Amendment_No._1.pdf

Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods:

(a) By completing items 8 and 15, and returning or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment your desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified.

E. IMPORTANT: Contractor is not, is required to sign this document and return copies to the issuing office.

AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT 1. CONTRACT ID CODE

2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE 4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO. (If applicable)

7. ADMINISTERED BY (If other than Item 6) CODE

STANDARD FORM 30 (REV. 10-83)

Prescribed by GSA FAR (48 CFR) 53.243

FACILITY CODE

9A. AMENDMENT OF SOLICITATION

NO.

9B. DATED (SEE ITEM 11)

10A. MODIFICATION OF CONTRACT/ORDER NO.

10B. DATED (SEE ITEM 13)

11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers is extended, is not extended.

12. ACCOUNTING AND APPROPRIATION DATA (If required) copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted;

13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS.

IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.

CHECK ONE A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO.

IN ITEM 10A.

B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:

D. OTHER (Specify type of modification and authority)

Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect.

15C. DATE SIGNED

15A. NAME AND TITLE OF SIGNER (Type or print)

16C. DATE SIGNED

16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)

14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.)

PAGE OF PAGES

6. ISSUED BY CODE

8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and ZIP Code) (X)

CODE

15B. CONTRACTOR/OFFEROR

(Signature of person authorized to sign)

16B. UNITED STATES OF AMERICA

(Signature of Contracting Officer)

NSN 7540-01-152-8070

Previous edition unusable

BANK EXAMINATION SERVICES

Solicitation No. CC16HQR0018

Amendment Number 1

1. On page 10, delete Section F.2 in its entirety, and substitute the following in its place:

“F.2 PERIOD OF PERFORMANCE

The period of performance of this contract is from 01/01/2017 through 12/31/2021.”

2. On pages 38 thru 40, delete Attachment J.2 in its entirety and substitute the attached “Attachment J.2, CONDITIONAL ACCESS TO SENSITIVE BUT UNCLASSIFIED INFORMATION NON-DISCLOSURE AGREEMENT” in its place.

3. On pages 44 thru 58, delete Attachment J.5 in its entirety and substitute the attached “Attachment J.5, OCC Confidential Financial Disclosure Report” in its place.

4. On pages 63 thru 64, delete Attachment J.9 in its entirety and substitute the attached “Attachment J.9, EXPERIENCE INVENTORY” in its place.

5. On page 65, delete Attachment J.10 in its entirety and substitute the attached “Attachment

J.10, POTENTIAL POST-EMPLOYMENT RESTRICTIONS FOR FORMER GOVERNMENT

EMPLOYEES” in its place.

6. Attachments J.3, J.4, J.7, J.8, J.9, and J.11 are hereby converted to fillable Adobe Acrobat Portable Document Format, or PDF, forms. Delete Attachments J.3, J.4, J.7, J.8, J.9, and J.11 in their entirety, and substitute the attached Attachments J.3, J.4, J.7, J.8, J.9, and J.11 in their place.

7. On page 81, delete L.7.1 in its entirety, and substitute the following in its place:

“1. Standard Form 33

Complete blocks 13, 14, 15A, 15B, 15C, 16, 17, and 18. Include your DUNS number in the "CODE" block of 15A. Have an authorized individual sign block 17. Signing the Standard Form 33 without comment constitutes unconditional acceptance of the terms and conditions of the RFP.”

8. On page 86, delete M.4 in its entirety, and substitute the following in its place:

M.4 CAPABILITY OF OFFERORS. OCC will evaluate the capability of the Offerors based on the following subfactors:

a) Experience (M.4.1)

b) Past Performance (M.4.2)

OCC will score the proposals for each of the capability subfactors as Exceptional, Very Good, Acceptable, or Unacceptable.

NOTE: The OCC will not evaluate past performance on Offerors who receive a rating of Unacceptable for subfactor a) Experience. Any offeror with an Experience rating of Unacceptable will be eliminated from further consideration.

