SECNAV_ 5512_fillable.pdf

READ INSTRUCTIONS THOROUGHLY TO ENSURE BASE ACCESS

-Visitors ages 18 and older who do not possess a current DOD CAC must submit a SECNAV 5512/1 form.

-Forms are valid for 90 days from the date they are vetted by Visitor Control.

Forms Will NOT be accepted if:

1. Blocks 29 and 30 are not initialed

2. Not signed

3. The SSN is left blank for US citizens or permanent residents (NRL requirement)

4. Forms are emailed directly to Visitor Control.

Unless otherwise indicated, the following fields of the SECNAV 5512 form MUST be filled in:

Block 1: Enter the Last Name.

Block 2: Enter the First Name.

Block 3: If applicable, enter the Middle Name.

Block 4: If applicable, check the box for Name Suffix.

Block 5: Check the applicable box for Hispanic or Latino.

Block 6: Check the applicable box for Race.

Block 7: Check the applicable box for Gender.

Block 8: Enter Date of Birth.

Block 9: Enter City of Birth.

Block 10: Enter State of Birth.

Block 11: Enter Country of Birth.

Block 12: Check the applicable box for US Citizenship.

Block 13: Enter the name of the Country of Citizenship if citizen of another country.

Block 14: TWO forms of identity source documents from the list must be filled in.

-SSN must be one source for US citizens or permanent residents.

-Permanent residents must also include their alien registration information.

Block 15: Enter the Document Numbers located on the Identity Proofing Source document that were checked in Block 14.

Block 16: Enter the State that issued the Identity Source Document.

Block 17: Enter the Country that issued the Identity Source Document.

Block 18: Enter the Date that the Identity Source Document was issued.

Block 19: If applicable, enter the Date that the Identity Source Document will expire.

Block 20: Enter Weight in pounds.

Block 21: Enter Height in inches.

Block 22: Check the applicable box for Hair Color.

Block 23: Check the applicable box for Eye Color.

Block 24: Enter Home Address including City, State, and Zip Code. Enter Telephone Number. A phone number MUST be provided.

Block 25: Enter NRL sponsor name and phone number.

Block 26: Enter appropriate Employer information. If not employed enter: N/A.

Block 27: Enter appropriate Supervisor information. If not employed enter: N/A.

Block 28: Leave blank.

Block 29: Check the applicable answer.

PRINT FORM NOW

Block 29: Initial form.

Block 30: Initial form.

Block 31: Sign and date the form. Digital signatures are NOT accepted.

Forms should be faxed to Visitor Control in advance to avoid delays. Fax numbers: 202-767-2612 or 202-767-3990.

OMB 0703-0061 Exp. 31 Jan 2021

SECNAV 5512/1 (APR 2014) FOR OFFICIAL USE ONLY WHEN FILLED - PRIVACY SENSITIVE:

Any misuse or unauthorized disclosure of this information may result in both criminal and civil penalties.

DEPARTMENT OF THE NAVY LOCAL POPULATION ID CARD/BASE ACCESS PASS REGISTRATION

PRIVACY ACT STATEMENT:

AUTHORITY: 10 U.S.C. 113, Secretary of Defense; DoD Directive 1000.25, DoD Personnel Identity Protection (PIP) Program; DoD Instruction 5200.08, Security of DoD Installations and

Resources and the DoD Physical Security Review Board (PSRB); DoD 5200.08-R, Physical Security Program; DoD Directive 5200.27, Acquisition of Information Concerning Persons and

Organizations not Affiliated with the Department of Defense (Exception to policy memos); Directive-Type Memorandum (DTM) 09-012, Interim Policy Guidance for DoD Physical Access

Control; DTM 14-005, DoD Identity Management Capability Enterprise Services Application (IMESA) Access to FBI National Crime Information Center (NCIC) Files; and E.O. 9397 (SSN), as amended; OPNAVINST 5530.14E, Navy Physical Security and Law Enforcement Program; Marine Corps Order P5530.14, Marine Corps Physical Security Program Manual; SORN

NM05512-2 Badge and Access Control System Records and DMDC 16, Identity Management Engine for Security and Analysis (IMESA): http://dpcld.defense.gov/Privacy/SORNsIndex

PURPOSE(S): To control physical access to Department of Defense (DoD), Department of the Navy (DON) or U.S. Marine Corps Installations/Units controlled information, installations, facilities, or areas over which DoD, DON, or U.S. Marine Corps has security responsibilities by identifying or verifying an individual through the use of biometric databases and associated data processing/information services for designated populations for purposes of protecting U.S./Coalition/allied government/national security areas of responsibility and information; to issue badges, replace lost badges, and retrieve passes upon separation; to maintain visitor statistics; collect information to adjudicate access to facility; and track the entry/exit times of personnel.

