CC17HQQ0028_01-27-2017.docx

Request for Quote (RFQ)

CC17HQQ0028

PART I - SUPPLIES OR SERVICES AND PRICES/COSTS

1.0 LINE ITEM DESCRIPTION

The Contractor shall furnish all technical, management, supervision, labor, materials, licensing, and any other support necessary to provide the services as described in the Statement of Work (SOW).

2.0 PRICING

The Contractor shall provide the services at a firm-fixed price. Prices shall be fully loaded, inclusive of all overhead, fringe benefits, general and administrative expenses, and profit for the successful performance of all specified services. The OCC reserves the unilateral right to exercise optional contract line item numbers (CLINs) at the price specified.

3.0 PRICING TABLES

Core Data

CLIN

Data Files and Archive Date (a) Required record and tradeline features and documentation (b) Optional record and tradeline features and/or logical code (c)

(a) + (b)

Initial File 250,000 records Sept. 30, 2016

Core Follow-up 1A 8,000 records Archive Date Core1

Core Follow-up 2A

Archive Date Core2

CLINs 0001 through 0003 comprise the Core Data. The OCC intends to purchase column (a) with the initial award. Column (b) is optional.

Core Data: Optional Supplements to Initial File

CLIN

Data Files and Archive Date (a) Required record and tradeline features and documentation (b) Optional record and tradeline features and/or logical code (c)

Initial File Additional 50,000 records under CLIN 0001 for a total of 300,000 records

Initial File Additional 100,000 records under CLIN 0001 for a total of 350,000 records

Initial File Additional 150,000 records under CLIN 0001 for a total of 400,000 records

Core Data: Optional Supplements to Follow-up Files

CLIN

Data Files and Archive Date (a) Required record and tradeline features and documentation (b) Optional record and tradeline features and/or logical code (c)

Core Follow-up 1B Additional 4,000 records under CLIN 0002 for a total of 12,000 records Archive Date Core1

Core Follow-up 2B Additional 4,000 records under CLIN 0003 for a total of 12,000 records Archive Date Core2

Optional Follow-up Files (8,000 records each)

Optional Archive Date (a) Required record and tradeline features and documentation (b) Optional record and tradeline features and/or logical code (c)

Optional Follow-up_1A Archive Date 1

Optional Follow-up_2A Archive Date 2

Optional Follow-up_3A Archive Date 3

Optional Follow-up_4A Archive Date 4

Optional Follow-up_5A Archive Date 5

Optional Follow-up_6A Archive Date 6

Optional Follow-up_7A Archive Date 7

Optional Follow-up_8A Archive Date 8

Optional Follow-up_9A Archive Date 9

Optional Follow-up_10A Archive Date 10

Optional Follow-up_11A Archive Date 11

Optional Follow-up Files (12,000 records each)

Optional Archive Date (a) Required record and tradeline features and documentation (b) Optional record and tradeline features and/or logical code (c)

Optional Follow-up_1B Archive Date 1

Optional Follow-up_2B Archive Date 2

Optional Follow-up_3B Archive Date 3

Optional Follow-up_4B Archive Date 4

Optional Follow-up_5B Archive Date 5

Optional Follow-up_6B Archive Date 6

Optional Follow-up_7B Archive Date 7

Optional Follow-up_8B Archive Date 8

Optional Follow-up_9B Archive Date 9

Optional Follow-up_10B Archive Date 10

Optional Follow-up_11B Archive Date 11

Optional Data Service

Date of data to be transmitted (a) Transmit to one credit bureau (b) Transmit to two credit bureaus

September 30, 2016 data: PII and NID from a third party.

PART II – STATEMENT OF WORK (SOW)

1.0 INTRODUCTION

The Office of the Comptroller of the Currency (OCC) charters, regulates, and supervises all national banks and federal savings associations, as well as the federal branches and agencies of foreign banks. Headquartered in Washington, DC, the OCC is responsible for promoting and assuring the safety and soundness of the country’s system of national banks and federal savings associations and maintaining its competitiveness, efficiency, integrity, and stability in the financial marketplace.

The OCC relies on anonymized consumer credit bureau data to conduct research on policy-related work. The agency is committed to protecting data confidentiality. Only aggregate results (e.g. regression coefficient, tabular, or graphical summaries of data that do not reveal information about individual records) will be published or shared with any outside entities.

The OCC intends to purchase data with limited rights in perpetuity. The OCC intends to be licensed to use data internally, and publish or share only aggregate results externally.

2.0 SCOPE OF WORK

The “Credit Bureau Database” consists of all records in the Contractor’s nationwide consumer credit database that were archived at the end of a month, whether or not the records had tradelines, and whether or not they were scoreable.[footnoteRef:1] [1: A “record” or “credit record” is considered the same as a “case” or “file”. The terms refer to data at the level of the “subject,” or individual.]

“List-Based Credit Bureau Data” refers to any file containing consumer records obtained from the Contractor's nationwide Credit Bureau Database and the consumers’ FICO credit scores (if any) as of the same date.[footnoteRef:2] [2: The FICO credit score shall be a base FICO 04 credit score (i.e., Equifax Beacon 5.0, Experian FICO Score v3, or TransUnion FICO Score 04). For records that are not FICO-scoreable, the Contractor will supply an indicator specifying this fact, and an optional indicator explaining why (e.g., the consumer’s credit record may be too new, too stale, and/or too thin to be scoreable).]

To enable the Contractor to construct such files, a third party has agreed to supply the Contractor with one or more lists of specific consumers as of each specified archive date. The third party will supply to the Contractor: personally identifiable information (PII) that is sufficient to identify each consumer’s credit record and a non-informative ID number (NID). The Contractor may need to sign a nondisclosure agreement to be provided by the third party prior to release of the information.