9. Should current contract holders decide to compete for an award under the subject RFP, the OCC may elect to terminate their current contracts and substitute contracts awarded under the subject RFP in place of the terminated contracts. Current contract holders should note that the OCC might not hold a competition for new contracts in 2017 or 2018.

10. Pages 3 thru 8 contain answers to questions received in response to the solicitation.

RESPONSES TO QUESTIONS

Question No.

RFQ

Section

Page No. Question Response Change to

RFP?

Description of Change

1 C.4 4

The last sentence states, “This experience must be within the past five years to be considered relevant” while the first sentence states “you must have at least eight years specialized experience, preferably gained in the Federal ….” Could the OCC clarify exactly what experience must be in the last five years?

Key personnel must have eight years of specialized experience. This experience must be fairly current, as such experience prior to 2003 is not considered relevant to this Request for Proposals (RFP).

Not Applicable

Not Applicable

J.2, J.3, J.4, J.7, J.8, J.9, J.10, J.11

38-66

In the RFP, there are several spots were the RFP indicates to use the expandable fields. Is it possible to obtain a MS Word version of the forms in which information can be typed?

Attachments J.2, J.3, J.4, J.7, J.8, J.9, J.10, and J.11 have been converted to fillable Adobe Acrobat Portable Document Format (or PDF) forms.

Attachments J.5 and J.10 were revised.

The base pay in J.10 was changed to $160,111.50.

Not Applicable

Not Applicable

What if the pdf file is too large to email? Can I split up the documents in the package and send in separate emails?

If the file containing an offeror’s proposal is too large to be submitted in one email, an offeror may use compression software like WinZip to compress the file. If this is not possible, then an offeror may submit the file in more than one email in which the offeror states the number of emails sent in the Subject line of the email (e.g., 1 of 2, 2 of 2).

No Not Applicable

Not Applicable

Not Applicable

I have a contract that is expiring 12/31/17 and 12/31/18. Can I submit key personnel on those contracts to CC16HQR0018 for consideration?

Yes, key personnel on existing contracts may be proposed.

No Not Applicable

J.2, J.3, J.4, J.7, J.8, J.9, J.10, J.11

38-66

Can you send me the required OCC forms in Word format or a format that can be prepared on the computer?

See the answer to Question 2. No Not Applicable

6 B.2 2-3

The level of effort is stated as 1,000 hours per key person for the base and option years. In relation to the statement of work requirements, will the government provide a more detailed estimate of allowable labor categories with an estimated quantity of hours?

Bank examiner is the only labor category. The hours that appear in Section B is the estimated number of hours for the bank examiner labor category.

No Not Applicable

Not Applicable

Not Applicable

Is this a new multiple award, multi-year, indefinite delivery indefinite quantity contract that vendors teams are bidding on, or is this an existing contract?

The OCC currently has multiple award, multi-year, indefinite delivery indefinite quantity contracts under which the OCC obtains services similar to those that will be acquired under RFP Number CC16HQR0018.

No Not Applicable

8 H.2 15

Will task orders awarded under the contracts be directed to specific vendors, or will all approved vendors have to submit a proposal for any RFP task orders?

See 1052.216-8002 Fair Opportunity Procedures, which outlines the procedures the OCC will use to award task orders.

No Not Applicable

9 C.4 4-7 Will the vehicle have allowable labor categories with detailed descriptions and education/certification requirements?

See Section C.4., Knowledge and Skills, which provides the experience an offeror’s personnel must have.

No Not Applicable

Not Applicable

Not Applicable

The statement of work shows that the requirement is for T&E and firm-fixed-price. Does this indicate that the overarching vehicle is time and expense, but the anticipated RTOP (Request for Task Order proposals) will mostly be firm-

The contract type is indefinite delivery, indefinite quantity, and the task orders will be primarily firm-fixed-priced. The OCC, however, reserves the right to award other types of task orders.

fixed-price, based on approved labor categories and rates?

Not Applicable

Not Applicable

Do all signatures need to be by hand, i.e., print out, sign, and scan; or will you accept electronically typed name and date?

Yes, offerors must use pen-and-ink signature on documents.

