Attachment 2 - CSP.docx

DOCX document 66 KB Posted

Attached to
Draft Rapid Operations Material Management (ROMM) RFP Federal contract opportunity
Solicitation number
N0042124R0041
Issued by
Department of the Navy Naval Air Systems Command Naval Air Warfare Center

About this file

This document is a Contract Surveillance Plan (CSP) that outlines the Government's quality assurance methods for administering and monitoring a contract for Rapid Operations Material Management (ROMM) services.

The key details are:

  • The contract will provide the Naval Air Warfare Center Aircraft Division (NAWCAD) Webster Outlying Field (WOLF) Command with material management, including life cycle management, material and equipment management, recordkeeping, and other support services.
  • The contract will have a five-year ordering period and include Cost-Plus-Fixed-Fee (CPFF) term Contract Line Item Numbers (CLINs) for labor and corresponding cost reimbursable CLINs for Other Direct Costs (ODCs).
  • The Contracting Officer's Representative (COR) and other designated Government representatives will monitor the contractor's performance using methods such as 100% inspection, review of reports, and customer feedback. Performance will be evaluated quarterly and annually using the Contractor Performance Assessment Reporting System (CPARS).
  • Key surveillance areas include quality of product/service, schedule, cost control, business relations, management, small business utilization, and other contract-specific areas.

View the file

Other files for this federal contract opportunity

Other files attached to Draft Rapid Operations Material Management (ROMM) RFP, newest first.
File Type Posted
N0042124R0041 ROMM DRAFT RFP QA Final.pdf PDF
Attachment 6 - Wage Determination 2015-4279.pdf PDF
Attachment 1 - DD 254 BID.pdf PDF
Attachment 3 -Data Item Transmittal Form.docx DOCX document
Attachment 8 - Wage Determination 2015-4377.pdf PDF
Attachment 5 - Locator Form.pdf PDF
Attachment P1 - Cost Summary Sheet.xlsx XLSX spreadsheet
Attachment P2 - Annual Fully Burnened Rates.xlsx XLSX spreadsheet
Attachment 4 - OCI List.docx DOCX document
Attachment 9 - Wage Determination 2015-4341.pdf PDF
Exhibit A - CDRLS.docx DOCX document
Attachment 7 - Wage Determination 2015-5635.pdf PDF
N0042124R0041 Draft RFP 18 June 2024.docx DOCX document
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Text version

N00421-18-R-0018 Enclosure (3) CUI Enclosure (3)

Contract Surveillance Plan for Rapid Operations Material Management

1. Purpose

This Contract Surveillance Plan (CSP) is a Government developed and applied document used to ensure systematic Quality Assurance (QA) methods are used in the administration and surveillance of tasking under the Contract. The intent is to ensure the Contractor performs In Accordance With (IAW) the Statement of Work (SOW) and the Government receives the quality of services called for in the Contract.

This Contract will provide the Naval Air Warfare Center Aircraft Division (NAWCAD) Webster Outlying Field (WOLF) Command with material management to include life cycle management, material and equipment management, and recordkeeping and reporting. This includes material handling, delivery and issuance of equipment, shipping, storage, supply maintenance, administrative, logistics and other collateral support services, such as the disposal and handling of Hazardous Material (HAZMAT).

This Contract will have Cost-Plus-Fixed-Fee (CPFF) term Contract Line Item Numbers (CLINs) for labor and corresponding cost reimbursable CLINs for Other Direct Costs (ODCs). The Contract will have a five-year ordering period. A properly executed CSP will assist the Government in achieving the objectives of this procurement.

2. Authority

Authority for issuance of this CSP is provided under Contract Section E – Inspection and Acceptance, which provides for inspections and acceptance of the services, products, and documentation called for in the Contract that will be executed by the Contracting Officer (KO) or a duly authorized representative.

3. Scope

To fully understand the roles and responsibilities of the parties, it is important to first define the distinction in terminology between Quality Control Plan (QCP) and the CSP. The Contractor, and not the Government, is responsible for the QCP, which defines the management and quality control actions necessary to meet the quality standards set forth in the Contract.

The CSP provides Government surveillance oversight of the Contractor’s efforts to assure they are timely, effective, and delivering the results specified in the Contract.

4. Government Resources

The following definitions for Government resources are applicable to this plan:

KO: A person duly appointed with the authority to enter into a contract (Procuring Contracting Officer (PCO)), or a person with the authority to administer contracts (Administrative Contracting Officer (ACO)) and make related determinations and findings on behalf of the Government. The PCO for this Contract is Jennifer Lundburg. The ACO will be designated in the resulting Contract. KOs are designated via a written warrant that sets forth limitations of authority.Controlled by: Department of the Navy Controlled by: NAWCAD WOLF CUI Category: SSEL Distribution/Dissemination Control: DL Only (See PMT PID for List) POC: Jennifer Lundburg, jennifer.l.lundburg.civ@us.navy.mil, 240-496-1858

Contracting Officer’s Representative (COR): An individual appointed in writing by the PCO to act as their authorized representative to assist in administering the Contract. The COR will be appointed in the resulting Contract. The limitations of authority are contained in the letter of appointment.

