gov/far/ . HHSAR Clauses at:

http://www.hhs.gov/policies/hhsar/subpart352.html .

a. FEDERAL ACQUISITION REGULATION (FAR) (48 CFR CHAPTER 1) CLAUSES:

FAR

CLAUSE NO.

DATE TITLE

52.202‐1 Nov 2013 Definitions (Over the Simplified Acquisition Threshold) 52.203‐3 Apr 1984 Gratuities (Over the Simplified Acquisition Threshold) 52.203‐5 May 2014 Covenant Against Contingent Fees (Over the Simplified

ATTACHMENT #1 to Amendment #04 Page 17 of 19

CLAUSE NO.

DATE TITLE

52.203‐6 Sep 2006 Restrictions on Subcontractor Sales to the Government (Over the Simplified Acquisition Threshold)

52.203‐7 May 2014 Anti‐Kickback Procedures (Over the Simplified Acquisition Threshold)

52.203‐8 May 2014 Cancellation, Rescission, and Recovery of Funds for Illegal or Improper Activity (Over the Simplified Acquisition Threshold)

52.203‐10 May 2014 Price or Fee Adjustment for Illegal or Improper Activity (Over the Simplified Acquisition Threshold)

52.203‐12 Oct 2010 Limitation on Payments to Influence Certain Federal Transactions (Over $150,000)

52.203‐17 Apr 2014 Contractor Employee Whistleblower Rights and Requirements to Inform Employees of Whistleblower Rights (Over the Simplified Acquisition Threshold)

52.203‐99 Feb 2015 Prohibition on Contracting with Entities That Require Certain Internal Confidentiality Agreements (DEVIATION)

52.204‐4 May 2011 Printed or Copied Double‐Sided on Postconsumer Fiber Content Paper(Over the Simplified Acquisition Threshold)

52.204‐10 Oct 2016 Reporting Executive Compensation and First‐Tier Subcontract Awards ($30,000 or more)

52.204‐13 Oct 2016 System for Award Management Maintenance 52.209‐6 Oct 2015 Protecting the Government's Interest When Subcontracting

With Contractors Debarred, Suspended, or Proposed for Debarment (Over $35,000)

52.215‐2 Oct 2010 Audit and Records ‐ Negotiation [Note: Applies to ALL contracts funded in whole or in part with Recovery Act funds, regardless of dollar value, AND contracts over the Simplified Acquisition Threshold funded exclusively with non‐Recovery Act funds.]

52.215‐8 Oct 1997 Order of Precedence ‐ Uniform Contract Format 52.215‐10 Aug 2011 Price Reduction for Defective Certified Cost or Pricing Data

(Over $750,000) 52.215‐12 Oct 2010 Subcontractor Cost or Pricing Data (Over $750,000) 52.215‐15 Oct 2010 Pension Adjustments and Asset Reversions (Over $750,000) 52.215‐18 Jul 2005 Reversion or Adjustment of Plans for Post‐Retirement Benefits

(PRB) other than Pensions 52.215‐19 Oct 1997 Notification of Ownership Changes 52.215‐21 Oct 2010 Requirements for Certified Cost or Pricing Data and Data Other

Than Certified Cost or Pricing Data ‐ Modifications 52.219‐8 Nov 2016 Utilization of Small Business Concerns (Over the Simplified

Acquisition Threshold) 52.219‐9 Nov 2016 Small Business Subcontracting Plan (Over $700,000, $1.5 million for Construction)

ATTACHMENT #1 to Amendment #04 Page 18 of 19

CLAUSE NO.

DATE TITLE

52.219‐16 Jan 1999 Liquidated Damages ‐ Subcontracting Plan (Over $700,000, $1.5 million for Construction)

52.222‐3 Jun 2003 Convict Labor 52.222‐21 Apr 2015 Prohibition of Segregated Facilities 52.222‐26 Sept 2016 Equal Opportunity 52.222‐35 Oct 2015 Equal Opportunity for Veterans ($150,000 or more) 52.222‐36 Jul 2014 Equal Opportunity for Workers with Disabilities 52.222‐37 Feb 2016 Employment Reports on Veterans ($150,000 or more) 52.222‐40 Dec 2010 Notification of Employee Rights Under the National Labor

Relations Act (Over the Simplified Acquisition Threshold) 52.222‐50 Mar 2015 Combating Trafficking in Persons 52.222‐54 Oct 2015 Employment Eligibility Verification (Over the Simplified

Acquisition Threshold) 52.223‐6 May 2001 Drug‐Free Workplace 52.223‐18 Aug 2011 Encouraging Contractor Policies to Ban Text Messaging While

Driving 52.225‐1 May 2014 Buy American ‐ Supplies 52.225‐13 Jun 2008 Restrictions on Certain Foreign Purchases 52.227‐1 Dec 2007 Authorization and Consent 52.227‐2 Dec 2007 Notice and Assistance Regarding Patent and Copyright

Infringement 52.229‐3 Feb 2013 Federal, State and Local Taxes (Over the Simplified Acquisition

Threshold) 52.232‐1 Apr 1984 Payments 52.232‐8 Feb 2002 Discounts for Prompt Payment 52.232‐9 Apr 1984 Limitation on Withholding of Payments 52.232‐11 Apr 1984 Extras 52.232‐17 May 2014 Interest (Over the Simplified Acquisition Threshold) 52.232‐23 May 2014 Assignment of Claims 52.232‐25 Jul 2013 Prompt Payment 52.232‐33 Jul 2013 Payment by Electronic Funds Transfer‐‐System for Award

Management 52.232‐39 Jun 2013 Unenforceability of Unauthorized Obligations 52.233‐1 May 2014 Disputes 52.233‐3 Aug 1996 Protest After Award 52.233‐4 Oct 2004 Applicable Law for Breach of Contract Claim 52.242‐13 Jul 1995 Bankruptcy (Over the Simplified Acquisition Threshold) 52.243‐1 Aug 1987 Changes ‐ Fixed‐Price, Alternate I (Apr 1984) 52.244‐6 Nov 2016 Subcontracts for Commercial Items 52.246‐25 Feb 1997 Limitation of Liability ‐ Services (Over the Simplified Acquisition

Threshold)

ATTACHMENT #1 to Amendment #04 Page 19 of 19

CLAUSE NO.

DATE TITLE

52.249‐4 Apr 1984 Termination for Convenience of the Government (Services) (Short Form)

52.249‐8 Apr 1984 Default (Fixed‐Price Supply and Service)(Over the Simplified

HHSAR

CLAUSE NO.

DATE TITLE

352.203‐70 Dec 2015 Anti‐Lobbying 352.222‐70 Dec 2015 Contractor Cooperation in Equal Employment Opportunity

Investigations 352.227‐70 Dec 2015 Publications and Publicity