No Not Applicable

12 C.4.8 7 For any information technology related task orders, what operating platforms and systems are envisioned to be used?

It is anticipated that the system will be primarily Fiserv.

No Not Applicable

13 Section C 4-7

This RFP seems to specify specific skill sets for approximately 4-5 key personnel, how many key personnel are envisioned under this contract?

Since multiple contracts will be awarded, the number of skill sets a contract may have will vary. It is possible for an offeror to propose personnel capable of one or more skill sets.

No Not Applicable

14 I.1 28

Can a Women Owned Small Business use a subcontractor that is not a small business?

Yes, a woman owned small business may award a subcontract to a non-small business. See Federal Acquisition Regulation Clause 52.219- 14 Limitations on Subcontracting, which can be found in full text at https://www.acquisition.gov/?q=/browse/far/52.

No Not Applicable

15 I.1 28 Is there a limitation on how revenue is allocated between the prime contractor and subcontractor?

See Federal Acquisition Regulation Clause 52.219-14 Limitations on Subcontracting.

No Not Applicable

16 I.1 28 Is there a limitation on percentage of work completed by the subcontractor?

See answer to Question 15. No Not Applicable

Not Applicable

Not Applicable

Is this RFP open to individual bidders?

Individual bidder refers to an independent contractor who is not affiliated to any corporation entity.

Yes, all interested parties who believe they are capable of meeting the requirements set forth in the RFP may submit a proposal.

No Not Applicable

18 B.2 2-3 As the annual ceiling hours are 1,000 for each key personnel, what is the expected

The duration of the average examination is two weeks. Whether key personnel will be required https://www.acquisition.gov/?q=/browse/far/52 number of weeks of travels per year to the examined bank site?

to travel hinges on the location of the examination in its proximity to the key personnel’s location. Hours associated with travel time are not included in the 1,000 hours allotted for each key personnel.

Applicable

19 G.3 12 Is there a limitation of the number of key personnel proposed by each company?

There is no limit on the number of key personnel an offeror may propose.

No Not Applicable

Not Applicable

Not Applicable

How many companies does OCC intend to award in this indefinite delivery indefinite quantity, or OCC will determine the number of awardees based on the total number of key personnel?

The OCC cannot determine at this time how many contracts will be awarded.

No Not Applicable

Not Applicable

Not Applicable

If a company proposes more than one key personnel, is it possible that only part of the proposed key personnel is awarded?

Would OCC award the contract based on each company, i.e., all-in or all-out, or based on each key personnel?

Yes, it is possible that only part of the proposed key personnel will be awarded a contract. The OCC will not award contracts on an all-or-none basis, and it will base an award on each individual key personnel.

No Not Applicable

22 Not Applicable

Not Applicable

Can a company propose different rates for various key personnel?

Yes. No Not Applicable

Not Applicable

Not Applicable

Is a key personnel expected to work as a team member with other contractor and/or OCC examiners, or is the key personnel expected to work independently for each examination?

The key personnel shall provide the services as described in the task orders the OCC awards at the same location and during the same hours as OCC examiners and other contractors. Key personnel work under the direction of an Examiner-in-Charge and may work as part of a team with other contractors and/or OCC examiners.

No Not

24 I.1 28 Does the RFP allow a small business to See answer to Question 15. No Not team with personnel in a non-small business?

Applicable

25 A, L-7 1, 81

Regarding the email address for submission of the proposal, there appear to be three (3) different email addresses contained in the RFP documents: RFP cover letter: Andre.Adams@occ.treas.gov;

Form 33: adamsad@occ.treas.gov; and on p.81. L-7:

NBESAcquisition@occ.treas.gov. Should we submit our proposal to all of the emails provided or please provide the correct email address for proposal submission?

Offerors shall submit all correspondence related to the RFP to NBESAcquisition@occ.treas.gov.

No The email address on Standard Form 33 is changed.

mailto:NBESAcquisition@occ.treas.gov

CONDITIONAL ACCESS TO SENSITIVE BUT UNCLASSIFIED INFORMATION

NON-DISCLOSURE AGREEMENT

I, ______________________, hereby consent to the terms in this Agreement in consideration of my being granted conditional access to certain United States Government documents or material containing sensitive but unclassified information.