ROUTINE USE(S): To designated contractors, Federal agencies, and foreign governments for the purpose of granting Navy officials access to their facility.

DISCLOSURE: Providing registration information is voluntary. Failure to provide requested information may result in denial of access to benefits, privileges, and DoD installations, facilities and buildings.

IDENTITY PROOFING AND APPLICANT INFORMATION

1. LAST NAME: 2. FIRST NAME: 3. MIDDLE NAME: 4. NAME SUFFIX:

Jr. Sr. I II III IV

5. HISPANIC OR

LATINO (Check one):

YES NO

6. RACE

(Check one or more):

WHITE

AFRICAN AMERICAN

OR BLACK

ASIAN AMERICAN INDIAN OR

ALASKIN NATIVE

NATIVE HAWAIIAN

OR OTHER PACIFIC

ISLANDER

7. GENDER

(Check one):

MALE FEMALE

8. DATE OF BIRTH: 9. CITY OF BIRTH: 10. STATE OF BIRTH: 11. BIRTH COUNTRY:

12. US CITIZEN (Check): YES NO

13. DUAL CITIZENSHIP: YES NO

CITIZENSHIP IF OTHER THAN US (Country) :

U.S. Citizen Minimum Documentation Required:

By Birth - Social Security No and/or State ID/Drivers License.

Naturalized - Certification Number, Petition Number, Date, Place and Court, United States passport number, Social Security No and/or State ID/Drivers

License.

Derived - Parent's certification number, Social Security No and/or State ID/Drivers License.

Alien Minimum Documentation Required:

Registration Number, Expiration date, Date of entry, Port of entry.

14. IDENTITY SOURCE

DOCUMENTS PRESENTED:

15. DOCUMENT NUMBER:

16. ISSUED BY

STATE/COURT:

17. ISSUED BY

COUNTRY:

18. ISSUED: 19. EXPIRES:

Social Security No. United States

State ID/Drivers License

Passport No.

Certification Number and

Petition Number

Derived - Parent's

Certification Number:

United States

Alien Registration No. United States

Date of Entry: Port of Entry:

OTHER APPROVED IDENTITY SOURCE DOCUMENTS:

20. WEIGHT

(Pounds):

21. HEIGHT

(Inches):

22. HAIR COLOR (Check one):

Blond Brown Black

White Silver Auburn

Gray

Bald

Red

23. EYE COLOR (Check one):

Brown Green Blue Hazel

Black Gray Violet Unknown

24. HOME ADDRESS (Include city, state, zip code): HOME PHONE (Include Area Code):

25. BASE SPONSOR'S NAME: SPONSOR PHONE (Include Area Code):

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Any misuse or unauthorized disclosure of this information may result in both criminal and civil penalties.

EMPLOYMENT ACTIVITY INFORMATON

26. EMPLOYER NAME AND ADDRESS (Include city/state/zip code): EMPLOYER PHONE (Include Area Code):

27. SUPERVISOR NAME AND ADDRESS (Include city/state/zip code): SUPERVISOR PHONE (Include Area Code):

28. Check the applicable box for WORK HOURS box or check the OTHER box and enter the work hours, then check the applicable for WORK DAYS:

WORK HOURS: 0600-1800 0800-1700 OTHER WORK DAYS: SN M T W TH F ST

29. Have you ever been convicted of a Felony?

PRIOR FELONY CONVICTIONS

YES NO Initial

REQUIREMENT TO RETURN LOCAL POPULATION ID CARD

30. I understand that I am required to return my Local Population Identification Card to the Base Pass Office when it expires or if my employment is terminated for any reason. (initial)

AUTHORIZATION AND RELEASE AND CERTIFICATION

31. I hereby authorize the DOD/DON and other authorized Federal agencies to obtain any information required from the Federal government and/or state agencies, including but not limited to, the Federal Bureau of Investigation (FBI), the Defense Security Service (DSS), the U.S. Department of

Homeland Security (DHS).

I have been notified of DON right to perform minimal vetting and fitness determination as a condition of access to DON installation/facilities. I understand that I may request a record identifier; the source of the record and that I may obtain records from the State Law Enforcement Office as may be available to me under the law. I also understand that this information will be treated as privileged and confidential information.

I release any individual, including records custodians, any component of the U.S. Government or the individual State Criminal History Repository supplying information, from all liability for damages that may result on account of compliance, or any attempts to comply with this authorization. This release is binding, now and in the future, on my heirs, assigns, associates, and personal representative(s) of any nature. Copies of this authorization that show my signature are as valid as the original release signed by me.