The Contractor shall create an internal file containing, for each listed consumer: the PII, the NID, the consumer’s credit record data, (or an indicator specifying that the consumer had no record in the Contractor’s files as of that date), and the FICO credit score (or an indicator specifying that the record was unscoreable, and an optional reason why). The Contractor shall include the complete data from the credit record of each listed consumer, whether or not the record had tradelines and whether or not the record was scoreable.

The Contractor shall produce a file of anonymized data by making a copy of its internal file and removing the PII. The Contractor shall deliver the resulting file of anonymized data to the OCC. The OCC will publish or share with outside entities only aggregate results (e.g. regression coefficient, tabular, or graphical summaries of data that do not reveal information about individual records).

The OCC intends to purchase Core Data files, described in Part II, Sections 2.1 and 2.2 below.

The OCC may additionally decide to purchase one or more Optional Data files, described in Part II, Section 2.3 below. Data files that the OCC actually purchases are referred to collectively as “List-Based Credit Bureau Data.” The OCC may additionally decide to purchase an Optional Data Service, described in Part II, Section 2.4 below.

2.1 CORE DATA

The “Core Data” refers to three files of consumer credit bureau records, consisting of one Initial file, and two Follow-up files.

· The “Initial” file contains credit bureau data and FICO scores for approximately 250,000 specified consumer credit records as of September 30, 2016.

· Each “Follow-up” file contains credit bureau data and FICO scores for approximately 8,000 specified consumer credit files for a month-end archive date that will be specified by the OCC. These two archive dates are expected to occur between January 31, 2017 and June 30, 2017 inclusive. Two likely archive dates are January 31, 2017 and April 30, 2017.

Relationship among List-Based Credit Bureau Files. The list of consumers in any Follow-up file is expected to be largely (or entirely) a subset of the list of consumers in the Initial file. All Follow-up files of the same size (whether Core or Optional) are expected to be comprised largely (or entirely) of the same consumers.

2.2 CORE DATA: RECORD AND TRADELINE IDENTIFIERS AND FEATURES

The Core Data shall contain detailed credit bureau data, identifiers, and other features as of the specified archive date.

(A) Record Identifier. The Contractor shall assign the NID provided by the third party to each credit record in the data file. The Contractor may also assign its own unique, invariant, anonymized identifier to each record. Either of these identifiers will enable OCC staff to track individual records over time.

(B) Record Features. For each month-end archive date, the Contractor shall provide then-current information for each credit record.

· FICO credit score2.

· Proprietary credit score and/or VantageScore 3.0 credit score.

· Indicator that a credit record was unscoreable, for each credit scoring model offered.

· ZIP code of residency.

· City (or town) and state of residency.[footnoteRef:3] [3: In this document, the term “state of residency” refers to the 50 U.S. states; Washington, D.C.; U.S. territories; overseas military areas; and foreign countries.]

· Census tract of residency.

· Date of birth of record-holder.

· Date the credit record was first established in the Contractor’s database.

(2) (Optional CLIN) Record Feature. The following record feature (or equivalent) is optional:

· Reasons why unscoreable. For unscoreable records, an unscoreable-reasons code (e.g., the consumer’s credit record may be too new, too stale, and/or too thin to be scoreable).

(C) Tradeline features. For each credit record, the Contractor shall provide data on the fundamental features of every tradeline associated with the record. Fundamental features are tradeline features that are irreducible, and cannot be computed from the data on other tradeline features that the Contractor provides.[footnoteRef:4] [4: Examples of fundamental tradeline features are the kind of business, account status, account type, special comments, ECOA status, and various tradeline dates. Examples of what we do not require are the number of tradelines per record, or the number of tradelines that are 90 days past due over the past 12 months.

(1) Tradeline features. The minimum required tradeline features provide basic account information on credit tradelines, reporting institutions, public record accounts, collection accounts, and hard inquiries; and enable the OCC to identify and track individual tradelines and account information over time.

The following tradeline features (or equivalent) would satisfy the minimum requirement:

· Type of loan or other credit account.

· Account opening date.

· Account closing date.

· Balance amount.

· Original credit amount.

· High credit or credit limit amount.

· Credit account number, scrambled for anonymity.

· Account’s open or closed status.

· Account’s delinquency status.

· Account’s monthly history of payment status.

· Total past due amount.

· Term of the loan.

· ECOA designation.

· Payment due amount.

· Actual payment amount.

· Reporting institution’s ID number, scrambled for anonymity, for all tradelines (credit, public record, collection, inquiry, etc.).

· Reporting institution’s type of industry.

· Public records data.

· Collection data: The Contractor shall specify what kinds of collections are included, and if any types of collection accounts (such as medical collections) are excluded.

· Inquiry data: “Hard” inquiries related to credit applications are expected. The Contractor shall specify if any inquiries are combined into a cluster and, if so, the clustering rule.

(2) (Optional CLIN) Tradeline Features. The following tradeline features (or equivalent) are optional:

· Trended data: These data provide a 24-month history of consumer payment behavior, including such data items as balance due, scheduled payment amount, actual payment amount, date of last payment, high credit, and/or credit limit.

· Frequency of the required payments.

2.3 OPTIONAL DATA

Optional Supplements to the Core Data Initial File

(Optional CLIN) Initial File_2. The OCC may decide to purchase credit bureau data and FICO scores for approximately 50,000 additional specified consumer credit records (for a total of 300,000 consumers) as of September 30, 2016.

(Optional CLIN) Initial File_3. The OCC may decide to purchase credit bureau data and FICO scores for approximately 100,000 additional specified consumer credit records (for a total of 350,000 consumers) as of September 30, 2016.

(Optional CLIN) Initial File_4. The OCC may decide to purchase credit bureau data and FICO scores for approximately 150,000 additional specified consumer credit records (for a total of 400,000 consumers) as of September 30, 2016.