Alternate Contracting Officer’s Representative (ACOR): An individual appointed in writing by the PCO to act as their authorized representative, in the absence of the COR, to assist in administering the Contract. The ACOR will be appointed in the resulting Contract. The limitations of authority are contained in a written letter of appointment.

Government Project Lead (GPL): The COR designates individual GPLs to assist in administering specific efforts under the Contract. This role is also referred to as the Government Technical Point of Contact (TPOC).

5. Responsibilities

The following Government resources will have responsibility for the implementation of this CSP:

KO: The KO (PCO or ACO) ensures performance of all necessary actions for effective contracting, ensures compliance with the terms of the Contract, and safeguards the interests of the United States in the contractual relationship. The KO assures that the Contractor receives impartial, fair, and equitable treatment under the Contract. The KO is ultimately responsible for the final determination of the adequacy of the Contractor’s performance.

COR: The COR is responsible for technical administration of the Contract and assures proper Government surveillance of the Contractor’s performance. The COR is not empowered to make any contractual commitments or to authorize any changes on the Government’s behalf. Any changes that the Contractor deems may affect the Contract price, terms, or conditions shall be referred to the KO for action.

ACOR: The ACOR assists the COR for technical administration of the Contract and assures proper Government surveillance of the Contractor’s performance. The ACOR is not empowered to make any contractual commitments or to authorize any changes on the Government’s behalf. Any changes that the Contractor deems may affect the Contract price, terms, or conditions shall be referred to the KO for action.

GPL: The GPL is responsible for assisting in administering specific efforts under the Contract. A GPL cannot, in any manner, alter the scope of the Contract, make commitments, or authorize any changes on the Government’s behalf.

6.Methods of QA Surveillance
a.Contractor Performance Assessment Reporting System (CPARS): The marketplace for providing supply chain management methods and Packaging, Handling, Shipping, and Transportation (PHS&T) is very competitive. As such, the successful Offeror has a vested interest in the Government generated CPARS under this Contract. Additionally, an evaluation using the CPARS format will be performed at the end of the ordering period. This evaluation will be one determinant in the award of future contracts or TOs. The Government will address the quality of product or service, schedule, cost control, business relations, management, utilization of Small Business (SB), and other important areas for this procurement. Some of the monitoring methods to be used will be Government observation, review of reports, customer feedback, and review of Contract Data Requirements Lists (CDRLs). As this information may affect future source selections throughout the Department of Defense (DoD), as well as the continuation of this tasking, the annual Government assessment will be used appropriately as an additional performance oversight and communication tool within the policies of this CSP.

b. CSP: This document will be used by the COR, ACOR, and GPLs in the technical administration of this Contract. In addition to the below instructions, the form to be used for documentation of QA surveillance is the Surveillance Activity Checklist (SAC).

7. Surveillance

Enclosure (2) sets forth the performance standards, incentives, and surveillance methods for the Contractor, COR, ACOR, and GPLs while Enclosures (1) and (3) provide the checklist and means for the COR to document the results of the surveillance and will be provided to the KO.

8. Documentation

In addition to providing reports to the KO, the COR will maintain a complete QA file. The file will contain copies of all reports, evaluations, recommendations, and any actions related to the Government’s performance of the QA function, including the originals of the QA Checklists. All such records will be maintained for the life of the Contract. The COR shall forward these records to the KO at termination or completion of the Contract.

9. Enclosures

Enclosure (1): Surveillance Activity Checklist (SAC) Enclosure (2): Quarterly Evaluation by Contract Data Requirements List (CDRL) Enclosure (3): Annual Surveillance Summary

CUI

CUI

CUI

Source Selection Sensitive Reference FAR 2.101 and 3.104

CUI 3

Source Selection Sensitive Reference FAR 2.101 and 3.104

ENCLOSURE (1): SURVEILLANCE ACTIVITY CHECKLIST (SAC)

Quarterly Surveillance:

The Contracting Officer’s Representative (COR) will perform a quarterly assessment of quality, schedule, cost control, business relations, management, utilization of Small Business (SB), and other areas as applicable utilizing the Contractor Performance Assessment Reporting System (CPARS) evaluation rating definitions listed in Enclosure (3).