FALSE STATEMENTS ARE PUNISHABLE BY LAW AND COULD RESULT IN FINES AND/OR IMPRISONMENT UP TO FIVE YEARS.

BEFORE SIGNING THIS FORM, REVIEW IT CAREFULLY TO MAKE SURE YOU HAVE ANSWERED ALL QUESTIONS FULLY AND CORRECTLY.

I DECLARE UNDER PENALTY OF PERJURY THAT THE STATEMENTS MADE BY ME ON THIS FORM ARE TRUE, COMPLETE AND CORECT

DATE SIGNATURE

FINAL DETERMINATION ON YOUR ACCESS: The Base Commanding Officer has final authority for determination on granting physical access to

DON controlled installations/facilities under his/her jurisdiction.

BELOW COMPLETED BY BASE REGISTRAR PERSON CONDUCTING IDENTY PROOFING and NCIC CHECK

32. INFORMATION VERIFIED BY: 33. ENTERED IN C/S SYSTEM BY: 34. PASS ISSUE DATE: 35. PASS EXPIRATION DATE:

36. NCIC CHECK PERFORMED BY: 37. RESULTS OF NCIC CHECK:

NO RECORDS RECORD IDENTIFIER

RECORD NUMBER:

38. RESULTS OF LOCAL RECORDS CHECK:

NO RECORDS RECORD IDENTIFIER

RECORD NUMBER:

Office of Under Secretary of Defense Directive-Type Memorandum (DTM) 09-012, "Interim Policy Guidance for DoD Physical Access Control,"

December 8, 2009. DTM 09-012 requires that DoD installation government representatives query the National Crime Information Center (NCIC) and

Terrorist Screening Database to vet the claimed identity and to determine the fitness of non-federal government and non-DoD-issued card holders (i.e.

visitors) who are requesting unescorted access to a DoD installation. The minimum criteria to determine the fitness of a visitor is: 1) not on a terrorist watch list; 2) not on an DoD installation debarment list; and 3) not on a FBI National Criminal Information Center (NCIC) felony wants and warrants list.

Additionally, SECNAV Memo, Policy for Sex Offender Tracking and Assignment and Access Restrictions within the Department of the Navy, of 7 Oct 08 and OPNAVINST 1752.3 established the Navy's policy on sex offenders, requiring Region Commanders (REGCOMs) and Installation Commanding

Officers (COs) to prohibit sex offender access to DoN facilities and Navy owned, leased or PPV housing. This form describes the authority and purpose to collect and share the required information; and identifies the applicant/visitor and sponsor; and authorizes the DoD to perform the minimum vetting and fitness determination criteria. A favorable response on the vetting and fitness determination is required to receive access to DOD-controlled installation/facilities.

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Any misuse or unauthorized disclosure of this information may result in both criminal and civil penalties.

Instruction for completing the Local Population Access Registration Form

INSTRUCTIONS: Please complete all information in black ink (printed) or by typing. By voluntarily providing your Personal Information, you agree to the following terms and restrictions:

RESTRICTIONS: Local Population Identification Card/Base Access Pass may only be used by person to whom they are issued and for the specific business/purpose issued. Applicants are reminded that soliciting (i.e., door-to-door sales) is prohibited on the base, and that such activity is grounds for cancellation of the Pass.

Additionally, such action may result in debarment from the base and legal action. The Base Commanding Officer has discretion over specifying the period of validity for any Local Population ID Cards/Base Access Passes that are issued under his/her jurisdiction.

Review the Privacy At Statement that is printed at the top of the form

Block 1: Enter the Last Name.

Block 2: Enter the First Name.

Block 3: Enter the Middle Name.

Block 4: If applicable, check the box for Name Suffix.

Block 5: Check the applicable box for Hispanic or Latino.

Block 6: Check the applicable box for Race.

Block 7: Check the applicable box for Gender.

Block 8: Enter Date of Birth.

Block 9: Enter City of Birth.

Block 10: Enter State of Birth.

Block 11: Enter Country of Birth.

Block 12: Check the applicable box for US Citizenship.

Block 13: If not a US Citizen, enter the name of the Country of Citizenship.

Block 14: Two forms of identity source documents from the list of acceptable documents listed below must be presented to the base registrar with this completed form. Check the box for the type of Documents that will be presented for identity proofing. If the document type is not listed, use the two rows under Other Approved Identity Source Documents to enter the type of document(s) that you will present.