Optional Supplements to the Core Data Follow-Up Files

(Optional CLIN) Core Data Follow-up 1B. The OCC may decide to purchase credit bureau data and FICO scores for approximately 4,000 additional specified consumer credit records (for a total of 12,000 consumers) as of Core Archive Date 1 (e.g., January 31, 2017).

(Optional CLIN) Core Data Follow-up 2B. The OCC may decide to purchase credit bureau data and FICO scores for approximately 4,000 additional specified consumer credit records (for a total of 12,000 consumers) as of Core Archive Date 2 (e.g., April 30, 2017).

Optional Additional Follow-Up Files

(Optional CLIN) Follow-up A files. The OCC may decide to purchase up to 11 additional Optional Follow-up files of 8,000 records each (designated as “Follow-up A” files) files. Each file would be based on a list of consumers provided by a third party, as discussed in Part II, Section 2.0 above.

(Optional CLIN) Follow-up B files. The OCC may decide to purchase up to 11 additional Optional Follow-up files of 12,000 records each (designated as “Follow-up B” files. Each file would be based on a list of consumers provided by a third party, as discussed in Part II, Section 2.0 above.

The Contractor shall offer each Optional Follow-up file with required and optional record and tradeline identifiers and features identical to those listed in Part II, Section 2.2 above.

Each Optional Follow-up file shall contain data as of a month-end archive date to be specified by the OCC during the contract period. These month-end archive dates are expected to occur between September 30, 2015 and November 30, 2017 inclusive.

2.4 OPTIONAL DATA SERVICE

Part II, Section 2.0 describes how a third party will supply to the Contractor the PII and non-informative I.D. numbers (NID) for one or more lists of specific consumers. The OCC may request the Contractor to supply this information to one or two credit bureaus identified by the OCC. The provision of this information shall be subject to the Contractor’s data protection procedures.

This would enable each credit bureau that receives the information from the Contractor to create an internal file consisting of the PII, the NID, the consumer’s credit record data contained in the credit bureau’s files, and any credit score that the credit bureau may provide. The credit bureau would then produce a file of anonymized data by creating a copy of its internal file and removing the PII. It would deliver the resulting anonymized data file to the OCC. The OCC would publish or share with outside entities only aggregate results, such as regression coefficient, tabular, or graphical summaries of data that do not reveal information about individual records.

3.0 DOCUMENTATION

Documentation. At the time of delivery of any Core Data file (Initial or Follow-up) or any Optional Follow-up Data file to the OCC, the Contractor shall provide clear documentation of the following:

(1) Data sources. The name and basic descriptive features of the source file(s) from which the data set and related data (e.g., characteristics, reasons for missing data, data revisions) were developed.

(2) Methodology. A detailed explanation of procedures by which the data file was developed, as well as the details of any commercial software that were used in developing the data (such as the name and version number of the geocoding software).

(3) Data definitions. The Contractor shall provide clear definitions of all data items.

(4) Credit score validation. For every type and year of credit score provided to the OCC (i.e., FICO credit score, VantageScore, proprietary credit score, and/or alternative credit score), the Contractor shall provide validation results for the credit scoring model, including detailed odds charts that link score ranges to expected default rates.

(Optional CLIN) Optional Documentation: Logical Code. The Contractor shall provide a document containing Logical Code, which shall explain how to reliably combine values of record and/or tradeline-level data codes to generate key measures of credit use that include (but are not limited to) the number of open accounts, number of active accounts, the aggregate utilization rate on all revolving accounts of a given record, a record’s most recent date of declaration of bankruptcy, etc.

4.0 DELIVERABLES

Format of Deliverables. Data shall be delivered as electronic files (SAS or ASCII format). Documentation shall be delivered as electronic files, preferably as PDF documents or Excel spreadsheets. Data delivery shall be through secure FTP. Documentation may be delivered via email.

Delivery of each data file and associated documentation is required within three weeks of the award of contract (for existing month-end archives), or within three weeks of the relevant month-end archive date (for future month-end archives), or within any shorter delivery time that may be offered by the Contractor. If three weeks is not sufficient time for delivery, the Contractor may propose an alternative delivery schedule and explain why it cannot meet the three-week delivery time.

IT Accessibility. The Contractor must ensure that all Electronic Information Technology (EIT) meets the applicable standards of Section 508 of the Rehabilitation Act of 1973, as amended. All documents, reports, or plans (PDF and Excel documents) must be suitable for sharing within the OCC Intranet by meeting “Web-based Intranet” standards. Specifically, the following standards apply:

1194.22 – Web-based Intranet and Internet information and applications

1194.31 – Functional Performance Criteria

NOTE: For electronic data files such as SAS or ASCII (flat-files), no specific IT Accessibility standards apply.

5.0 PERIOD OF PERFORMANCE

The contract period of performance shall be from the date of award through December 31, 2017.

6.0 KEY PERSONNEL REQUIREMENTS

The Contractor shall appoint a Project Manager who has experience with the accurate and timely delivery of credit bureau data to external clients, familiarity with the credit record and credit score data offered by the Contractor with which he or she is currently employed, familiarity with the processes for developing files of credit record and credit score data for external clients, and the ability to explain credit record data items and credit score data items, and the processes by which files containing these data items are developed by the Contractor.

The Project Manager shall serve as a liaison between the Contractor and the OCC on all services related to this contract.

7.0 SUPPLY OF SERVICES AND PRICES/COSTS

A.1 CORE DATA PURCHASES

The OCC intends to purchase three Core Data files: one Initial file and two Follow-up files.

· The Initial file will contain a minimum of 250,000 records (Table 1(a), row 1).

A one-time, optional purchase of supplementary records could increase the Initial File’s size to as many as 400,000 records (Table 1(b)).

