BNY_Mellon_COI_for_EO_PL_to_12-1-2024.pdf

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Attached to
Master Agreement AZ|CTR054503
Contract number
CTR054503
Issued by
Arizona

About this file

This document is a Certificate of Liability Insurance issued by Aon Risk Services Northeast, Inc. on 12/12/2023, covering The Bank of New York Mellon Corporation and its subsidiaries. The certificate is for the Arizona State Retirement System (ASRS), with XL Specialty Insurance Company serving as the primary insurer. The document references Contract No. CTR054503 and includes multiple additional insurers providing excess professional liability coverage.

The insurance policy provides Professional Liability (Errors & Omissions) coverage with a $10,000,000 limit, effective from 12/01/2023 to 12/01/2024. The policy includes a Self-Insured Retention (SIR) that applies per policy terms and conditions. The Additional Remarks Schedule reveals multiple excess professional liability insurers, each providing layered coverage with limits ranging from 10M x 10M to 10M x 90M, including insurers such as Markel Bermuda Limited, AXIS Insurance Company, Berkley Insurance Company, and several others, creating a comprehensive multi-tiered professional liability insurance program.

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Text version

H o ld e r

Id e n ti fi e r

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C e rt if ic a te

N o

CERTIFICATE OF LIABILITY INSURANCE

DATE(MM/DD/YYYY)

12/12/2023

IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s).

THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED

REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.

PRODUCER

Aon Risk Services Northeast, Inc.

Morristown NJ Office 44 Whippany Road, Suite 220 Morristown NJ 07960 USA

PHONE

(A/C. No. Ext):

E-MAIL

ADDRESS:

INSURER(S) AFFORDING COVERAGE NAIC #

(866) 283-7122

INSURED 37885XL Specialty Insurance CoINSURER A:

INSURER B:

INSURER C:

INSURER D:

INSURER E:

INSURER F:

FAX

(A/C. No.):

(800) 363-0105

CONTACT

NAME:

The Bank of New York Mellon Corporation And all of its subsidiaries including but not limited to BNY Mellon, NA 240 Greenwich Street- 6W New York NY 10286 USA

COVERAGES CERTIFICATE NUMBER: 570103009798 REVISION NUMBER:

THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. Limits shown are as requested

POLICY EXP

(MM/DD/YYYY)

POLICY EFF

(MM/DD/YYYY)

SUBR

WVD

INSR

LTR

ADDL

INSD POLICY NUMBER TYPE OF INSURANCE LIMITS

COMMERCIAL GENERAL LIABILITY

CLAIMS-MADE OCCUR

POLICY LOC

EACH OCCURRENCE

DAMAGE TO RENTED

PREMISES (Ea occurrence)

MED EXP (Any one person)

PERSONAL & ADV INJURY

GENERAL AGGREGATE

PRODUCTS - COMP/OP AGG

GEN'L AGGREGATE LIMIT APPLIES PER:

PRO-

JECT

OTHER:

AUTOMOBILE LIABILITY

ANY AUTO

OWNED

AUTOS ONLY

SCHEDULED

AUTOS

HIRED AUTOS

ONLY

NON-OWNED

AUTOS ONLY

BODILY INJURY ( Per person)

PROPERTY DAMAGE

(Per accident)

BODILY INJURY (Per accident)

COMBINED SINGLE LIMIT

(Ea accident)

EXCESS LIAB

OCCUR

CLAIMS-MADE AGGREGATE

EACH OCCURRENCE

DED

UMBRELLA LIAB

RETENTION

E.L. DISEASE-EA EMPLOYEE

E.L. DISEASE-POLICY LIMIT

E.L. EACH ACCIDENT

OTH-

ER

PER STATUTE

Y / N

(Mandatory in NH)

ANY PROPRIETOR / PARTNER / EXECUTIVE

OFFICER/MEMBER EXCLUDED? N / A

WORKERS COMPENSATION AND

EMPLOYERS' LIABILITY

If yes, describe under DESCRIPTION OF OPERATIONS below

Professional LiabELU19400023 12/01/2023 12/01/2024 SIR applies per policy terms & conditions

E&O - Miscellaneous Professional-Primary

A $10,000,000

DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required)

Contract No. CTR054503

CANCELLATIONCERTIFICATE HOLDER

AUTHORIZED REPRESENTATIVEArizona State Retirement System ASRS Procurement 3300 N Central Ave Phoenix AZ 85012 USA

ACORD 25 (2016/03)

©1988-2015 ACORD CORPORATION. All rights reserved.

The ACORD name and logo are registered marks of ACORD

SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE

EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE

POLICY PROVISIONS.

Additional Coverages

AGENCY CUSTOMER ID:

ADDITIONAL REMARKS SCHEDULE

LOC #:

ADDITIONAL REMARKS

THIS ADDITIONAL REMARKS FORM IS A SCHEDULE TO ACORD FORM,

FORM NUMBER: ACORD 25 FORM TITLE: Certificate of Liability Insurance

EFFECTIVE DATE:

CARRIER NAIC CODE

POLICY NUMBER

NAMED INSUREDAGENCY

See Certificate Number:

See Certificate Number:

Aon Risk Services Northeast, Inc.

570000073397

570103009798

570103009798

Page _ of _

The Bank of New York Mellon Corporation

IInsured: Markel Bermuda Limited Policy#: MKLB25GPL0005072 Policy Term Dates: 12/1/2023 - 12/1/2024 Limits: 10M x 10M Coverage: Excess Professional

Insured: AXIS Insurance Company Policy#: P00100021878603 Policy Term Dates: 12/1/2023 - 12/1/2024 Limits: 10M x 20M Coverage: Excess Professional

Insured: Berkley Insurance Company Policy#: BPRO8102078 Policy Term Dates: 12/1/2023 - 12/1/2024 Limits: 10M x 30M Coverage: Excess Professional

Insured: Starr Indemnity & Liability Company Policy#: 1000057483231 Policy Term Dates: 12/1/2023 - 12/1/2024 Limits: 10M x 40M Coverage: Excess Professional

Insured: National Casualty Company Policy#: XMO2309126 Policy Term Dates: 12/1/2023 - 12/1/2024 Limits: 10M x 50M Coverage: Excess Professional

Insured: Allianz Global Risks U.S. Insurance Company Policy#: USF01178323 Policy Term Dates: 12/1/2023 - 12/1/2024 Limits: 10M x 60M Coverage: Excess Professional

Insured: Midvale Indemnity Company Policy#: EEO01230101 Policy Term Dates: 12/1/2023 - 12/1/2024 Limits: 10M x 70M Coverage: Excess Professional

Insured: Ascot Insurance Company Policy#: FIXS23100003490 Policy Term Dates: 12/1/2023 - 12/1/2024 Limits: 10M x 80M Coverage: Excess Professional

Insured: Atlantic Specialty Insurance Company Policy#: FIN0008380001 Policy Term Dates: 12/1/2023 - 12/1/2024 Limits: 10M x 90M Coverage: Excess Professional

ACORD 101 (2008/01) © 2008 ACORD CORPORATION. All rights reserved.

The ACORD name and logo are registered marks of ACORD

File details come from the government source that posted it. Updated .