Block 15: Enter the Document Number located on the Identity Proofing Source document that was checked in Block 14.

Block 16: Enter the State that issued the Identity Source Document.

Block 17: Enter the Country that issued the Identity Source Document.

Block 18: Enter the Date that the Identity Source Document was issued.

Block 19: Enter the Date that the Identity Source Document will expire.

Block 20: Enter Weight in pounds.

Block 21: Enter Height in inches.

Block 22: Check the applicable box for Hair Color.

Block 23: Check the applicable box for Eye Color.

Block 24: Enter Home Address Including City, State, Zip Code, and Home

Telephone Number.

Block 25: Enter Name of Registrant's Base Sponsor and Base Sponsor's Telephone

Number.

Block 26: Enter Employer Name and address including City, State, Zip Code, and

Employer's Telephone Number.

Block 27: Enter Supervisor's Name including City, State, Zip Code, and

Supervisor's Telephone Number.

Block 28: Check the applicable box for Work Hours box or check the OTHER box and enter the work hours, then check applicable boxes for Work Days.

Block 28: Check the applicable answer if you have been convicted of

Felony and enter initials.

Block 29: Check the applicable box for felony conviction.

Block 30: Enter initials to accept terms for returning Local Population Identification

Card.

Block 31: Sign and date the form to attest that the foregoing information is true and complete to best of your knowledge.

LIST OF ACCEPTABLE DOCUMENTS - All documents must not be expired.

Must present one selection from List A or a combination of one selection from List B and one selection from List C.

List A - Documents that Establish Identity and OR Employment Authorization

List B - Documents that Establish Identity AND List C - Documents that Establish

Employment Authorization

1. U.S. Passport or U.S. Passport Card.

2. Permanent Resident Card or Alien Registration

Receipt Card (Form I-551).

3. Foreign passport that contains a temporary I-551 stamp or temporary I-551 printed notation on a machine-readable immigrant visa.

4. Employment Authorization Document that contains a photograph (Form I-766).

5. For a nonimmigrant alien authorized to work for a specific employer because of his or her status:

a. Foreign Passport; and

b. Form I-94 or Form I-94A that has the following:

(1) The same name as the passport; and

(2) An endorsement of the alien's nonimmigrant status as long as that period of endorsement has not yet expired and the proposed employment is not in conflict with and restrictions or limitations identified on form.

6. Passport from the Federal States of Micronesia

(FSM) or the Republic of the Marshal Islands

(RM) with Form I-94 or Form I-94A indicating nonimmigrant admission under the Compact of Free Association Between the United Stated and FSM or RM.

1. Driver's license or ID card issued by a State or outlying possession of the United States provided it contains a photograph or information such as name, date of birth, gender, height, eye color, and address.

2. ID card issued by federal, state or local government agencies or entities, provided it contains a photograph or information such as name, date of birth, gender, height, eye color, and address.

3. School ID card with a photograph

4. Voter's registration card.

5. U.S. Military card or draft record.

6. Military dependent's ID card.

7. U.S. Coast Guard Merchant Mariner Card.

8. Native American tribal document.

9. Driver's license issued by a Canadian government authority.

For persons under age 18 who are unable to present a document listed above:

10. School record or report card.

11. Clinic, doctor, or hospital record.

12 Day-care or nursery school record.

1. A Social Security Account Number card, unless the card includes one of the following restrictions:

(1) NOT VALID FOR EMPLOYMEMT

(2) VALID FOR WORK ONY WITH INS

AUTHORIZATION.

(3) VALID FOR WORK ONLY WITH DHS

AUTHORIZATION.

2. Certification of Birth Abroad issued by the

Department of State (Form FS-545).

3. Certification of Birth issued by the Department of

State (Form DS-1360).

4. Original or certified copy of birth certificate issued by a State, county, municipal authority or territory of the United States bearing an official seal.

5. Native American tribal document.

6. U.S. Citizen ID Card (Form I-197).

7. Identification Card for Use of Resident Citizen in the United States (Form I-179).

8. Employment authorization document issued by the Department of Homeland Security.

The remainder of the form will be completed by the Base Registrar Person conducting Identi fy Proofing process and NCIC check.

AGENCY DISCLOSURE STATEMENT:

The public reporting burden for this collection of information is estimated to average 10 minutes per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Washington Headquarters Services, Executive

Services Directorate, Directives Division, 4800 Mark Center Drive, East Tower, Suite 03F09, Alexandria, VA 22350-3100 OMB 0703-0061. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number.

PLEASE DO NOT RETURN RESPONSE TO THE ABOVE ADDRESS.

Responses should be sent to the Base Registrar.