· Each Core Follow-up file will contain a minimum of 8,000 records (Table 1(a), rows 2 and 3).

An optional purchase of supplementary records could increase each Core Follow-up file’s size to 12,000 records (Table 1(c), rows 1 and 2).

Table 1(a) Core Data Number of Data Files

Archive Date

Type of Data Files

250,000 records

Archive Date Core1 (e.g., Jan. 31, 2017) Core Follow-up 1A

Archive Date Core2 (e.g., April 30, 2017) Core Follow-up 2A

These three files comprise the Core Data, which the OCC intends to purchase.

Table 1(b) Core Data: Optional Supplements to Initial File Number of Data Files

Additional 50,000 records (Total of 300,000 records)

Additional 100,000 records (Total of 350,000 records)

Additional 150,000 records (Total of 400,000 records)

These alternative options increase the Initial file from 250,000 records to as many as 400,000 records.

Table 1(c) Core Data: Optional Supplements to Follow-up Files Number of Data Files

Archive Date Core1 (e.g., Jan. 31, 2017) Core Follow-up 1B Additional 4,000 records (Total of 12,000 records)

Archive Date Core2 (e.g., April 30, 2017) Core Follow-up 2B Additional 4,000 records (Total of 12,000 records)

These options increase each Core Follow-up file from 8,000 records to 12,000 records.

A.2 OPTIONAL FOLLOW-UP FILE PURCHASES

The OCC may decide to purchase up to 11 additional Optional Follow-up data files. Each file will consist of a minimum of 8,000 records (“Follow-up A” files) and as many as 12,000 records each (“Follow-up B” files). Each file would be based on a list of consumers provided by a third party, as discussed in Part II, Section 2.0 above.

Table 1(d) Optional Follow-up Files

Number of Data Files

Optional Archive Date

Optional Follow-up A (8,000 Records)

Optional Follow-up B (12,000 Records)

These options permit the OCC to purchase up to 11 Follow-up files. Each Optional Follow-up file would consist of 8,000 or 12,000 records each.

A.3 OPTIONAL DATA SERVICE

Table 1(e) Optional Data Service Number of Items Date of the Data to be Transmitted

Type of Service

PART III - OTHER CONTRACTUAL TERMS AND CONDITIONS

1.0 TYPE OF CONTRACT

This is a firm fixed-price contract. Each CLIN is identified as a firm-fixed price.

2.0 FEDERAL ACQUISITION REGULATION (FAR) CLAUSES

FAR 52.252-2 CLAUSES INCORPORATED BY REFERENCE (FEB 1998)

This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically at this/these address(es): www.acquisition.gov

(End of Clause)

FAR Clause

(End of Table)

FAR 52.212-5 CONTRACT TERMS AND CONDITIONS REQUIRED TO IMPLEMENT STATUTES OR EXECUTIVE ORDERS -- COMMERCIAL ITEMS (JAN 2017)

(a) The Contractor shall comply with the following Federal Acquisition Regulation (FAR) clauses, which are incorporated in this contract by reference, to implement provisions of law or Executive orders applicable to acquisitions of commercial items:

(1) 52.209-10, Prohibition on Contracting with Inverted Domestic Corporations (Nov 2015).

(2) 52.233-3, Protest After Award (AUG 1996) (31 U.S.C. 3553).

(3) 52.233-4, Applicable Law for Breach of Contract Claim (OCT 2004)(Public Laws 108-77 and 108-78 (19 U.S.C. 3805 note)).

(b) The Contractor shall comply with the FAR clauses in this paragraph (b) that the Contracting Officer has indicated as being incorporated in this contract by reference to implement provisions of law or Executive orders applicable to acquisitions of commercial items:

[Contracting Officer check as appropriate.] __ (1) 52.203-6, Restrictions on Subcontractor Sales to the Government (Sept 2006), with Alternate I (Oct 1995) (41 U.S.C. 4704 and 10 U.S.C. 2402).

__ (2) 52.203-13, Contractor Code of Business Ethics and Conduct (Oct 2015) (41 U.S.C. 3509)).

__ (3) 52.203-15, Whistleblower Protections under the American Recovery and Reinvestment Act of 2009 (June 2010) (Section 1553 of Pub. L. 111-5). (Applies to contracts funded by the American Recovery and Reinvestment Act of 2009.)

XX (4) 52.204-10, Reporting Executive Compensation and First-Tier Subcontract Awards (Oct 2016) (Pub. L. 109-282) (31 U.S.C. 6101 note).

__ (5) [Reserved].

__ (6) 52.204-14, Service Contract Reporting Requirements (Oct 2016) (Pub. L. 111-117, section 743 of Div. C).

__ (7) 52.204-15, Service Contract Reporting Requirements for Indefinite-Delivery Contracts (Oct 2016) (Pub. L. 111-117, section 743 of Div. C).

XX (8) 52.209-6, Protecting the Government’s Interest When Subcontracting with Contractors Debarred, Suspended, or Proposed for Debarment. (Oct 2015) (31 U.S.C. 6101 note).

__ (9) 52.209-9, Updates of Publicly Available Information Regarding Responsibility Matters (Jul 2013) (41 U.S.C. 2313).

__ (10) [Reserved].

__ (11)(i) 52.219-3, Notice of HUBZone Set-Aside or Sole-Source Award (Nov 2011) (15 U.S.C. 657a).

__ (ii) Alternate I (Nov 2011) of 52.219-3.

XX (12)(i) 52.219-4, Notice of Price Evaluation Preference for HUBZone Small Business Concerns (OCT 2014) (if the offeror elects to waive the preference, it shall so indicate in its offer) (15 U.S.C. 657a).

