BNY_Mellon_COIs_for_EO_and_Cyber_to_12-1-2021.pdf

H o ld er

I d en ti fi e r

77777 77707

07070 00777

61616 04557

11107 66525

32602 75551

07762 11575

07341 32071

67375 61562

33100 74070

50222 67113

20743 72225

67176 66007

04367 64335

76622 07340

10760 33375

20072 25312

24016 01100

76727 24203

57720 00777

77770 70007

07007

77777 77707

07070 00735

25677 11545

60007 32111

51702 25121

07335 51003

47360 32070

23372 20253

25110 75267

72206 56315

50743 37727

13523 11107

13322 72531

73011 07022

33724 20720

11070 22337

34206 21010

77756 16335

17655 40777

77770 70007

07007 C er ti fi ca te N o

CERTIFICATE OF LIABILITY INSURANCE

DATE(MM/DD/YYYY)

08/31/2021

IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s).

THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED

REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.

PRODUCER

Aon Risk Services Northeast, Inc.

Morristown NJ Office 44 Whippany Road, Suite 220 Morristown NJ 07960 USA

PHONE

(A/C. No. Ext):

E-MAIL

ADDRESS:

INSURER(S) AFFORDING COVERAGE NAIC #

(866) 283-7122

INSURED 37885XL Specialty Insurance CoINSURER A:

INSURER B:

INSURER C:

INSURER D:

INSURER E:

INSURER F:

FAX

(A/C. No.): (800) 363-0105

CONTACT

NAME:

The Bank of New York Mellon Corporation And all of its subsidiaries including but not limited to BNY Mellon, NA 240 Greenwich Street- 6W New York NY 10286 USA

COVERAGES CERTIFICATE NUMBER: 570089008324 REVISION NUMBER:

THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. Limits shown are as requested

POLICY EXP

(MM/DD/YYYY)

POLICY EFF

(MM/DD/YYYY)

SUBR

WVD

INSR

LTR

ADDL

INSD POLICY NUMBER TYPE OF INSURANCE LIMITS

COMMERCIAL GENERAL LIABILITY

CLAIMS-MADE OCCUR

POLICY LOC

EACH OCCURRENCE

DAMAGE TO RENTED

PREMISES (Ea occurrence)

MED EXP (Any one person)

PERSONAL & ADV INJURY

GENERAL AGGREGATE

PRODUCTS - COMP/OP AGG

GEN'L AGGREGATE LIMIT APPLIES PER:

PRO-

JECT

OTHER:

AUTOMOBILE LIABILITY

ANY AUTO

OWNED

AUTOS ONLY

SCHEDULED

AUTOS

HIRED AUTOS

ONLY

NON-OWNED

AUTOS ONLY

BODILY INJURY ( Per person)

PROPERTY DAMAGE

(Per accident)

BODILY INJURY (Per accident)

COMBINED SINGLE LIMIT

(Ea accident)

EXCESS LIAB

OCCUR

CLAIMS-MADE AGGREGATE

EACH OCCURRENCE

DED

UMBRELLA LIAB

RETENTION

E.L. DISEASE-EA EMPLOYEE

E.L. DISEASE-POLICY LIMIT

E.L. EACH ACCIDENT

OTH-

ER

PER STATUTE

Y / N

(Mandatory in NH)

ANY PROPRIETOR / PARTNER / EXECUTIVE

OFFICER/MEMBER EXCLUDED? N / A

WORKERS COMPENSATION AND

EMPLOYERS' LIABILITY

If yes, describe under DESCRIPTION OF OPERATIONS below

Professional LiabELU16496119 12/01/2019 12/01/2021 SIR applies per policy terms & conditions

E&O-MPL-PrimaryA $10,000,000

DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required)

Contract No. CTR054503 Aon Risk Solutions (U.S.) is authorized to generate and distribute certificates in an administrative capacity as evidence of insurance where required by clients of the Insured this applies to Carrier: Markel Bermuda Limited, Policy # MKLB25GPL0001369

CANCELLATIONCERTIFICATE HOLDER

AUTHORIZED REPRESENTATIVEArizona State Retirement System ASRS Procurement 3300 N Central Ave Phoenix AZ 85012 USA

ACORD 25 (2016/03)

©1988-2015 ACORD CORPORATION. All rights reserved.