QUARTERLY EVALUATION BY SOW PARAGRAPH

Description
Surveillance Method/Measure
Dates
Quality Assessment
Schedule Assessment
Cost Control Assessment
Business Relations Assessment
Management Assessment
Utilization of SB Assessment
Other Areas Assessment
Procurement support IAW paragraph 3.3.1.1
100% Inspection by COR, ACOR, and/or GPLs.
Receiving function support IAW paragraph 3.3.1.2
100% Inspection by COR/ACOR and/or GPLs.
Delivery and pick-up of equipment and material support IAW paragraph 3.3.1.3
100% Inspection by COR/ACOR and/or GPLs.
Shipping of equipment and material support IAW paragraph 3.3.1.4
100% Inspection by COR/ACOR and/or GPLs.
Defense Logistics Agency (DLA) disposition support IAW paragraph 3.3.1.5
100% Inspection by COR/ACOR and/or GPLs.
International Traffic in Arms Regulations (ITAR) (Outside the Continental United States (OCONUS)) material movement support IAW paragraph 3.3.1.6
100% Inspection by COR/ACOR and/or GPLs.
Operating bulk item storage area support IAW 3.3.2.1
100% Inspection by COR/ACOR and/or GPLs.
Warehousing function support IAW paragraph 3.3.2.2
100% Inspection by COR/ACOR and/or GPLs.
Unique Identification (UID)/Item Unique Identification (IUID) management support IAW paragraph 3.3.2.3
100% Inspection by COR/ACOR and/or GPLs.
Inventory and loss inventory support IAW paragraph 3.3.2.4
100% Inspection by COR/ACOR and/or GPLs.
Hazardous Materials (HAZMAT) and Communications Security (COMSEC) material support IAW paragraph 3.3.2.5
100% Inspection by COR/ACOR and/or GPLs.
Data entry support IAW paragraph 3.3.3.1
100% Inspection by COR/ACOR and/or GPLs.
Metrics and reporting support IAW paragraph 3.3.3.2
100% Inspection by COR/ACOR and/or GPLs.

Enclosure (1) CUI Enclosure (1)

CUI 7

ENCLOSURE (2): QUARTERLY EVALUATION BY CONTRACT DATA REQUIREMENTS LIST (CDRL)

Description
Surveillance Method/Measure
Dates Due
Dates Completed
No. Submittals
No. of Req’d Rework
Percentage On Time
Comments
A001 - Contracting Officer’s Representative (COR) Management Report for Technical Direction Letters (TDLs) (Segregation of Cost and Invoice Requirements Reporting for TDLs)
100% Inspection by COR, ACOR, and/or GPLs.
A002 - Government Property (GP) Inventory Report (Delivered Contractor Acquired Property (CAP); Government Furnished Repair Parts)
100% Inspection by COR, ACOR, and/or GPLs.
A003 - Phase-Out Transition Plan
100% Inspection by COR, ACOR, and/or GPLs.
A004 - Certification Data Report (Organizational Conflict of Interest (OCI) Mitigation Plan & Non-Disclosure Agreement (NDA) Status Certification)
100% Inspection by COR, ACOR, and/or GPLs.
A005 - Accident Incident Report
100% Inspection by COR, ACOR, and/or GPLs.
A006 - NAVAIR Operation Security (OPSEC) Plan
100% Inspection by COR, ACOR, and/or GPLs.
A007 - Report of Receipts, Inventory, Adjustments and Shipments of Government Property (Accounting Report)
100% Inspection by COR, ACOR, and/or GPLs.
A008 - Trip/Travel Report (Daily Trip Log)
100% Inspection by COR, ACOR, and/or GPLs.
A009 - Shipping Accounting Report
100% Inspection by COR, ACOR, and/or GPLs.
A010 - Inventory/Utilization Report (Parts Inventory List)
100% Inspection by COR, ACOR, and/or GPLs.
A011 - Logistics Management Information (LMI) (User Logistics Support Summary (ULSS))
100% Inspection by COR, ACOR, and/or GPLs.
A012 - Technical Report - Study/Services (Metrics Report)
100% Inspection by COR, ACOR, and/or GPLs.
A013 - Technical Report - Study/Services (Material Discrepancy Report)
100% Inspection by COR, ACOR, and/or GPLs.
A014 - Technical Report - Study/Services (Payback Status Report)
100% Inspection by COR, ACOR, and/or GPLs.
A015 - Inventory/Utilization Data Report (Shipping/Receiving Metrics Report)
100% Inspection by COR, ACOR, and/or GPLs.
A016 - Report, Record of Meeting/Minutes (Conference Agenda)
100% Inspection by COR, ACOR, and/or GPLs.
A017 - Report, Record of Meeting/Minutes (Meeting Minutes)
100% Inspection by COR, ACOR, and/or GPLs.