__ (ii) Alternate I (JAN 2011) of 52.219-4.

__ (13) [Reserved] __ (14)(i) 52.219-6, Notice of Total Small Business Set-Aside (Nov 2011) (15 U.S.C. 644).

__ (ii) Alternate I (Nov 2011).

__ (iii) Alternate II (Nov 2011).

__ (15)(i) 52.219-7, Notice of Partial Small Business Set-Aside (June 2003) (15 U.S.C. 644).

__ (ii) Alternate I (Oct 1995) of 52.219-7.

__ (iii) Alternate II (Mar 2004) of 52.219-7.

__ (16) 52.219-8, Utilization of Small Business Concerns (Nov 2016) (15 U.S.C. 637(d)(2) and (3)).

__ (17)(i) 52.219-9, Small Business Subcontracting Plan (Nov 2016) (15 U.S.C. 637(d)(4)).

__ (ii) Alternate I (Nov 2016) of 52.219-9.

__ (iii) Alternate II (Nov 2016) of 52.219-9.

__ (iv) Alternate III (Nov 2016) of 52.219-9.

__ (v) Alternate IV (Nov 2016) of 52.219-9.

__ (18) 52.219-13, Notice of Set-Aside of Orders (Nov 2011) (15 U.S.C. 644(r)).

__ (19) 52.219-14, Limitations on Subcontracting (Jan 2017) (15 U.S.C. 637(a)(14)).

__ (20) 52.219-16, Liquidated Damages—Subcontracting Plan (Jan 1999) (15 U.S.C. 637(d)(4)(F)(i)).

__ (21) 52.219-27, Notice of Service-Disabled Veteran-Owned Small Business Set-Aside (Nov 2011) (15 U.S.C. 657 f).

XX (22) 52.219-28, Post Award Small Business Program Rerepresentation (Jul 2013) (15 U.S.C. 632(a)(2)).

__ (23) 52.219-29, Notice of Set-Aside for, or Sole Source Award to, Economically Disadvantaged Women-Owned Small Business Concerns (Dec 2015) (15 U.S.C. 637(m)).

__ (24) 52.219-30, Notice of Set-Aside for, or Sole Source Award to, Women-Owned Small Business Concerns Eligible Under the Women-Owned Small Business Program (Dec 2015) (15 U.S.C. 637(m)).

XX (25) 52.222-3, Convict Labor (June 2003) (E.O. 11755).

__ (26) 52.222-19, Child Labor—Cooperation with Authorities and Remedies (Oct 2016) (E.O. 13126).

XX (27) 52.222-21, Prohibition of Segregated Facilities (Apr 2015).

XX (28) 52.222-26, Equal Opportunity (Sept 2016) (E.O. 11246).

__ (29) 52.222-35, Equal Opportunity for Veterans (Oct 2015)(38 U.S.C. 4212).

XX (30) 52.222-36, Equal Opportunity for Workers with Disabilities (Jul 2014) (29 U.S.C. 793).

__ (31) 52.222-37, Employment Reports on Veterans (FEB 2016) (38 U.S.C. 4212).

__ (32) 52.222-40, Notification of Employee Rights Under the National Labor Relations Act (Dec 2010) (E.O. 13496).

XX (33)(i) 52.222-50, Combating Trafficking in Persons (Mar 2015) (22 U.S.C. chapter 78 and E.O. 13627).

__ (ii) Alternate I (Mar 2015) of 52.222-50 (22 U.S.C. chapter 78 and E.O. 13627).

__ (34) 52.222-54, Employment Eligibility Verification (OCT 2015). (Executive Order 12989). (Not applicable to the acquisition of commercially available off-the-shelf items or certain other types of commercial items as prescribed in 22.1803.)

__ (35) 52.222-59, Compliance with Labor Laws (Executive Order 13673) (OCT 2016). (Applies at $50 million for solicitations and resultant contracts issued from October 25, 2016 through April 24, 2017; applies at $500,000 for solicitations and resultant contracts issued after April 24, 2017).

Note to paragraph (b)(35): By a court order issued on October 24, 2016, 52.222-59 is enjoined indefinitely as of the date of the order. The enjoined paragraph will become effective immediately if the court terminates the injunction. At that time, GSA, DoD and NASA will publish a document in the Federal Register advising the public of the termination of the injunction.

__ (36) 52.222-60, Paycheck Transparency (Executive Order 13673) (OCT 2016).

__ (37)(i) 52.223-9, Estimate of Percentage of Recovered Material Content for EPA–Designated Items (May 2008) (42 U.S.C. 6962(c)(3)(A)(ii)). (Not applicable to the acquisition of commercially available off-the-shelf items.)

__ (ii) Alternate I (May 2008) of 52.223-9 (42 U.S.C. 6962(i)(2)(C)). (Not applicable to the acquisition of commercially available off-the-shelf items.)

__ (38) 52.223-11, Ozone-Depleting Substances and High Global Warming Potential Hydrofluorocarbons (JUN 2016) (E.O. 13693).

__ (39) 52.223-12, Maintenance, Service, Repair, or Disposal of Refrigeration Equipment and Air Conditioners (JUN 2016) (E.O. 13693).

__ (40)(i) 52.223-13, Acquisition of EPEAT®-Registered Imaging Equipment (JUN 2014) (E.O.s 13423 and 13514).

__ (ii) Alternate I (Oct 2015) of 52.223-13.

__ (41)(i) 52.223-14, Acquisition of EPEAT®-Registered Televisions (JUN 2014) (E.O.s 13423 and 13514).

__ (ii) Alternate I (Jun 2014) of 52.223-14.

__ (42) 52.223-15, Energy Efficiency in Energy-Consuming Products (DEC 2007) (42 U.S.C. 8259b).

__ (43)(i) 52.223-16, Acquisition of EPEAT®-Registered Personal Computer Products (OCT 2015) (E.O.s 13423 and 13514).

__ (ii) Alternate I (Jun 2014) of 52.223-16.

XX (44) 52.223-18, Encouraging Contractor Policies to Ban Text Messaging While Driving (AUG 2011) (E.O. 13513).