The ACORD name and logo are registered marks of ACORD

SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE

EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE

POLICY PROVISIONS.

Additional Coverages

AGENCY CUSTOMER ID:

ADDITIONAL REMARKS SCHEDULE

LOC #:

ADDITIONAL REMARKS

THIS ADDITIONAL REMARKS FORM IS A SCHEDULE TO ACORD FORM,

FORM NUMBER: ACORD 25 FORM TITLE: Certificate of Liability Insurance

EFFECTIVE DATE:

CARRIER NAIC CODE

POLICY NUMBER

NAMED INSUREDAGENCY

See Certificate Number:

See Certificate Number:

Aon Risk Services Northeast, Inc.

570000073397

570089008324

570089008324

Page _ of _

The Bank of New York Mellon Corporation

Insured: Markel Bermuda Limited Policy#: MKLB25GPL0001369 Policy Term Dates: 12/1/2019 - 12/1/2021 Limits: 10M xs 10M Coverage: Excess Professional

Insured: Axis Insurance Company Policy#: MNN748927012019 Policy Term Dates: 12/1/2019 - 12/1/2021 Limits: 10M xs 20M Coverage: Excess Professional

Insured: Continental Casualty Co Policy#: 596523128 Policy Term Dates: 12/1/2019 - 12/1/2021 Limits: 10M xs 30M Coverage: Excess Professional

Insured: National Casualty Company Policy#: XMO1909126 Policy Term Dates: 12/1/2019 - 12/1/2021 Limits: 5M p/o 10M xs 40M Coverage: Excess Professional

Insured: Starr Indemnity & Liability Company Policy#: 1000057483191 Policy Term Dates: 12/1/2019 - 12/1/2021 Limits: 5M p/o 10M xs 40M Coverage: Excess Professional

ACORD 101 (2008/01) © 2008 ACORD CORPORATION. All rights reserved.

The ACORD name and logo are registered marks of ACORD

H o ld e r Id e n ti fi e r

77777

77707 07070

00777 61616

04557 11107

66525 32602

75551 07762

11575 07341

32071 67375

61562 33100

74070 50222

67113 20743

72225 67176

66007 04327

64375 72222

07704 10720

77331 20072

61356 20016

41100 76727

24203 57720

00777 77770

70007 07007

77777

77707 07070

00735 25677

11545 60007

23111 51613

34021 07324

51002 47271

33071 32363

31352 25000

74277 73316

57304 50742

26627 12522

11107 03332

72420 63100

07023 22634

20631 11070

32326 24217

31000 77756

16335 17655

40777 77770

70007 07007

C e rt if ic a te N o

CERTIFICATE OF LIABILITY INSURANCE

DATE(MM/DD/YYYY)

08/31/2021

IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed. If

SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s).

THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS

CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW.

THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED

REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.

PRODUCER

Aon Risk Services Northeast, Inc.

Morristown NJ Office 44 Whippany Road, Suite 220 Morristown NJ 07960 USA

PHONE

(A/C. No. Ext):

E-MAIL

ADDRESS:

INSURER(S) AFFORDING COVERAGE NAIC #

(866) 283-7122

INSURED AA1120090Lloyd's Syndicate No. 4711INSURER A:

INSURER B:

INSURER C:

INSURER D:

INSURER E:

INSURER F:

FAX

(A/C. No.):

(800) 363-0105

CONTACT

NAME:

The Bank of New York Mellon Corporation 240 Greenwich Street 6W New York NY 10286 USA

COVERAGES CERTIFICATE NUMBER: 570089016059 REVISION NUMBER:

THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. Limits shown are as requested

POLICY EXP

(MM/DD/YYYY)

POLICY EFF

(MM/DD/YYYY)