Metric Summary:

Current Period

Cumulative

Total Number of Deliverables Submitted:

Total Number of Deliverables Submitted Late:

Total Number of Deliverables Requiring Revision:

Percentage of Deliverables Submitted Late:

Percentage of Deliverables Requiring Revision:

Enclosure (2) CUI Enclosure (2)

ENCLOSURE (3): ANNUAL SURVEILLANCE SUMMARY

The Contracting Officer’s Representative (COR) will perform an assessment of overall Contract performance utilizing the Contractor Performance Assessment Reporting System (CPARS) evaluation rating definitions listed in Enclosure (3) below. This assessment will be completed annually covering the previous 12 months.

Description
Surveillance Method/Measure
Date Planned
Date Completed
Summary Rating/Results
Quality of Product or Service
Review of Quarterly Ratings
Schedule
Review of Quarterly Ratings
Cost Control
Review of Quarterly Ratings
Business Relations
Review of Quarterly Ratings
Management
Review of Quarterly Ratings
Utilization of Small Business (SB)
Review of Quarterly Ratings
Other Areas
Review of Quarterly Ratings

Annual Surveillance Completed By: _______________________

Date Completed: ________________

All Statement of Work (SOW) and Contract Data Requirements List (CDRL) tasks, including sub-tasks, will be assessed focusing on the following.

Quality of product or service: Assess the Contractor’s effort to transform operational needs and requirements into an integrated solution. Areas of focus may include the planning and management of program tasks, the quality of support provided throughout all phases of contract execution, the integration of program management specialties, management of interfaces and the management of a totally integrated effort of all program management concerns to meet cost, performance and schedule objectives. Assess how successfully the Contractor meets program quality.

Schedule: Assess the Contractor’s adherence to the required delivery schedule by assessing the Contractor’s efforts during the assessment period that contribute to or effect the schedule variance. Also address significance of scheduled events (e.g., design reviews), discuss causes, and assess the effectiveness of Contractor corrective actions.

Cost control: Assess the Contractor’s effectiveness in forecasting, managing, and controlling contract cost. Is the Contractor experiencing cost growth or under-run? If so, discuss the causes and contractor-proposed solutions for the cost overruns. For contracts where task or contract sizing is based upon contractor-provided person hour estimates, the relationship of these estimates to ultimate cost should be assessed. In addition, the extent to which the Contractor demonstrates a sense of cost responsibility through the efficient use of resources in each work effort will be assessed.

Business relations: Assess the timeliness, completeness, and quality of problem identification, corrective action plans, proposal submittals, the Contractor’s reasonable and cooperative behavior, effective business relations, and customer satisfaction.

Management: Assess the Contractor’s success with timely award and management of subcontracts. Discuss the extent to which the Contractor discharges its responsibility for integration and coordination of all activity needed to execute the Contract; identifies and applies resources required to meet schedule requirements; assigns responsibility for tasks/actions required by the Contract; and communicates appropriate information to affected program elements in a timely manner. Assess the Contractor’s risk mitigation plans.

Utilization of Small Business (SB): The Request for Proposal (RFP) and FAR Subpart 19.7 and 15 U.S.C. 637 contains statutory requirements for complying with the SB Subcontracting Program. Assess whether the Contractor provided maximum practicable opportunity for SB (including Alaska Native Corporations (ANCs) and Indian Tribes) (including Small-Disadvantaged Businesses (SDBs) (which also includes ANCs and Indian Tribes), Women-Owned SBs (WOSBs), HUBZone, Veteran-Owned SBs (VOSBs), Service-Disabled Veteran Owned SBs (SDVOSBs), and ANCs and Indian Tribes that are not SDBs or SBs to participate in contract performance consistent with efficient performance of the Contract. Evaluation will focus on the metrics of actual SB utilization as compared to the Contract required targets and the Contractor’s submitted SB plan.

Other areas: Assess additional evaluation areas unique to the Contract or that cannot be captured elsewhere.

The evaluation ratings are as follows:

Exceptional Performance: Performance meets contractual requirements and exceeds many to the Government’s benefit. The contractual performance of the element or sub-element being evaluated was accomplished with few minor problems for which corrective actions taken by the Contractor were highly effective.

Very Good Performance: Performance meets contractual requirements and exceeds some to the Government’s benefit. The contractual performance of the element or sub-element being evaluated was accomplished with some minor problems for which corrective actions taken by the Contractor were effective.

Satisfactory Performance: Performance meets contractual requirements. The contractual performance of the element or sub-element contains some minor problems for which corrective actions taken by the Contractor appear or were satisfactory.

Marginal Performance: Performance does not meet some contractual requirements. The contractual performance of the element or sub-element being evaluated reflects a serious problem for which the Contractor has not yet identified corrective actions. The Contractor’s proposed actions appear only marginally effective or were not fully implemented.

Unsatisfactory Performance: Performance does not meet most contractual requirements and recovery is not likely in a timely manner. The contractual performance of the element or sub-element contains a serious problem(s) for which the Contractor’s corrective actions appear or were ineffective.

CUI 10

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