__ (45) 52.223-20, Aerosols (JUN 2016) (E.O. 13693).

__ (46) 52.223-21, Foams (JUN 2016) (E.O. 13693).

__ (47) 52.225-1, Buy American—Supplies (May 2014) (41 U.S.C. chapter 83).

__ (48)(i) 52.225-3, Buy American—Free Trade Agreements—Israeli Trade Act (May 2014) (41 U.S.C. chapter 83, 19 U.S.C. 3301 note, 19 U.S.C. 2112 note, 19 U.S.C. 3805 note, 19 U.S.C. 4001 note, Pub. L. 103-182, 108-77, 108-78, 108-286, 108-302, 109-53, 109-169, 109-283, 110-138, 112-41, 112-42, and 112-43.

__ (ii) Alternate I (May 2014) of 52.225-3.

__ (iii) Alternate II (May 2014) of 52.225-3.

__ (iv) Alternate III (May 2014) of 52.225-3.

__ (49) 52.225-5, Trade Agreements (OCT 2016) (19 U.S.C. 2501, et seq., 19 U.S.C. 3301 note).

XX (50) 52.225-13, Restrictions on Certain Foreign Purchases (June 2008) (E.O.’s, proclamations, and statutes administered by the Office of Foreign Assets Control of the Department of the Treasury).

__ (51) 52.225-26, Contractors Performing Private Security Functions Outside the United States (Oct 2016) (Section 862, as amended, of the National Defense Authorization Act for Fiscal Year 2008; 10 U.S.C. 2302 Note).

__ (52) 52.226-4, Notice of Disaster or Emergency Area Set-Aside (Nov 2007) (42 U.S.C. 5150).

__ (53) 52.226-5, Restrictions on Subcontracting Outside Disaster or Emergency Area (Nov 2007) (42 U.S.C. 5150).

__ (54) 52.232-29, Terms for Financing of Purchases of Commercial Items (Feb 2002) (41 U.S.C. 4505, 10 U.S.C. 2307(f)).

__ (55) 52.232-30, Installment Payments for Commercial Items (Jan 2017) (41 U.S.C. 4505, 10 U.S.C. 2307(f)).

XX (56) 52.232-33, Payment by Electronic Funds Transfer—System for Award Management (Jul 2013) (31 U.S.C. 3332).

__ (57) 52.232-34, Payment by Electronic Funds Transfer—Other than System for Award Management (Jul 2013) (31 U.S.C. 3332).

__ (58) 52.232-36, Payment by Third Party (May 2014) (31 U.S.C. 3332).

__ (59) 52.239-1, Privacy or Security Safeguards (Aug 1996) (5 U.S.C. 552a).

__ (60)(i) 52.247-64, Preference for Privately Owned U.S.-Flag Commercial Vessels (Feb 2006) (46 U.S.C. Appx. 1241(b) and 10 U.S.C. 2631).

__ (ii) Alternate I (Apr 2003) of 52.247-64.

(c) The Contractor shall comply with the FAR clauses in this paragraph (c), applicable to commercial services, that the Contracting Officer has indicated as being incorporated in this contract by reference to implement provisions of law or Executive orders applicable to acquisitions of commercial items:

[Contracting Officer check as appropriate.] __ (1) 52.222-17, Nondisplacement of Qualified Workers (May 2014)(E.O. 13495).

__ (2) 52.222-41, Service Contract Labor Standards (May 2014) (41 U.S.C. chapter 67).

__ (3) 52.222-42, Statement of Equivalent Rates for Federal Hires (May 2014) (29 U.S.C. 206 and 41 U.S.C. chapter 67).

__ (4) 52.222-43, Fair Labor Standards Act and Service Contract Labor Standards-Price Adjustment (Multiple Year and Option Contracts) (May 2014) (29 U.S.C. 206 and 41 U.S.C. chapter 67).

__ (5) 52.222-44, Fair Labor Standards Act and Service Contract Labor Standards—Price Adjustment (May 2014) (29 U.S.C. 206 and 41 U.S.C. chapter 67).

__ (6) 52.222-51, Exemption from Application of the Service Contract Labor Standards to Contracts for Maintenance, Calibration, or Repair of Certain Equipment—Requirements (May 2014) (41 U.S.C. chapter 67).

__ (7) 52.222-53, Exemption from Application of the Service Contract Labor Standards to Contracts for Certain Services—Requirements (May 2014) (41 U.S.C. chapter 67).

__ (8) 52.222-55, Minimum Wages Under Executive Order 13658 (Dec 2015).

__ (9) 52.222-62, Paid Sick Leave Under Executive Order 13706 (JAN 2017) (E.O. 13706).

__ (10) 52.226-6, Promoting Excess Food Donation to Nonprofit Organizations (May 2014) (42 U.S.C. 1792).

__ (11) 52.237-11, Accepting and Dispensing of $1 Coin (Sept 2008) (31 U.S.C. 5112(p)(1)).

(d) Comptroller General Examination of Record. The Contractor shall comply with the provisions of this paragraph (d) if this contract was awarded using other than sealed bid, is in excess of the simplified acquisition threshold, and does not contain the clause at 52.215-2, Audit and Records—Negotiation.

(1) The Comptroller General of the United States, or an authorized representative of the Comptroller General, shall have access to and right to examine any of the Contractor’s directly pertinent records involving transactions related to this contract.