SUBR

WVD

INSR

LTR

ADDL

INSD POLICY NUMBER TYPE OF INSURANCE LIMITS

COMMERCIAL GENERAL LIABILITY

CLAIMS-MADE OCCUR

POLICY LOC

EACH OCCURRENCE

DAMAGE TO RENTED

PREMISES (Ea occurrence)

MED EXP (Any one person)

PERSONAL & ADV INJURY

GENERAL AGGREGATE

PRODUCTS - COMP/OP AGG

GEN'L AGGREGATE LIMIT APPLIES PER:

PRO-

JECT

OTHER:

AUTOMOBILE LIABILITY

ANY AUTO

OWNED

AUTOS ONLY

SCHEDULED

AUTOS

HIRED AUTOS

ONLY

NON-OWNED

AUTOS ONLY

BODILY INJURY ( Per person)

PROPERTY DAMAGE

(Per accident)

BODILY INJURY (Per accident)

COMBINED SINGLE LIMIT

(Ea accident)

EXCESS LIAB

OCCUR

CLAIMS-MADE AGGREGATE

EACH OCCURRENCE

DED

UMBRELLA LIAB

RETENTION

E.L. DISEASE-EA EMPLOYEE

E.L. DISEASE-POLICY LIMIT

E.L. EACH ACCIDENT

OTH

PER STATUTE

Y / N

(Mandatory in NH)

ANY PROPRIETOR / PARTNER / EXECUTIVE

OFFICER/MEMBER EXCLUDED? N / A

WORKERS COMPENSATION AND

EMPLOYERS' LIABILITY

If yes, describe under DESCRIPTION OF OPERATIONS below

Limit of LiabilityFSCEO2001660 12/01/2020 12/01/2021 SIR applies per policy terms & conditions

Cyber LiabilityA $10,000,000

DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required)

Evidence of Coverage

CANCELLATIONCERTIFICATE HOLDER

AUTHORIZED REPRESENTATIVEArizona State Retirement System ASRS Procurement 3300 N Central Ave Phoenix AZ 85012 USA

ACORD 25 (2016/03)

©1988-2015 ACORD CORPORATION. All rights reserved.

The ACORD name and logo are registered marks of ACORD

SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE

EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE

POLICY PROVISIONS.

Schedule of Coverages

AGENCY CUSTOMER ID:

ADDITIONAL REMARKS SCHEDULE

LOC #:

ADDITIONAL REMARKS

THIS ADDITIONAL REMARKS FORM IS A SCHEDULE TO ACORD FORM,

FORM NUMBER: ACORD 25 FORM TITLE: Certificate of Liability Insurance

EFFECTIVE DATE:

CARRIER NAIC CODE

POLICY NUMBER

NAMED INSUREDAGENCY

See Certificate Number:

See Certificate Number:

Aon Risk Services Northeast, Inc.

570000073397

570089016059

570089016059

Page _ of _

The Bank of New York Mellon Corporation

Insurer: Liberty Consortium #4590 Policy Number: FSCEO2002862 Policy Term: 12/1/20 - 12/1/21 Coverage: Excess Cyber Limits: 10M xs 10M

Insurer: Lloyd's Syndicate 0623 Policy Number: FSCEO2001661 Policy Term: 12/1/20 - 12/1/21 Coverage: Excess Cyber Limits: 10M xs 20M

Insurer: Lloyd's Syndicate 1686 @ 50% / Lloyd's Syndicate 0033 @35%/ Aon Underwriting Managers (ACT capacity)@15% Policy Number: FSCEO2001662 Policy Term: 12/1/20 - 12/1/21 Coverage: Excess Cyber Limits: 20M xs 30M

Insurer: Markel American Insurance Company Policy Number: MKLM7PL0002042 Policy Term: 12/1/20 - 12/1/21 Coverage: Excess Cyber Limits: 12.5M p/o 25M xs 50M

Insurer: National Casualty Co.

Policy Number: XMO2009129 Policy Term: 12/1/20 - 12/1/21 Coverage: Excess Cyber Limits: 12.5M p/o 25M xs 50M

ACORD 101 (2008/01) © 2008 ACORD CORPORATION. All rights reserved.

The ACORD name and logo are registered marks of ACORD