5-Attachment B - Representations and Warranties.pdf

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Attached to
Investment Operations Consultancy Questionnaire
Solicitation number
Operations_Questionnaire_2026
Issued by
Texas

About this file

This document is an Attachment B - Representations and Warranties form required by the State of Wisconsin Investment Board (SWIB) for vendors responding to an Investment Operations Consultancy Questionnaire. The questionnaire is designed to create a pre-qualified vendor list for ad-hoc contractor services supporting short-term staff augmentation projects. SWIB is located in Madison, Wisconsin, and this opportunity remains open with no specified submission deadline for vendors meeting the established criteria. The form must be executed and submitted unmodified as part of the proposal package, with the exception of Attachment C, which requires separate execution.

By executing this document, proposers certify that all information provided in their response is accurate and complete, that they have obtained all required governmental filings and authorizations, and that no improper payments or inducements have been offered in connection with the submission. Proposers must also disclose any direct or indirect political contributions made to Wisconsin state-level candidates or officials since January 1, 2016, and confirm their compliance with applicable regulations under the Investment Advisers Act of 1940. Additionally, proposers warrant that they meet all minimum criteria established for the opportunity. The representations and warranties may not be modified without prior written approval from SWIB, and any unauthorized alterations will be void.

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Other files

File Type Posted
1-Investment Operations Vendor Questionnaire.docx DOCX document
2-Consultancy Pool Rate Card Template.xlsx XLSX spreadsheet
4-ConsultancyMSA Master.pdf PDF
3-Vendor Due Diligence Questionnaire.docx DOCX document
6-Attachment A - Public Records Acknowledgement.pdf PDF

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4703 Madison Yards Way, Suite 700, Madison, WI 53705 Mail: P.O. BOX 7842, Madison, WI 53707 // (p) 608.266.2381 // (f) 608.266.2436 // www.swib.state.wi.us

ATTACHMENT B - REPRESENTATIONS AND WARRANTIES

All vendors submitting a proposal are required to submit an executed, unmodified copy of this Attachment B.

A. By signing below, the undersigned (“Proposer”) agrees to any terms, conditions, and obligations, set forth in this packet, with the exception of Attachment C which shall be separately signed.

B. Proposer warrants that all the information it provides in the response to this RFP is true and correct and does not omit any material facts or information that are responsive.

C. Proposer warrants that it has completed, obtained, and performed all applicable filings, registrations, approvals, authorizations, consents or examinations required by a government or governmental authority for the services to be provided to SWIB.

D. Proposer represents and warrants that to its knowledge after due inquiry, no officers, directors, employees, consultants, advisors, attorneys, auditors, accountants, subcontractors, or agents of the Proposer have been or will be offered, promised or provided, directly or indirectly, in connection with Proposer’s proposal submission, anything of substantial economic value for its private benefit from any such party or anyone acting on its behalf. In addition, Proposer has disclosed any and all direct or indirect political or other campaign contributions to Wisconsin state-level candidates or officials since January 1, 2016. If applicable, proposer represents and warrants that it will not be prohibited from receiving compensation from SWIB under Rule 206(4)-5 promulgated under the Investor Advisors Act of 1940.

E. Proposer warrants that it believes it meets all of the Minimum Criteria.

These Representations and Warranties may not be modified, and any changes shall be of no force and effect unless agreed to by SWIB in writing prior to Proposer’s submission of materials.

Company Name Date

Signature Title

ATTACHMENT B - REPRESENTATIONS AND WARRANTIES

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