(2) The Contractor shall make available at its offices at all reasonable times the records, materials, and other evidence for examination, audit, or reproduction, until 3 years after final payment under this contract or for any shorter period specified in FAR subpart 4.7, Contractor Records Retention, of the other clauses of this contract. If this contract is completely or partially terminated, the records relating to the work terminated shall be made available for 3 years after any resulting final termination settlement. Records relating to appeals under the disputes clause or to litigation or the settlement of claims arising under or relating to this contract shall be made available until such appeals, litigation, or claims are finally resolved.

(3) As used in this clause, records include books, documents, accounting procedures and practices, and other data, regardless of type and regardless of form. This does not require the Contractor to create or maintain any record that the Contractor does not maintain in the ordinary course of business or pursuant to a provision of law.

(e)(1) Notwithstanding the requirements of the clauses in paragraphs (a), (b), (c), and (d) of this clause, the Contractor is not required to flow down any FAR clause, other than those in this paragraph (e)(1) in a subcontract for commercial items. Unless otherwise indicated below, the extent of the flow down shall be as required by the clause—

(i) 52.203-13, Contractor Code of Business Ethics and Conduct (Oct 2015) (41 U.S.C. 3509).

(ii) 52.219-8, Utilization of Small Business Concerns (Nov 2016) (15 U.S.C. 637(d)(2) and (3)), in all subcontracts that offer further subcontracting opportunities. If the subcontract (except subcontracts to small business concerns) exceeds $700,000 ($1.5 million for construction of any public facility), the subcontractor must include 52.219-8 in lower tier subcontracts that offer subcontracting opportunities.

(iii) 52.222-17, Nondisplacement of Qualified Workers (May 2014) (E.O. 13495). Flow down required in accordance with paragraph (l) of FAR clause 52.222-17.

(iv) 52.222-21, Prohibition of Segregated Facilities (Apr 2015)

(v) 52.222-26, Equal Opportunity (Sept 2016) (E.O. 11246).

(vi) 52.222-35, Equal Opportunity for Veterans (Oct 2015) (38 U.S.C. 4212).

(vii) 52.222-36, Equal Opportunity for Workers with Disabilities (Jul 2014) (29 U.S.C. 793).

(viii) 52.222-37, Employment Reports on Veterans (Feb 2016) (38 U.S.C. 4212)

(ix) 52.222-40, Notification of Employee Rights Under the National Labor Relations Act (Dec 2010) (E.O. 13496). Flow down required in accordance with paragraph (f) of FAR clause 52.222-40.

(x) 52.222-41, Service Contract Labor Standards (May 2014) (41 U.S.C. chapter 67).

(xi) 52.222-50, Combating Trafficking in Persons (Mar 2015) (22 U.S.C. chapter 78 and E.O 13627). Alternate I (Mar 2015) of 52.222-50 (22 U.S.C. chapter 78 and E.O 13627).

(xii) 52.222-51, Exemption from Application of the Service Contract Labor Standards to Contracts for Maintenance, Calibration, or Repair of Certain Equipment-Requirements (May 2014) (41 U.S.C. chapter 67).

(xiii) 52.222-53, Exemption from Application of the Service Contract Labor Standards to Contracts for Certain Services-Requirements (May 2014) (41 U.S.C. chapter 67).

(xiv) 52.222-54, Employment Eligibility Verification (OCT 2015) (E.O. 12989).

(xv) 52.222-55, Minimum Wages Under Executive Order 13658 (Dec 2015).

(xvi) 52.222-59, Compliance with Labor Laws (Executive Order 13673) (OCT 2016) (Applies at $50 million for solicitations and resultant contracts issued from October 25, 2016 through April 24, 2017; applies at $500,000 for solicitations and resultant contracts issued after April 24, 2017).

Note to paragraph (e)(1)(xvi): By a court order issued on October 24, 2016, 52.222-59 is enjoined indefinitely as of the date of the order. The enjoined paragraph will become effective immediately if the court terminates the injunction. At that time, GSA, DoD and NASA will publish a document in the Federal Register advising the public of the termination of the injunction.

(xvii) 52.222-60, Paycheck Transparency (Executive Order 13673) (OCT 2016)).

(xviii) 52.222-62, Paid Sick Leave Under Executive Order 13706 (JAN 2017) (E.O. 13706).

(xix) 52.225-26, Contractors Performing Private Security Functions Outside the United States (Oct 2016) (Section 862, as amended, of the National Defense Authorization Act for Fiscal Year 2008; 10 U.S.C. 2302 Note).

(xx) 52.226-6, Promoting Excess Food Donation to Nonprofit Organizations (May 2014) (42 U.S.C. 1792). Flow down required in accordance with paragraph (e) of FAR clause 52.226-6.

(xxi) 52.247-64, Preference for Privately Owned U.S.-Flag Commercial Vessels (Feb 2006) (46 U.S.C. Appx. 1241(b) and 10 U.S.C. 2631). Flow down required in accordance with paragraph (d) of FAR clause 52.247-64.

(2) While not required, the Contractor may include in its subcontracts for commercial items a minimal number of additional clauses necessary to satisfy its contractual obligations.

(End of Clause)

3.0 DEPARTMENT OF THE TREASURY ACQUISITION REGULATION (DTAR) CLAUSES

DTAR 1052.210-70 CONTRACTOR PUBLICITY (APR 2015)

The Contractor, or any entity or representative acting on behalf of the Contractor, shall not refer to the supplies or services furnished pursuant to the provisions of this contract in any news release or commercial advertising, or in connection with any news release or commercial advertising, without first obtaining explicit written consent to do so from the Contracting Officer. Should any reference to such supplies or services appear in any news release or commercial advertising issued by or on behalf of the Contractor without the required consent, the Government shall consider institution of all remedies available under applicable law, including 31 U.S.C. 333, and this contract. Further, any violation of this clause may be considered as part of the evaluation of past performance.