I understand and agree to the following terms and conditions:

1. By being granted conditional access to sensitive but unclassified information, the United States Government has placed special confidence and trust in me and I am obligated to protect this information from unauthorized use or disclosure, in accordance with the terms of this Agreement.

2. As used in this Agreement, sensitive but unclassified information is any information, the loss, misuse, or unauthorized access to or unauthorized disclosure or modification of which could adversely affect the national interest or the conduct of Federal programs including information covered by 18 U.S.C. §§ 1905 and 1906, or the proprietary interests of national banks or their customers or the privacy to which individuals are entitled under Title 5 U.S.C. § 552a, but which has not been specifically authorized under criteria established by an Executive Order or an Act of Congress to be kept secret in the interest of national defense or foreign policy.

3. I am being granted conditional access contingent upon my execution of this Agreement for the sole purpose of work performed under Contract # _____________________. This approval will permit me conditional access to certain information, including but not limited to, documents, memoranda, reports and/or to attend meetings in which such information is discussed or otherwise made available to me. This Agreement will not allow me access to materials which the Office of the Comptroller of the Currency (OCC) has predetermined, in its sole discretion, is inappropriate for disclosure pursuant to this Agreement. This may include sensitive but unclassified information provided to the OCC by other agencies of the United States Government.

4. I will never divulge any sensitive but unclassified information which is provided to me pursuant to this Agreement to any person, unless I have been advised in writing by the OCC that the individual is authorized to receive it.

Unless expressly authorized by the OCC, I will not use any sensitive but unclassified information for any commercial or other purpose other than that for which access to such information is provided under Contract # _____________________. I agree that I must seek and obtain the prior written approval of the OCC for any proposed disclosure or use.

Additionally, I will submit to the OCC for security review, prior to any submission for publication, any book, article, column or other written work for general publication that is based upon any knowledge I obtained during the course of my work on Contract # _____________________ in order for the OCC to ensure that no sensitive but unclassified information is disclosed.

5. I hereby assign to the United States Government all royalties, remunerations, and emoluments that have resulted, will result or may result from any disclosure, publication, or revelation of sensitive but unclassified information not consistent with the terms of this Agreement.

6. If I am permitted, at the sole discretion of the OCC, to review any official documents containing sensitive but unclassified information, such review will be conducted at a secure facility or under circumstances which will maintain the security protection of such material. I will not be permitted to and will not make any copies of documents or parts of documents to which conditional access is granted to me. Any notes taken during the course of such access will remain at the OCC to be placed in secure storage unless it is determined by OCC officials that the notes contain no sensitive but unclassified information. If I wish to have the notes released to me, OCC officials will review the notes for purposes of deleting any sensitive but unclassified information to create a redacted copy of the notes. If I do not wish a review of any notes that I make, those notes will remain sealed in secure storage at the

OCC.

7. If I violate the terms and conditions of this Agreement, I understand that the unauthorized disclosure of sensitive but unclassified information could compromise the mission and security of the OCC.

8. If I violate the terms and conditions of this Agreement, such violation may result in the cancellation of my conditional access to sensitive but unclassified information. This may serve as a basis for denying me conditional access to OCC information, both classified and sensitive but unclassified, in the future. If I violate the terms and

Attachment J.2 conditions of this Agreement, the United States may institute a civil action for damages or any other appropriate relief. The willful disclosure of information to which I have agreed therein not to divulge may constitute a criminal offense.

9. Unless and until I am provided a written release by the OCC from this Agreement or any portions of it, all conditions and obligations contained in this Agreement apply both during my period of conditional access, which shall terminate at the conclusion of my work on Contract # _____________________, and at all times thereafter.

10. Each provision of this Agreement is severable. If a court should find any provision of this Agreement to be unenforceable, all other provisions shall remain in full force and effect.

11. I understand that the United States Government may seek any remedy available to it to enforce this Agreement, including, but not limited to, application for a court order prohibiting use or disclosure of information in breach of this Agreement.

12. By granting me conditional access to information in this context, the United States Government does not waive any statutory or common law evidentiary privileges or protections that it may assert in any administrative or court proceedings to protect any sensitive but unclassified information to which I have been given conditional access under the terms of this Agreement.

13. These restrictions are consistent with and do not supersede, conflict with , or otherwise alter the employee obligations, rights or liabilities created by Executive order 12356; Section 7211 of Title 5, United States Code (governing disclosures to Congress); Section 1034 of Title 10, United States Code, as amended by the Military Whistleblower Protection Act (governing disclosure to Congress by members of the military); Section 2302(b)(8) of Title 5, United States Code, as amended by the Whistleblower Protection Act (governing disclosures of illegality, waste, fraud, abuse or public health and safety threats); the Intelligence Identities Protection Act of 1982 (50 U.S.C.

421 et seq.)(governing disclosures that could expose confidential Government agents), and the statutes which protect against disclosure that may compromise the national security, including Sections 641, 793, 794, 798, and 952 of Title 18, United States Code, and Section 4(b) of the Subversive Activities Act of 1950 (50 U.S.C. Section 783(b)).

The definitions, requirements, obligations, rights, sanctions and liabilities created by the Executive Order and listed statutes are incorporated into this Agreement and are controlling.

14. My execution of this Agreement shall not nullify or affect in any manner any other secrecy or nondisclosure Agreement which I have executed or may execute with the United States Government.

15. I make this Agreement in good faith, without mental reservation or purpose of evasion.

Name Date

This Agreement was accepted by the undersigned on behalf of the OCC as a prior condition of conditional access to sensitive but unclassified information.

Office of the Comptroller of the Currency Date

CONFLICT OF INTEREST CERTIFICATION FOR

ADVISORY AND ASSISTANCE SERVICES

Agency: The Office of the Comptroller of the Currency

Services to be rendered through procurement:

Offeror’s Name:

Address:

Telephone Number:

Federal Taxpayer Identification or Social Security #:

I, (name of certifier), am the officer or employee responsible for the preparation of the offer in response to the above cited solicitation number and hereby certify that I have made inquiry and that, to the best of my knowledge and belief, (a) no actual or potential conflict of interest or unfair competitive advantage exists with respect to the advisory and assistance services to be provided in connection with this procurement, or (b) that any actual or potential conflict of interest or unfair competitive advantage that does or may exist with respect to the procurement in question has been communicated in writing to the Contracting Officer or her representative.

I further certify that if, in the 12 months preceding the date of this certification, services were rendered to the government or any other client (Including a foreign government or person) respecting the same subject matter as this solicitation, or directly relating to such subject matter, the name, address, telephone number of the client(s), a description of the services rendered to the client(s), and the name of a responsible officer or employee of the offeror who is knowledgeable about the services rendered to each client have been communicated in writing to the Contracting Officer or her representative. Additionally, the agency and contract number under which the services were rendered, if applicable, have been provided to the Contracting Officer or her representative.

Signature of the Officer or Employee responsible for this Certification Date

Name:

Address:

Telephone Number:

Attachment J.3

Attachment J.4

ETHICS AND FINANCIAL DISCLOSURE CERTIFICATION

I, , acknowledge that I will comply with applicable financial disclosure requirements, as required by the Office of the Comptroller of the Currency (OCC) ethics official. I will notify the ethics official about any outside employment or business activity that I am engaged in during the time when I am working with the OCC that involves a national or state chartered bank or could otherwise create a conflict of interest or result in the appearance of a conflict or the unauthorized disclosure of nonpublic information.

Signature Date

Attachment J.7

DESIGNATION OF KEY PERSONNEL

Offeror’s Company Name: _____________________________________________________

Instructions: List the individuals from your organization who will be performing work under this contract.

Name Organizational Title

Attachment J.8

KEY PERSONNEL REFERENCES

Name:

Current Employer:

Last Employer:

Current position Title:

Last position Title:

Instructions: Complete the following information for three of your business references. OCC will contact these references to verify relevant experience and job performance.