(End of Clause)

DTAR 1052.232-7003 ELECTRONIC SUBMISSION OF PAYMENT REQUESTS (APR 2015)

(a) Definitions. As used in this clause—

(1) “Payment request” means a bill, voucher, invoice, or request for contract financing payment with associated supporting documentation. The payment request must comply with the requirements identified in FAR 32.905(b), “Content of Invoices” and the applicable Payment clause included in this contract.

(b) Except as provided in paragraph (c) of this clause, the Contractor shall submit payment requests electronically using the Invoice Processing Platform (IPP). Information regarding IPP, including IPP Customer Support contact information, is available at www.ipp.gov or any successor site.

(c) The Contractor may submit payment requests using other than IPP only when the Contracting Officer authorizes alternate procedures in writing in accordance with Treasury procedures.

(d) If alternate payment procedures are authorized, the Contractor shall include a copy of the Contracting Officer's written authorization with each payment request.

(End of Clause)

4.0 OFFICE OF THE COMPTROLLER OF THE CURRENCY (OCC) CLAUSES

OCC 1052.215-8003 KEY PERSONNEL (APR 2014)

(a) The Contractor shall assign to this contract the following key personnel: Project Manager.

(b) During the first ninety (90) days of performance, the Contractor shall make no substitutions of key personnel unless the substitution is necessitated by illness, death, or termination of employment. The Contractor shall notify the Contracting Officer within 15 calendar days after the occurrence of any of these events and provide the information required by paragraph (c) below. After the initial 90-day period, the contractor shall submit the information required by paragraph (c) to the Contracting Officer at least 15 days prior to making any permanent substitutions.

(c) The Contractor shall provide a detailed explanation of the circumstances necessitating the proposed substitutions complete résumés for the proposed substitutes, and any in additional information requested by the contracting Officer. Proposed substitutes shall have comparable qualifications to those of the persons being replaced. The Contracting Officer will notify the Contractor within 15 calendar days after receipt of all required information of the decision on substitutions. The contract will be modified to reflect any approved changes of key personnel.

(End of Clause)

OCC 1052.239-8000 ELECTRONIC AND INFORMATION TECHNOLOGY ACCESSIBILITY (JUNE 2014)

(a) Pursuant to Section 508 of the Rehabilitation Act of 1973 (29 U.S.C. 794d), as amended by the Workforce Investment Act of 1998, all electronic and information technology (EIT) products and services developed, acquired, maintained, or used under this contract/order must comply with the “Electronic and Information Technology Accessibility Provisions” set forth by the Architectural and Transportation Barriers Compliance Board (also referred to as the “Access Board”) in 36 CFR Part 1194. Information about Section 508 is available at http://www.section508.gov/. The complete text of Section 508 Final Provisions can be accessed at http://www.access-board.gov/sec508/standards.htm.

(b) The Section 508 accessibility standards applicable to this contract/order are identified in the Statement of Work/Specification/Performance Work Statement. If it is determined by the Government that EIT products and services provided by the Contractor do not conform to the described accessibility standards in the Product Assessment Template, remediation of the products or services to the level of conformance specified in the Contractor’s Product Assessment Template will be the responsibility of the Contractor at its own expense.

(c) In the event of a modification(s) to this contract/order, which adds new EIT products or services or revises the type of, or specifications for, products or services the Contractor is to provide, including EIT deliverables such as electronic documents and reports, the Contracting Officer may require that the contractor submit a completed Voluntary Product Accessibility Template found at http://www.itic.org/public-policy/accessibility, to assist the Government in determining that the EIT products or services support Section 508 accessibility standards.

(End of Clause)

OCC 1052.242-8001 POINT OF CONTACT (JUNE 2014)

(a) The Point of Contact (POC) for this award is responsible for inspection and invoice approval, and where required, acceptance of deliverables or services rendered.

(b) The POC does not have authority to take any action, either directly or indirectly, that would change pricing, quantity, place of performance, delivery schedule, or any terms and conditions of this award or to direct the contractor in the accomplishment of effort which goes beyond the scope.

(c) If the contractor believes the POC has changed the scope of this contract, order or blanket purchase agreement, the contractor shall promptly notify the Contracting Officer (CO) verbally or in writing. In the event the contractor effects any change at the direction of any person other than the CO, the change will be considered to have been made without authority and no adjustment will be made in the award price to cover any increase incurred as a result thereof.

(d) The POC for this award is:

(End of Clause)

OCC 1052.243-8001 AUTHORIZED CHANGES ONLY BY THE CONTRACTING OFFICER (SEP 2016)

(End of Clause)

OCC 1052.342-8000 CONTRACTOR’S COMMITMENT TO EQUAL OPPORTUNITY IN EMPLOYMENT AND CONTRACTING (APR 2012)

Contractor confirms its commitment to equal opportunity in employment and contracting. To implement this commitment, the Contractor shall ensure, to the maximum extent possible consistent with applicable law, the fair inclusion of minorities and women in its workforce. The Contractor shall insert the substance of this clause in all subcontracts under this Contract when the dollar value exceeds $150,000.

Within ten (10) business days of a written request from the OCC’s Office of Minority and Women Inclusion (OMWI), or such longer time as the OMWI determines, and without any additional consideration required from the Agency, the Contractor shall provide documentation, satisfactory to the Agency, of the actions it (and, as applicable, its subcontractors) has undertaken to demonstrate its good-faith efforts to comply with the aforementioned provisions.

For purposes of this contract, “good-faith efforts” may include actions by the contractor intended to identify and, if present, remove barriers to minority and women employment or expansion of employment opportunities for minorities and women within its workforce. Efforts to remove such barriers may include, but are not limited to, recruiting minorities and women, providing job-related training, or engaging in other activities that could lead to those results.

The documentation requested by the OMWI may include, but is not limited to, one or more of the following:

1. A written affirmative…