Name Business Relationship Phone Number

1.

2.

3.

Attachment 9

EXPERIENCE INVENTORY

INSTRUCTIONS:

The categories of technical knowledge and skills necessary for bank examination related work are listed on this inventory. Describe the experience, which demonstrates your proficiency in one or more of the categories listed.

Refer to Section C.4 of the Statement of Work for more details regarding these categories. If applicable, indicate the size of the bank for which you performed the work by using one of the following classes: Class 1 = Assets greater than $10 Billion, Class 2 = Assets from $1 Billion through $10 Billion, Class 3 = Assets less than $1 Billion. Also indicate, if known, whether the experience related to problem or non-problem banks. (Note: It is not expected that you will have entries for all of the categories.)

Areas of Specialization or Expertise: Please provide descriptions of the bank examinations and /or projects that you have participated in or the positions that you have held that demonstrate your proficiency in any of the following eight (8) categories. The descriptions may include experience from any period, but should indicate the period in the descriptions of examinations, projects, or positions undertaken from 2008 to the present. Each area is defined in the Statement of Work. Use only those definitions to describe your experience.

1. Credit Analysis

2. Operational Risk

3. Retail Credit Analysis

4. Community Reinvestment Act/Consumer Compliance Examination

5. Bank Secrecy Act/Anti-money Laundering/Office of Foreign Assets

6. Asset Management

7. Capital Markets

8. Bank Information Technology

EXPERIENCE INVENTORY

Name: __________________________________________________________________ Home address (City/State only): __________________________________________ Current employer: ______________________________________________________ Last employer: ______________________________________________________ Current position title: ______________________________________________________ Last position title ______________________________________________________ (Include the position grade and period of service if a Federal Government position.):

CATEGORIES: Use this space as needed by typing text to expand the boxes.

Credit Analysis

Operational Risk

Retail Credit Analysis

Consumer Reinvestment Act / Community Reinvestment

Bank Secrecy Act/Anti-money Laundering/Office of Foreign Assets

Asset Management

Capital Markets

Bank Information Technology

POTENTIAL POST-EMPLOYMENT RESTRICTIONS FOR

FORMER GOVERNMENT EMPLOYEES

Name:

Current Employer:

Instructions: If you are a former OCC or OTS employee, then you must answer the following questions:

POST-EMPLOYMENT ETHICS

1) Are you subject to the one-year cooling off period provision in 18 USC 207(c) applicable to those with a base pay of $160,111.50 or more?

YES ☐ NO ☐

If yes, on what date were you separated from the OCC or the OTS?

(mm/dd/yyyy)

BANK EXAMINATION

Federal law, 18 U.S.C. § 207(a), generally prohibits former Government employees from communicating with or appearing before any executive branch employee on behalf of any other person about particular matters in which the former employee participated while a government employee. The length of time this restriction is in place depends upon the level of employee involvement with the particular matter. If the employee participated personally and substantially in the particular matter, then the restriction is permanent. If the particular matter was merely pending under the employee’s official responsibility during the last year of his or her federal employment, then the restriction is for two years. See 5 CFR Part 2641 for additional information.

2) Have you examined or supervised any national banks or Federal Savings Associations as a government employee within the past two years?

YES ☐ NO ☐

If yes, please provide additional information in the space provided below. (Note: You may attach additional pages, if needed.)

Name of Bank or Savings Association

Location Role

Attachment J.10

Attachment J.11

NATIONAL OR STATE CHARTERED BANK CLIENTS OR EMPLOYERS

Name:

Current Employer:

Instructions: Each individual designated by the Offeror as “key personnel” must provide a list of the national or state chartered banks that he/she has worked for or provided consultation for in the last two years. This list should NOT include banks examined or supervised as an OCC employee.

If the instructions are not applicable to you, you do NOT need to provide this information. Just enter “N/A” below.

Bank Location

Acquisitions Management 400 7th Street SW Washington, DC 20219

Acquisitions Management 400 7th Street SW Washington, DC 20219